We are live on ! Find out more
CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-1.13%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$7.13B
AUM Growth
-$398M
Cap. Flow
-$289M
Cap. Flow %
-4.05%
Top 10 Hldgs %
20.62%
Holding
310
New
8
Increased
136
Reduced
141
Closed
11

Top Buys

Rank Stock Value
1
BIPC icon
Brookfield Infrastructure
BIPC
+$44.8M
2
MBB icon
iShares MBS ETF
MBB
+$17.7M
3
KDP icon
Keurig Dr Pepper
KDP
+$12.9M
4
SLG icon
SL Green Realty
SLG
+$9.06M
5
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$8.33M

Top Sells

Rank Stock Value
1
LIN icon
Linde
LIN
+$38.1M
2
CRL icon
Charles River Laboratories
CRL
+$24.9M
3
PEP icon
PepsiCo
PEP
+$16.5M
4
BSCO
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
+$11.5M
5
GGG icon
Graco
GGG
+$11.2M

Sector Composition

Rank Sector Weight
1 Financials 18.7%
2 Industrials 13.71%
3 Technology 13.44%
4 Consumer Discretionary 9.7%
5 Consumer Staples 7.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLYG icon
101
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.2B
$12.8M 0.18%
147,185
+5,617
+4% +$496K
KDP icon
102
Keurig Dr Pepper
KDP
$40.8B
$12.6M 0.18%
+367,980
New +$12.9M
BKI
103
DELISTED
Black Knight, Inc. Common Stock
BKI
$12.3M 0.17%
171,363
+4,356
+3% +$335K
IBDS icon
104
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.85B
$11.6M 0.16%
428,566
+2,385
+0.6% +$64.7K
IBTI icon
105
iShares iBonds Dec 2028 Term Treasury ETF
IBTI
$1.92B
$11.5M 0.16%
454,370
-103,443
-19% -$2.66M
IBTE
106
DELISTED
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
$11.5M 0.16%
446,833
+90,352
+25% +$2.33M
DD icon
107
DuPont de Nemours
DD
$19.2B
$11M 0.15%
128,445
-1,276
-1% -$118K
KAI icon
108
Kadant
KAI
$3.99B
$9.96M 0.14%
48,785
-1,327
-3% -$262K
EMXC icon
109
iShares MSCI Emerging Markets ex China ETF
EMXC
$24.1B
$9.86M 0.14%
162,522
+135,103
+493% +$8.33M
BSCP
110
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$9.65M 0.14%
435,000
-294,484
-40% -$6.57M
TLT icon
111
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$9.35M 0.13%
64,796
+170
+0.3% +$25.2K
IBTF
112
DELISTED
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
$9.22M 0.13%
359,659
+2,909
+0.8% +$74.9K
IBTJ icon
113
iShares iBonds Dec 2029 Term Treasury ETF
IBTJ
$1.35B
$9.2M 0.13%
365,251
+2,441
+0.7% +$62.3K
IBDU icon
114
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
$4.05B
$9.2M 0.13%
345,651
+1,931
+0.6% +$52K
IBTG icon
115
iShares iBonds Dec 2026 Term Treasury ETF
IBTG
$2.22B
$9.15M 0.13%
358,003
+2,703
+0.8% +$69.5K
MOV icon
116
Movado Group
MOV
$841M
$9.07M 0.13%
288,167
-7,797
-3% -$249K
MDYV icon
117
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.83B
$8.31M 0.12%
125,528
+32,214
+35% +$2.17M
VBTX
118
DELISTED
Veritex Holdings
VBTX
$8.17M 0.11%
207,553
-1,742
-0.8% -$60.7K
JBTM
119
JBT Marel
JBTM
$6.39B
$8.01M 0.11%
56,954
-656
-1% -$94K
RBC icon
120
RBC Bearings
RBC
$18B
$7.81M 0.11%
36,806
-2,475
-6% -$537K
IBDP
121
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
$7.78M 0.11%
+295,956
New +$7.79M
WGO icon
122
Winnebago Industries
WGO
$909M
$7.36M 0.1%
101,554
-1,006
-1% -$70.3K
IBTB
123
DELISTED
iShares iBonds Dec 2022 Term Treasury ETF
IBTB
$7.28M 0.1%
286,305
+14,717
+5% +$374K
PDBC icon
124
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.3B
$7.2M 0.1%
342,241
+600
+0.2% +$12K
CLB icon
125
Core Laboratories
CLB
$521M
$6.95M 0.1%
250,373
-1,880
-0.7% -$57.2K
3 4
5
6 7

Similar funds

PCH
PGIM Custom Harvest Newark, New Jersey $6.4B AUM 18.53% 1-Year Est. Return
GT
Glenview Trust Louisville, Kentucky $6.37B AUM 23.72% 1-Year Est. Return
BFS
Bradley Foster & Sargent Hartford, Connecticut $6.44B AUM 25.27% 1-Year Est. Return
EWM
Evercore Wealth Management New York $6.36B AUM 20.35% 1-Year Est. Return
EC
ECP ControlCo Summit, New Jersey $6.34B AUM 19.72% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return
TCM
Tenor Capital Management New York $6.49B AUM 3% 1-Year Est. Return
OMC
Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

Confluence Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Confluence Investment Management held 310 positions worth $7.13B, down 5.3% from $7.52B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Confluence Investment Management withdrew a net $289M in Q3 2021, closing 11 positions and reducing 141 holdings. Its most notable exit was Invesco BulletShares 2024 Corporate Bond ETF, an estimated $11.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 18% a quarter earlier, followed by Industrials and Technology.

Against the trend, Confluence Investment Management opened a new position in Keurig Dr Pepper worth $12.6M.

  • Confluence Investment Management's largest Q3 2021 buy was Keurig Dr Pepper: 367,980 shares worth $12.6M.
  • Confluence Investment Management added most to Brookfield Infrastructure in Q3 2021, an estimated $44.8M increase.
  • Confluence Investment Management's biggest Q3 2021 reduction was Linde, cutting an estimated $38.1M.
  • Confluence Investment Management fully exited Invesco BulletShares 2024 Corporate Bond ETF in Q3 2021, selling an estimated $11.5M.
  • Confluence Investment Management's ten largest holdings make up 21% of its $7.13B portfolio in Q3 2021.
  • Confluence Investment Management opened 8 new positions and closed 11 in Q3 2021.
  • Confluence Investment Management's portfolio value fell 5.3% quarter-over-quarter to $7.13B.

Based on Confluence Investment Management's 13F filing for Q3 2021, filed 4 Oct 2021.