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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+10.58%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$7.48B
AUM Growth
+$553M
Cap. Flow
-$109M
Cap. Flow %
-1.46%
Top 10 Hldgs %
22.4%
Holding
316
New
17
Increased
114
Reduced
157
Closed
18

Top Buys

Rank Stock Value
1
DEO icon
Diageo
DEO
+$36.9M
2
PAYC icon
Paycom
PAYC
+$36M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$26M
4
BF.B icon
Brown-Forman Class B
BF.B
+$18.3M
5
XSHQ icon
Invesco S&P SmallCap Quality ETF
XSHQ
+$17.2M

Top Sells

Rank Stock Value
1
CALF icon
Pacer US Small Cap Cash Cows 100 ETF
CALF
+$35.4M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$27M
3
TJX icon
TJX Companies
TJX
+$25.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$21M
5
IBTG icon
iShares iBonds Dec 2026 Term Treasury ETF
IBTG
+$19.6M

Sector Composition

Rank Sector Weight
1 Financials 20.49%
2 Technology 13.34%
3 Industrials 12.99%
4 Consumer Staples 11.72%
5 Consumer Discretionary 7.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KDP icon
101
Keurig Dr Pepper
KDP
$40.8B
$14M 0.19%
374,448
+1,933
+0.5% +$68K
VNT icon
102
Vontier
VNT
$4.74B
$13.2M 0.18%
391,089
-207,668
-35% -$7.38M
URA icon
103
Global X Uranium ETF
URA
$6.22B
$12.9M 0.17%
449,959
+30,895
+7% +$830K
IGSB icon
104
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$12.1M 0.16%
228,897
-124,837
-35% -$6.5M
SPHY icon
105
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.6B
$11.5M 0.15%
+478,935
New +$11.3M
AZEK
106
DELISTED
The AZEK Co
AZEK
$11.3M 0.15%
241,824
-5,859
-2% -$251K
JBTM
107
JBT Marel
JBTM
$6.39B
$10.8M 0.14%
109,815
-2,543
-2% -$235K
CNMD icon
108
CONMED
CNMD
$1.47B
$10.6M 0.14%
146,942
+96,081
+189% +$6.78M
IBDX icon
109
iShares iBonds Dec 2032 Term Corporate ETF
IBDX
$1.72B
$10.5M 0.14%
+409,363
New +$10.3M
IBDW icon
110
iShares iBonds Dec 2031 Term Corporate ETF
IBDW
$2.53B
$10.5M 0.14%
+493,656
New +$10.3M
IBTM icon
111
iShares iBonds Dec 2032 Term Treasury ETF
IBTM
$560M
$9.83M 0.13%
418,595
-11,516
-3% -$267K
FLJP icon
112
Franklin FTSE Japan ETF
FLJP
$4.08B
$9.11M 0.12%
299,521
+13,292
+5% +$391K
DFNM icon
113
Dimensional National Municipal Bond ETF
DFNM
$2.24B
$9.03M 0.12%
185,981
-43,634
-19% -$2.1M
TLH icon
114
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$8.31M 0.11%
75,989
-2,488
-3% -$267K
LULU icon
115
lululemon athletica
LULU
$14.6B
$8.16M 0.11%
+30,089
New +$7.99M
IBDY icon
116
iShares iBonds Dec 2033 Term Corporate ETF
IBDY
$1.09B
$8.15M 0.11%
308,623
-10,243
-3% -$265K
PZA icon
117
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$8.13M 0.11%
336,638
-21,807
-6% -$522K
SPIB icon
118
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$8M 0.11%
237,179
-7,340
-3% -$244K
IBTJ icon
119
iShares iBonds Dec 2029 Term Treasury ETF
IBTJ
$1.35B
$7.89M 0.11%
357,157
-8,487
-2% -$185K
IBTK icon
120
iShares iBonds Dec 2030 Term Treasury ETF
IBTK
$975M
$7.89M 0.11%
393,463
-13,367
-3% -$265K
XONE icon
121
BondBloxx Bloomberg One Year Target Duration US Treasury ETF
XONE
$829M
$7.51M 0.1%
+150,419
New +$7.47M
HTGC icon
122
Hercules Capital
HTGC
$3.23B
$7.47M 0.1%
380,452
+904
+0.2% +$17.8K
IUSV icon
123
iShares Core S&P US Value ETF
IUSV
$27.7B
$6.78M 0.09%
71,045
+65,383
+1,155% +$6.01M
MAIN icon
124
Main Street Capital
MAIN
$5.48B
$6.56M 0.09%
130,879
+571
+0.4% +$28.5K
IIIV icon
125
i3 Verticals
IIIV
$342M
$6.39M 0.09%
299,672
-6,868
-2% -$154K
3 4
5
6 7

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Confluence Investment Management's Q3 2024 Portfolio in Review

As of Q3 2024, Confluence Investment Management held 316 positions worth $7.48B, up 8% from $6.93B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management's Q3 2024 filing shows 17 new, 114 increased, 157 reduced and 18 closed positions. Its largest new stake was Brown-Forman Class B: 406,079 shares worth $20M. The largest sale was Pacer US Small Cap Cash Cows 100 ETF, an estimated $35.4M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 20% a quarter earlier, followed by Technology and Industrials.

  • Confluence Investment Management's largest Q3 2024 buy was Brown-Forman Class B: 406,079 shares worth $20M.
  • Confluence Investment Management added most to Diageo in Q3 2024, an estimated $36.9M increase.
  • Confluence Investment Management's biggest Q3 2024 reduction was iShares 0-3 Month Treasury Bond ETF, cutting an estimated $27M.
  • Confluence Investment Management fully exited Pacer US Small Cap Cash Cows 100 ETF in Q3 2024, selling an estimated $35.4M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $7.48B portfolio in Q3 2024.
  • Confluence Investment Management opened 17 new positions and closed 18 in Q3 2024.
  • Confluence Investment Management's portfolio value rose 8% quarter-over-quarter to $7.48B.

Based on Confluence Investment Management's 13F filing for Q3 2024, filed 31 Oct 2024.