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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-3.69%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.46B
AUM Growth
-$403M
Cap. Flow
-$92M
Cap. Flow %
-1.42%
Top 10 Hldgs %
23.62%
Holding
314
New
16
Increased
58
Reduced
189
Closed
24

Top Buys

Rank Stock Value
1
XONE icon
BondBloxx Bloomberg One Year Target Duration US Treasury ETF
XONE
+$30.7M
2
WRB icon
W.R. Berkley
WRB
+$21.5M
3
KEYS icon
Keysight
KEYS
+$18.1M
4
TTC icon
Toro Company
TTC
+$14.1M
5
FLJP icon
Franklin FTSE Japan ETF
FLJP
+$8.62M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$26M
2
RTX icon
RTX Corp
RTX
+$19.6M
3
ADI icon
Analog Devices
ADI
+$19.2M
4
NXPI icon
NXP Semiconductors
NXPI
+$17.4M
5
LESL icon
Leslie's
LESL
+$15.1M

Sector Composition

Rank Sector Weight
1 Financials 20.58%
2 Technology 14.24%
3 Industrials 13.09%
4 Consumer Discretionary 8.61%
5 Consumer Staples 8.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFNM icon
101
Dimensional National Municipal Bond ETF
DFNM
$2.24B
$10.8M 0.17%
233,188
-1,164
-0.5% -$55.1K
AZEK
102
DELISTED
The AZEK Co
AZEK
$10.8M 0.17%
363,416
-76,279
-17% -$2.4M
KMX icon
103
CarMax
KMX
$8.26B
$10.2M 0.16%
144,030
-1,286
-0.9% -$105K
IBTI icon
104
iShares iBonds Dec 2028 Term Treasury ETF
IBTI
$1.92B
$10.1M 0.16%
469,708
-7,290
-2% -$159K
IBTM icon
105
iShares iBonds Dec 2032 Term Treasury ETF
IBTM
$560M
$9.88M 0.15%
449,184
-5,795
-1% -$131K
SLYG icon
106
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.2B
$9.01M 0.14%
122,948
+2,120
+2% +$163K
IBDP
107
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
$8.93M 0.14%
360,948
+14,184
+4% +$350K
BSCP
108
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$8.61M 0.13%
428,053
-7,789
-2% -$157K
IBTF
109
DELISTED
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
$8.52M 0.13%
369,192
-6,280
-2% -$145K
FLJP icon
110
Franklin FTSE Japan ETF
FLJP
$4.08B
$8.43M 0.13%
+318,847
New +$8.62M
SPIB icon
111
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$8.21M 0.13%
260,988
-4,759
-2% -$152K
PZA icon
112
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$8.14M 0.13%
367,201
-2,590
-0.7% -$60K
IBTJ icon
113
iShares iBonds Dec 2029 Term Treasury ETF
IBTJ
$1.35B
$8.05M 0.12%
383,235
-5,542
-1% -$118K
VNT icon
114
Vontier
VNT
$4.74B
$7.42M 0.11%
240,031
-6,237
-3% -$192K
IBMM
115
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
$6.86M 0.11%
267,141
+255,213
+2,140% +$6.57M
RMAX icon
116
RE/MAX Holdings
RMAX
$242M
$6.68M 0.1%
516,436
-117,305
-19% -$2.04M
SPYG icon
117
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.5B
$6.65M 0.1%
112,252
+940
+0.8% +$57.6K
BSMS icon
118
Invesco BulletShares 2028 Municipal Bond ETF
BSMS
$311M
$6.58M 0.1%
292,256
-2,110
-0.7% -$48.9K
BSMO
119
DELISTED
Invesco BulletShares 2024 Municipal Bond ETF
BSMO
$6.42M 0.1%
260,498
+34,200
+15% +$845K
HTGC icon
120
Hercules Capital
HTGC
$3.23B
$6.36M 0.1%
387,190
+149
+0% +$2.44K
BSMR icon
121
Invesco BulletShares 2027 Municipal Bond ETF
BSMR
$348M
$6.03M 0.09%
263,287
-1,773
-0.7% -$41.5K
BSMN
122
DELISTED
Invesco BulletShares 2023 Municipal Bond ETF
BSMN
$5.54M 0.09%
221,383
-1,308
-0.6% -$32.8K
BSMP
123
DELISTED
Invesco BulletShares 2025 Municipal Bond ETF
BSMP
$5.51M 0.09%
229,452
-1,666
-0.7% -$40.4K
BSMQ icon
124
Invesco BulletShares 2026 Municipal Bond ETF
BSMQ
$271M
$5.48M 0.08%
238,448
-1,796
-0.7% -$42K
MAIN icon
125
Main Street Capital
MAIN
$5.48B
$5.25M 0.08%
129,166
+71
+0.1% +$2.9K
3 4
5
6 7

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GT
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BFS
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EWM
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EC
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HI
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TCM
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OMC
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Confluence Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Confluence Investment Management held 314 positions worth $6.46B, down 5.9% from $6.86B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Confluence Investment Management's Q3 2023 filing shows 16 new, 58 increased, 189 reduced and 24 closed positions. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 617,601 shares worth $30.7M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $26M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 19% a quarter earlier, followed by Technology and Industrials.

  • Confluence Investment Management's largest Q3 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 617,601 shares worth $30.7M.
  • Confluence Investment Management added most to W.R. Berkley in Q3 2023, an estimated $21.5M increase.
  • Confluence Investment Management's biggest Q3 2023 reduction was RTX Corp, cutting an estimated $19.6M.
  • Confluence Investment Management fully exited iShares 1-3 Year Treasury Bond ETF in Q3 2023, selling an estimated $26M.
  • Confluence Investment Management's ten largest holdings make up 24% of its $6.46B portfolio in Q3 2023.
  • Confluence Investment Management opened 16 new positions and closed 24 in Q3 2023.
  • Confluence Investment Management's portfolio value fell 5.9% quarter-over-quarter to $6.46B.

Based on Confluence Investment Management's 13F filing for Q3 2023, filed 10 Oct 2023.