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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+1.07%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$1.97B
AUM Growth
+$167M
Cap. Flow
+$152M
Cap. Flow %
7.7%
Top 10 Hldgs %
20.31%
Holding
277
New
22
Increased
140
Reduced
75
Closed
25

Top Buys

Rank Stock Value
1
DLR icon
Digital Realty Trust
DLR
+$27.4M
2
CL icon
Colgate-Palmolive
CL
+$14.5M
3
MAT icon
Mattel
MAT
+$14.3M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$10.9M
5
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$8.44M

Top Sells

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$21.4M
2
IYW icon
iShares US Technology ETF
IYW
+$5.2M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.14M
4
LMT icon
Lockheed Martin
LMT
+$5.05M
5
BR icon
Broadridge
BR
+$4.79M

Sector Composition

Rank Sector Weight
1 Financials 19.94%
2 Industrials 12.5%
3 Healthcare 8.94%
4 Technology 7.72%
5 Real Estate 6.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAU icon
126
iShares Gold Trust
IAU
$65.9B
$3.66M 0.19%
+146,954
New +$3.69M
IBDD
127
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
$3.6M 0.18%
140,064
+14,952
+12% +$380K
OFS icon
128
OFS Capital
OFS
$48M
$3.54M 0.18%
283,147
+16,096
+6% +$205K
CODI icon
129
Compass Diversified
CODI
$816M
$3.54M 0.18%
187,109
-11,983
-6% -$221K
IBCD
130
DELISTED
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
$3.51M 0.18%
144,512
+15,472
+12% +$376K
IBCE
131
DELISTED
iShares iBonds Mar 2023 Term Corporate ex-Financials ETF
IBCE
$3.49M 0.18%
147,776
+16,468
+13% +$385K
MBB icon
132
iShares MBS ETF
MBB
$39.1B
$3.49M 0.18%
32,854
-26,278
-44% -$2.79M
SCM icon
133
Stellus Capital Investment Corp
SCM
$234M
$3.48M 0.18%
242,081
+11,572
+5% +$169K
PFLT icon
134
PennantPark Floating Rate Capital
PFLT
$704M
$3.42M 0.17%
247,433
-53,300
-18% -$739K
GLAD icon
135
Gladstone Capital
GLAD
$431M
$3.17M 0.16%
157,152
-45,874
-23% -$903K
IGIB icon
136
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$3.17M 0.16%
58,064
-85,452
-60% -$4.65M
SNBR
137
DELISTED
Sleep Number
SNBR
$3.12M 0.16%
+172,307
New +$2.99M
BKCC
138
DELISTED
BlackRock Capital Investment Corporation
BKCC
$3.06M 0.16%
334,119
+55,268
+20% +$518K
SHM icon
139
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$2.89M 0.15%
59,570
+6,389
+12% +$311K
RBA icon
140
RB Global
RBA
$17.7B
$2.68M 0.14%
110,926
+8,044
+8% +$184K
XLP icon
141
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$2.56M 0.13%
59,403
-46,108
-44% -$1.94M
OHAI
142
DELISTED
OHA Investment Corporation
OHAI
$2.56M 0.13%
378,341
– –
ZBRA icon
143
Zebra Technologies
ZBRA
$17.5B
$2.47M 0.13%
35,628
-10,409
-23% -$638K
MAIN icon
144
Main Street Capital
MAIN
$5.31B
$2.46M 0.12%
74,934
-1,000
-1% -$34K
PDCO
145
DELISTED
Patterson Companies, Inc.
PDCO
$2.44M 0.12%
58,316
+5,165
+10% +$211K
MCGC
146
DELISTED
MCG CAP CORP
MCGC
$2.38M 0.12%
627,656
– –
LDR
147
DELISTED
Landauer Inc
LDR
$2.37M 0.12%
52,382
-27,390
-34% -$1.35M
GAIN icon
148
Gladstone Investment Corp
GAIN
$671M
$2.36M 0.12%
284,979
-7,000
-2% -$56.5K
BSCL
149
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$2.22M 0.11%
+107,729
New +$2.2M
BSCM
150
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$2.21M 0.11%
+108,401
New +$2.2M
4 5
6
7 8

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Confluence Investment Management's Q1 2014 Portfolio in Review

As of Q1 2014, Confluence Investment Management held 277 positions worth $1.97B, up 9.2% from $1.81B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $152M of net new capital in Q1 2014, opening 22 new positions and adding to 140 existing holdings. Its largest new stake was Digital Realty Trust: 526,885 shares worth $28M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Vanguard Real Estate ETF, an estimated $21.4M trimmed.

  • Confluence Investment Management's largest Q1 2014 buy was Digital Realty Trust: 526,885 shares worth $28M.
  • Confluence Investment Management added most to Colgate-Palmolive in Q1 2014, an estimated $14.5M increase.
  • Confluence Investment Management's biggest Q1 2014 reduction was Vanguard Real Estate ETF, cutting an estimated $21.4M.
  • Confluence Investment Management fully exited Automatic Data Processing in Q1 2014, selling an estimated $4.62M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $1.97B portfolio in Q1 2014.
  • Confluence Investment Management opened 22 new positions and closed 25 in Q1 2014.
  • Confluence Investment Management's portfolio value rose 9.2% quarter-over-quarter to $1.97B.

Based on Confluence Investment Management's 13F filing for Q1 2014, filed 7 May 2014.