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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+9.43%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$7.07B
AUM Growth
+$613M
Cap. Flow
+$35.9M
Cap. Flow %
0.51%
Top 10 Hldgs %
22.84%
Holding
312
New
22
Increased
71
Reduced
182
Closed
18

Top Buys

Rank Stock Value
1
CLX icon
Clorox
CLX
+$103M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$99.6M
3
UPS icon
United Parcel Service
UPS
+$48.5M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$29.2M
5
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$26.1M

Top Sells

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$41M
2
RTX icon
RTX Corp
RTX
+$26.8M
3
MSFT icon
Microsoft
MSFT
+$26.6M
4
WY icon
Weyerhaeuser
WY
+$18.2M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$18M

Sector Composition

Rank Sector Weight
1 Financials 20.19%
2 Industrials 13.62%
3 Technology 13.62%
4 Consumer Staples 9.16%
5 Consumer Discretionary 8.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPB icon
101
Spectrum Brands
SPB
$2.07B
$12.2M 0.17%
153,423
-21,951
-13% -$1.65M
AZEK
102
DELISTED
The AZEK Co
AZEK
$11.8M 0.17%
308,986
-54,430
-15% -$1.7M
KDP icon
103
Keurig Dr Pepper
KDP
$40.8B
$11.7M 0.17%
352,169
-16,625
-5% -$518K
DFNM icon
104
Dimensional National Municipal Bond ETF
DFNM
$2.24B
$11.2M 0.16%
230,951
-2,237
-1% -$106K
DD icon
105
DuPont de Nemours
DD
$19.2B
$11M 0.16%
114,389
-6,159
-5% -$560K
JJSF icon
106
J&J Snack Foods
JJSF
$1.71B
$10.9M 0.15%
64,935
-5,280
-8% -$859K
URA icon
107
Global X Uranium ETF
URA
$6.22B
$10.8M 0.15%
+390,737
New +$10.7M
KMX icon
108
CarMax
KMX
$8.26B
$10.7M 0.15%
138,891
-5,139
-4% -$345K
IBTM icon
109
iShares iBonds Dec 2032 Term Treasury ETF
IBTM
$560M
$9.88M 0.14%
427,591
-21,593
-5% -$479K
IBTI icon
110
iShares iBonds Dec 2028 Term Treasury ETF
IBTI
$1.92B
$9.86M 0.14%
444,001
-25,707
-5% -$558K
IWD icon
111
iShares Russell 1000 Value ETF
IWD
$83.7B
$9.11M 0.13%
+55,119
New +$8.51M
IBDP
112
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
$8.83M 0.12%
354,529
-6,419
-2% -$159K
PZA icon
113
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$8.81M 0.12%
364,192
-3,009
-0.8% -$68.7K
VCLT icon
114
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.85B
$8.36M 0.12%
+104,243
New +$7.67M
BSCP
115
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$8.3M 0.12%
405,917
-22,136
-5% -$448K
SPIB icon
116
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$8.17M 0.12%
248,833
-12,155
-5% -$386K
IBTK icon
117
iShares iBonds Dec 2030 Term Treasury ETF
IBTK
$975M
$8.11M 0.11%
411,131
-431,779
-51% -$8.23M
IBTF
118
DELISTED
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
$8.08M 0.11%
347,078
-22,114
-6% -$511K
IBTJ icon
119
iShares iBonds Dec 2029 Term Treasury ETF
IBTJ
$1.35B
$7.84M 0.11%
360,028
-23,207
-6% -$491K
SPYG icon
120
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.5B
$7.36M 0.1%
113,122
+870
+0.8% +$53.6K
BSMS icon
121
Invesco BulletShares 2028 Municipal Bond ETF
BSMS
$311M
$6.87M 0.1%
289,275
-2,981
-1% -$68.5K
HTGC icon
122
Hercules Capital
HTGC
$3.23B
$6.46M 0.09%
387,424
+234
+0.1% +$3.7K
BSMO
123
DELISTED
Invesco BulletShares 2024 Municipal Bond ETF
BSMO
$6.41M 0.09%
257,227
-3,271
-1% -$81K
BSMV icon
124
Invesco BulletShares 2031 Municipal Bond ETF
BSMV
$188M
$6.23M 0.09%
288,053
+273,436
+1,871% +$5.63M
BSMR icon
125
Invesco BulletShares 2027 Municipal Bond ETF
BSMR
$348M
$6.23M 0.09%
260,585
-2,702
-1% -$62.8K
3 4
5
6 7

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BFS
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EWM
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HI
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TCM
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Confluence Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Confluence Investment Management held 312 positions worth $7.07B, up 9.5% from $6.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q4 2023 filing shows 22 new, 71 increased, 182 reduced and 18 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 992,122 shares worth $99.5M. The largest sale was State Street SPDR Portfolio Developed World ex-US ETF, an estimated $41M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 21% a quarter earlier, followed by Industrials and Technology.

  • Confluence Investment Management's largest Q4 2023 buy was iShares 0-3 Month Treasury Bond ETF: 992,122 shares worth $99.5M.
  • Confluence Investment Management added most to Clorox in Q4 2023, an estimated $103M increase.
  • Confluence Investment Management's biggest Q4 2023 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $41M.
  • Confluence Investment Management fully exited RTX Corp in Q4 2023, selling an estimated $26.8M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $7.07B portfolio in Q4 2023.
  • Confluence Investment Management opened 22 new positions and closed 18 in Q4 2023.
  • Confluence Investment Management's portfolio value rose 9.5% quarter-over-quarter to $7.07B.

Based on Confluence Investment Management's 13F filing for Q4 2023, filed 5 Nov 2024.