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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+0.36%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$1.45B
AUM Growth
–
Cap. Flow
+$1.47B
Cap. Flow %
101.46%
Top 10 Hldgs %
19.6%
Holding
254
New
254
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
ARCC icon
Ares Capital
ARCC
+$35.3M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$34.5M
3
JNJ icon
Johnson & Johnson
JNJ
+$32M
4
MSFT icon
Microsoft
MSFT
+$30.2M
5
DEO icon
Diageo
DEO
+$28.5M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 21.66%
2 Industrials 11.34%
3 Healthcare 8.39%
4 Technology 7.73%
5 Energy 5.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBCD
126
DELISTED
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
$2.7M 0.19%
+112,996
New +$2.78M
SUNS
127
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$2.69M 0.19%
+146,272
New +$2.76M
MRO
128
DELISTED
Marathon Oil Corporation
MRO
$2.67M 0.18%
+77,319
New +$2.61M
GD icon
129
General Dynamics
GD
$104B
$2.67M 0.18%
+34,108
New +$2.54M
NXPI icon
130
NXP Semiconductors
NXPI
$57.8B
$2.65M 0.18%
+85,402
New +$2.5M
IBCE
131
DELISTED
iShares iBonds Mar 2023 Term Corporate ex-Financials ETF
IBCE
$2.64M 0.18%
+113,684
New +$2.76M
PNY
132
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
$2.53M 0.17%
+74,896
New +$2.54M
OHAI
133
DELISTED
OHA Investment Corporation
OHAI
$2.51M 0.17%
+409,869
New +$2.7M
OFS icon
134
OFS Capital
OFS
$45M
$2.5M 0.17%
+209,839
New +$2.67M
FDUS icon
135
Fidus Investment
FDUS
$749M
$2.49M 0.17%
+133,266
New +$2.46M
APD icon
136
Air Products & Chemicals
APD
$65.7B
$2.49M 0.17%
+29,371
New +$2.47M
IBM icon
137
IBM
IBM
$211B
$2.48M 0.17%
+13,557
New +$2.64M
DCI icon
138
Donaldson
DCI
$10.9B
$2.44M 0.17%
+68,575
New +$2.49M
ACAS
139
DELISTED
American Capital Ltd
ACAS
$2.42M 0.17%
+191,083
New +$2.63M
NPO icon
140
Enpro
NPO
$6.63B
$2.22M 0.15%
+43,711
New +$2.16M
NJR icon
141
New Jersey Resources
NJR
$5.84B
$2.2M 0.15%
+106,090
New +$2.4M
GAIN icon
142
Gladstone Investment Corp
GAIN
$643M
$2.15M 0.15%
+291,979
New +$2.13M
MAIN icon
143
Main Street Capital
MAIN
$5.06B
$2.05M 0.14%
+73,960
New +$2.17M
IDU icon
144
iShares US Utilities ETF
IDU
$1.35B
$2.05M 0.14%
+43,258
New +$2.11M
XLB icon
145
State Street Materials Select Sector SPDR ETF
XLB
$8.27B
$2.02M 0.14%
+105,624
New +$2.09M
OXSQ icon
146
Oxford Square Capital
OXSQ
$163M
$1.97M 0.14%
+204,301
New +$1.99M
PDCO
147
DELISTED
Patterson Companies, Inc.
PDCO
$1.84M 0.13%
+48,826
New +$1.86M
FULL
148
DELISTED
Full Circle Capital Corporation
FULL
$1.71M 0.12%
+216,519
New +$1.7M
BSCH
149
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$1.71M 0.12%
+76,552
New +$1.75M
EWZ icon
150
iShares MSCI Brazil ETF
EWZ
$9.28B
$1.68M 0.12%
+38,215
New +$1.99M
4 5
6
7 8

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GT
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BFS
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EWM
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HI
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TCM
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Confluence Investment Management's Q2 2013 Portfolio in Review

Q2 2013 is the first quarter with a 13F filing on record for Confluence Investment Management, which disclosed 254 positions worth $1.45B. Its ten largest holdings account for 20% of the portfolio.

Its largest position is Ares Capital: 2,021,230 shares worth $34.8M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, followed by Industrials and Healthcare.

  • Confluence Investment Management's largest Q2 2013 buy was Ares Capital: 2,021,230 shares worth $34.8M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $1.45B portfolio in Q2 2013.
  • Confluence Investment Management disclosed 254 positions in Q2 2013, its first 13F filing on record.

Based on Confluence Investment Management's 13F filing for Q2 2013, filed 2 Aug 2013.