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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-1.08%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$2.24B
AUM Growth
+$57.2M
Cap. Flow
+$92.5M
Cap. Flow %
4.13%
Top 10 Hldgs %
20.47%
Holding
268
New
12
Increased
164
Reduced
69
Closed
11

Top Buys

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$32.4M
2
CL icon
Colgate-Palmolive
CL
+$18.7M
3
RYAM icon
Rayonier Advanced Materials
RYAM
+$10.2M
4
MAT icon
Mattel
MAT
+$8.03M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.72M

Top Sells

Rank Stock Value
1
POM
PEPCO HOLDINGS, INC.
POM
+$35.5M
2
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$9.54M
3
BF.B icon
Brown-Forman Class B
BF.B
+$5.7M
4
IRM icon
Iron Mountain
IRM
+$4.83M
5
FNF icon
Fidelity National Financial
FNF
+$4.23M

Sector Composition

Rank Sector Weight
1 Financials 19%
2 Industrials 14.24%
3 Healthcare 8.93%
4 Consumer Discretionary 7.11%
5 Technology 7.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBCD
126
DELISTED
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
$3.88M 0.17%
158,048
+10,324
+7% +$254K
SNBR
127
DELISTED
Sleep Number
SNBR
$3.72M 0.17%
177,907
+3,877
+2% +$81.8K
MFIN icon
128
Medallion Financial
MFIN
$250M
$3.7M 0.17%
317,542
+2,399
+0.8% +$28.6K
ACWX icon
129
iShares MSCI ACWI ex US ETF
ACWX
$11.8B
$3.69M 0.16%
+81,115
New +$3.85M
GILD icon
130
Gilead Sciences
GILD
$163B
$3.65M 0.16%
34,322
+1,968
+6% +$193K
HTS
131
DELISTED
HATTERAS FINANCIAL CORP
HTS
$3.49M 0.16%
194,282
– –
SHM icon
132
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$3.37M 0.15%
69,011
+7,696
+13% +$375K
CODI icon
133
Compass Diversified
CODI
$819M
$3.28M 0.15%
187,109
– –
XLB icon
134
State Street Materials Select Sector SPDR ETF
XLB
$8.64B
$3.18M 0.14%
128,430
+50,584
+65% +$1.26M
XLE icon
135
State Street Energy Select Sector SPDR ETF
XLE
$37.8B
$3.1M 0.14%
68,316
+256
+0.4% +$12.4K
IEZ icon
136
iShares US Oil Equipment & Services ETF
IEZ
$361M
$3M 0.13%
45,291
+185
+0.4% +$13.4K
BKCC
137
DELISTED
BlackRock Capital Investment Corporation
BKCC
$2.78M 0.12%
325,267
-15,648
-5% -$141K
RBA icon
138
RB Global
RBA
$17.9B
$2.7M 0.12%
120,472
+13,307
+12% +$317K
PFLT icon
139
PennantPark Floating Rate Capital
PFLT
$698M
$2.64M 0.12%
191,716
-37,751
-16% -$532K
GLAD icon
140
Gladstone Capital
GLAD
$425M
$2.63M 0.12%
150,000
-4,892
-3% -$94K
IAU icon
141
iShares Gold Trust
IAU
$66.2B
$2.61M 0.12%
111,440
-32,048
-22% -$796K
PDCO
142
DELISTED
Patterson Companies, Inc.
PDCO
$2.6M 0.12%
62,661
+3,955
+7% +$158K
MAIN icon
143
Main Street Capital
MAIN
$5.2B
$2.57M 0.11%
83,993
-105
-0.1% -$3.36K
MORN icon
144
Morningstar
MORN
$7.42B
$2.57M 0.11%
37,792
+17,787
+89% +$1.22M
MBB icon
145
iShares MBS ETF
MBB
$39.1B
$2.54M 0.11%
23,523
+2,088
+10% +$225K
IWN icon
146
iShares Russell 2000 Value ETF
IWN
$14.6B
$2.45M 0.11%
26,225
+22,076
+532% +$2.18M
VCLT icon
147
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.88B
$2.45M 0.11%
27,391
+1,690
+7% +$152K
BSCM
148
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$2.42M 0.11%
117,075
+7,112
+6% +$148K
BSCL
149
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$2.41M 0.11%
116,352
+7,084
+6% +$148K
GNMA icon
150
iShares GNMA Bond ETF
GNMA
$424M
$2.37M 0.11%
47,335
+3,061
+7% +$153K
4 5
6
7 8

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Confluence Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, Confluence Investment Management held 268 positions worth $2.24B, up 2.6% from $2.19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $92.5M of net new capital in Q3 2014, opening 12 new positions and adding to 164 existing holdings. Its largest new stake was GE Aerospace: 260,209 shares worth $31.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, down from 20% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares S&P Mid-Cap 400 Value ETF, an estimated $9.54M trimmed.

  • Confluence Investment Management's largest Q3 2014 buy was GE Aerospace: 260,209 shares worth $31.9M.
  • Confluence Investment Management added most to Colgate-Palmolive in Q3 2014, an estimated $18.7M increase.
  • Confluence Investment Management's biggest Q3 2014 reduction was iShares S&P Mid-Cap 400 Value ETF, cutting an estimated $9.54M.
  • Confluence Investment Management fully exited PEPCO HOLDINGS, INC. in Q3 2014, selling an estimated $35.5M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $2.24B portfolio in Q3 2014.
  • Confluence Investment Management opened 12 new positions and closed 11 in Q3 2014.
  • Confluence Investment Management's portfolio value rose 2.6% quarter-over-quarter to $2.24B.

Based on Confluence Investment Management's 13F filing for Q3 2014, filed 21 Oct 2014.