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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+13.05%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.72B
AUM Growth
+$572M
Cap. Flow
-$170M
Cap. Flow %
-2.52%
Top 10 Hldgs %
21.85%
Holding
319
New
26
Increased
79
Reduced
183
Closed
17

Top Buys

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$18.6M
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$17.7M
3
DNB
Dun & Bradstreet
DNB
+$17.1M
4
VNT icon
Vontier
VNT
+$16.3M
5
BWIN
Baldwin Insurance Group
BWIN
+$15.1M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$19.9M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$15.9M
3
AXTA icon
Axalta
AXTA
+$14.1M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$8.49M
5
SLG icon
SL Green Realty
SLG
+$8.46M

Sector Composition

Rank Sector Weight
1 Financials 18.78%
2 Industrials 14.41%
3 Technology 13.51%
4 Consumer Discretionary 8.58%
5 Consumer Staples 7.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBDT icon
101
iShares iBonds Dec 2028 Term Corporate ETF
IBDT
$4.06B
$13.5M 0.2%
456,514
-1,634
-0.4% -$47.8K
SPDW icon
102
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.6B
$13M 0.19%
+386,137
New +$12.2M
MDYV icon
103
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.83B
$12.9M 0.19%
232,989
-163,821
-41% -$8.27M
MDYG icon
104
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.95B
$12.4M 0.18%
179,240
-132,690
-43% -$8.49M
DD icon
105
DuPont de Nemours
DD
$19.2B
$12.4M 0.18%
139,036
-3,631
-3% -$285K
IBDS icon
106
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.85B
$11.2M 0.17%
407,156
-1,444
-0.4% -$39.4K
BSCO
107
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$11.1M 0.17%
497,633
-1,742
-0.3% -$38.8K
IBTD
108
DELISTED
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
$10.2M 0.15%
396,412
+1,352
+0.3% +$34.8K
IBTG icon
109
iShares iBonds Dec 2026 Term Treasury ETF
IBTG
$2.22B
$9.58M 0.14%
365,643
+5,828
+2% +$153K
IBTJ icon
110
iShares iBonds Dec 2029 Term Treasury ETF
IBTJ
$1.35B
$9.53M 0.14%
363,471
+6,476
+2% +$170K
SLYV icon
111
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.03B
$9.1M 0.14%
137,406
+4,871
+4% +$289K
SLYG icon
112
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.2B
$9.03M 0.13%
118,260
+4,642
+4% +$317K
IBDU icon
113
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
$4.05B
$8.89M 0.13%
323,253
-692
-0.2% -$18.8K
GTES icon
114
Gates Industrial Corporation Ltd.
GTES
$7.15B
$8.7M 0.13%
681,881
+15,203
+2% +$190K
TLT icon
115
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$8.2M 0.12%
52,004
+238
+0.5% +$37.8K
IBTF
116
DELISTED
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
$8.2M 0.12%
314,317
+1,626
+0.5% +$42.4K
IBTE
117
DELISTED
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
$8.15M 0.12%
314,275
+2,218
+0.7% +$57.5K
KAI icon
118
Kadant
KAI
$3.99B
$7.76M 0.12%
55,015
-1,085
-2% -$138K
IIIV icon
119
i3 Verticals
IIIV
$342M
$7.45M 0.11%
224,282
-2,891
-1% -$77.5K
VNQ icon
120
Vanguard Real Estate ETF
VNQ
$39B
$7.43M 0.11%
87,457
+7,220
+9% +$599K
ALNT icon
121
Allient
ALNT
$1.92B
$7.04M 0.1%
206,594
-5,752
-3% -$169K
RBC icon
122
RBC Bearings
RBC
$18B
$6.9M 0.1%
38,522
-450
-1% -$68.7K
HTO
123
H2O America
HTO
$2.62B
$6.54M 0.1%
94,238
+235
+0.2% +$15.3K
HTGC icon
124
Hercules Capital
HTGC
$3.23B
$6.52M 0.1%
451,989
+1,770
+0.4% +$22.5K
JRVR icon
125
James River Group Holdings
JRVR
$217M
$6.52M 0.1%
132,587
-2,614
-2% -$126K
3 4
5
6 7

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BFS
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TCM
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Confluence Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Confluence Investment Management held 319 positions worth $6.72B, up 9.3% from $6.15B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management's Q4 2020 filing shows 26 new, 79 increased, 183 reduced and 17 closed positions. Its largest new stake was Vontier: 527,091 shares worth $17.6M. The largest sale was Tiffany & Co., an estimated $19.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 18% a quarter earlier, followed by Industrials and Technology.

  • Confluence Investment Management's largest Q4 2020 buy was Vontier: 527,091 shares worth $17.6M.
  • Confluence Investment Management added most to iShares Core S&P US Value ETF in Q4 2020, an estimated $18.6M increase.
  • Confluence Investment Management's biggest Q4 2020 reduction was Tiffany & Co., cutting an estimated $19.9M.
  • Confluence Investment Management fully exited State Street Communication Services Select Sector SPDR ETF in Q4 2020, selling an estimated $4.32M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $6.72B portfolio in Q4 2020.
  • Confluence Investment Management opened 26 new positions and closed 17 in Q4 2020.
  • Confluence Investment Management's portfolio value rose 9.3% quarter-over-quarter to $6.72B.

Based on Confluence Investment Management's 13F filing for Q4 2020, filed 25 Jan 2021.