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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+10.69%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.7B
AUM Growth
+$709M
Cap. Flow
+$121M
Cap. Flow %
1.81%
Top 10 Hldgs %
23.22%
Holding
332
New
34
Increased
114
Reduced
148
Closed
27

Top Buys

Rank Stock Value
1
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$53.9M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$42.5M
3
TROW icon
T. Rowe Price
TROW
+$41.1M
4
IBTH icon
iShares iBonds Dec 2027 Term Treasury ETF
IBTH
+$31.1M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$30.8M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$34.4M
2
WRB icon
W.R. Berkley
WRB
+$27.9M
3
MBB icon
iShares MBS ETF
MBB
+$20.5M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$19.4M
5
IBDU icon
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
+$18.1M

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Industrials 13.01%
3 Technology 12.76%
4 Consumer Discretionary 8.87%
5 Consumer Staples 8.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RMAX icon
101
RE/MAX Holdings
RMAX
$242M
$10.9M 0.16%
586,460
-10,779
-2% -$206K
DD icon
102
DuPont de Nemours
DD
$19.2B
$10.6M 0.16%
123,036
-3,068
-2% -$245K
TLH icon
103
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$10.4M 0.15%
+95,825
New +$10.4M
FTDR icon
104
Frontdoor
FTDR
$6.26B
$10.2M 0.15%
491,802
-26,523
-5% -$582K
IBTI icon
105
iShares iBonds Dec 2028 Term Treasury ETF
IBTI
$1.92B
$10.2M 0.15%
463,987
-1,893
-0.4% -$41.5K
AZEK
106
DELISTED
The AZEK Co
AZEK
$10.1M 0.15%
496,731
+232,878
+88% +$4.31M
IWD icon
107
iShares Russell 1000 Value ETF
IWD
$83.7B
$9.05M 0.14%
59,708
+55,035
+1,178% +$8.24M
BSCP
108
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$8.66M 0.13%
430,221
-813
-0.2% -$16.3K
PZA icon
109
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$8.62M 0.13%
+375,894
New +$8.51M
SLYG icon
110
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.2B
$8.61M 0.13%
119,211
-42,273
-26% -$3.11M
IBTF
111
DELISTED
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
$8.5M 0.13%
365,202
-2,145
-0.6% -$49.9K
BAM icon
112
Brookfield Asset Management
BAM
$83.8B
$8.32M 0.12%
+290,178
New +$8.73M
SPIB icon
113
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$8.29M 0.12%
+260,604
New +$8.24M
KMX icon
114
CarMax
KMX
$8.26B
$8.17M 0.12%
134,143
-3,025
-2% -$194K
IBTJ icon
115
iShares iBonds Dec 2029 Term Treasury ETF
IBTJ
$1.35B
$8.09M 0.12%
374,762
-43,962
-10% -$950K
ZROZ icon
116
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.28B
$7.63M 0.11%
87,404
+82,404
+1,648% +$7.38M
IBDP
117
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
$7.45M 0.11%
305,092
+23,221
+8% +$566K
PDBC icon
118
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.3B
$7.09M 0.11%
479,591
-524,903
-52% -$8.75M
HYMB icon
119
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.19B
$6.98M 0.1%
284,902
+135,590
+91% +$3.3M
BSMS icon
120
Invesco BulletShares 2028 Municipal Bond ETF
BSMS
$311M
$6.94M 0.1%
+298,840
New +$6.82M
IAU icon
121
iShares Gold Trust
IAU
$67.5B
$6.85M 0.1%
198,117
-166,311
-46% -$5.46M
HTO
122
H2O America
HTO
$2.62B
$6.41M 0.1%
78,996
-11,049
-12% -$790K
CNNE icon
123
Cannae Holdings
CNNE
$649M
$6.39M 0.1%
309,471
-271,609
-47% -$5.93M
BSMR icon
124
Invesco BulletShares 2027 Municipal Bond ETF
BSMR
$348M
$6.32M 0.09%
+268,583
New +$6.23M
SHM icon
125
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$6.17M 0.09%
+131,369
New +$6.12M
3 4
5
6 7

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Confluence Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Confluence Investment Management held 332 positions worth $6.7B, up 12% from $5.99B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q4 2022 filing shows 34 new, 114 increased, 148 reduced and 27 closed positions. Its largest new stake was State Street SPDR Portfolio Mortgage Backed Bond ETF: 2,496,970 shares worth $54.2M. The largest sale was iShares 7-10 Year Treasury Bond ETF, an estimated $34.4M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Technology.

  • Confluence Investment Management's largest Q4 2022 buy was State Street SPDR Portfolio Mortgage Backed Bond ETF: 2,496,970 shares worth $54.2M.
  • Confluence Investment Management added most to T. Rowe Price in Q4 2022, an estimated $41.1M increase.
  • Confluence Investment Management's biggest Q4 2022 reduction was W.R. Berkley, cutting an estimated $27.9M.
  • Confluence Investment Management fully exited iShares 7-10 Year Treasury Bond ETF in Q4 2022, selling an estimated $34.4M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $6.7B portfolio in Q4 2022.
  • Confluence Investment Management opened 34 new positions and closed 27 in Q4 2022.
  • Confluence Investment Management's portfolio value rose 12% quarter-over-quarter to $6.7B.

Based on Confluence Investment Management's 13F filing for Q4 2022, filed 4 Jan 2023.