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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.32%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.15B
AUM Growth
+$158M
Cap. Flow
-$124M
Cap. Flow %
-2.02%
Top 10 Hldgs %
22.76%
Holding
304
New
13
Increased
79
Reduced
173
Closed
11

Top Buys

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$71.9M
2
IBDV icon
iShares iBonds Dec 2030 Term Corporate ETF
IBDV
+$17.6M
3
DNB
Dun & Bradstreet
DNB
+$14.7M
4
IBDU icon
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
+$8.8M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$7.12M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$49.4M
2
IBDD
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
+$14.5M
3
TMO icon
Thermo Fisher Scientific
TMO
+$11.8M
4
FAST icon
Fastenal
FAST
+$10.8M
5
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$10.4M

Sector Composition

Rank Sector Weight
1 Financials 17.52%
2 Industrials 14.75%
3 Technology 13.2%
4 Consumer Discretionary 8.31%
5 Consumer Staples 8.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBDS icon
101
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.85B
$11.1M 0.18%
408,600
+7,419
+2% +$202K
BSCO
102
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$11.1M 0.18%
499,375
+9,705
+2% +$216K
IBTD
103
DELISTED
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
$10.2M 0.17%
395,060
+13,458
+4% +$347K
DD icon
104
DuPont de Nemours
DD
$19.2B
$9.94M 0.16%
142,667
-3,519
-2% -$247K
IBTJ icon
105
iShares iBonds Dec 2029 Term Treasury ETF
IBTJ
$1.35B
$9.51M 0.15%
356,995
+10,886
+3% +$290K
IBTG icon
106
iShares iBonds Dec 2026 Term Treasury ETF
IBTG
$2.22B
$9.47M 0.15%
359,815
+11,320
+3% +$298K
IBDU icon
107
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
$4.05B
$8.76M 0.14%
+323,945
New +$8.8M
TLT icon
108
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$8.45M 0.14%
51,766
-21,282
-29% -$3.53M
IBTF
109
DELISTED
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
$8.19M 0.13%
312,691
+9,608
+3% +$252K
IBTE
110
DELISTED
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
$8.11M 0.13%
312,057
+9,859
+3% +$256K
GTES icon
111
Gates Industrial Corporation Ltd.
GTES
$7.15B
$7.41M 0.12%
666,678
+3,227
+0.5% +$36K
BWIN
112
Baldwin Insurance Group
BWIN
$2.86B
$7.25M 0.12%
291,067
-98,128
-25% -$2.12M
SLYG icon
113
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.2B
$6.71M 0.11%
113,618
+12,019
+12% +$718K
SLYV icon
114
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.03B
$6.64M 0.11%
132,535
+55,478
+72% +$2.85M
VNQ icon
115
Vanguard Real Estate ETF
VNQ
$39B
$6.34M 0.1%
80,237
+1,214
+2% +$97.5K
KAI icon
116
Kadant
KAI
$3.99B
$6.15M 0.1%
56,100
-1,967
-3% -$223K
JRVR icon
117
James River Group Holdings
JRVR
$217M
$6.02M 0.1%
135,201
-4,769
-3% -$222K
ALNT icon
118
Allient
ALNT
$1.92B
$5.84M 0.1%
212,346
-5,696
-3% -$151K
IIIV icon
119
i3 Verticals
IIIV
$342M
$5.74M 0.09%
227,173
-9,074
-4% -$243K
HTO
120
H2O America
HTO
$2.62B
$5.72M 0.09%
94,003
-2,460
-3% -$156K
IBMQ icon
121
iShares iBonds Dec 2028 Term Muni Bond ETF
IBMQ
$662M
$5.53M 0.09%
202,470
+4,846
+2% +$133K
JBTM
122
JBT Marel
JBTM
$6.39B
$5.31M 0.09%
57,783
-1,237
-2% -$118K
HTGC icon
123
Hercules Capital
HTGC
$3.23B
$5.21M 0.08%
450,219
+245
+0.1% +$2.72K
SPY icon
124
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$5.2M 0.08%
15,526
-3,100
-17% -$1.03M
FARO
125
DELISTED
Faro Technologies
FARO
$5M 0.08%
81,906
+36,821
+82% +$2.11M
3 4
5
6 7

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Confluence Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Confluence Investment Management held 304 positions worth $6.15B, up 2.6% from $5.99B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q3 2020 filing shows 13 new, 79 increased, 173 reduced and 11 closed positions. Its largest new stake was iShares iBonds Dec 2030 Term Corporate ETF: 681,796 shares worth $17.6M. The largest sale was Microsoft, an estimated $49.4M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 17% a quarter earlier, followed by Industrials and Technology.

  • Confluence Investment Management's largest Q3 2020 buy was iShares iBonds Dec 2030 Term Corporate ETF: 681,796 shares worth $17.6M.
  • Confluence Investment Management added most to Cisco in Q3 2020, an estimated $71.9M increase.
  • Confluence Investment Management's biggest Q3 2020 reduction was Microsoft, cutting an estimated $49.4M.
  • Confluence Investment Management fully exited iShares iBonds Mar 2023 Term Corporate ETF in Q3 2020, selling an estimated $14.5M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $6.15B portfolio in Q3 2020.
  • Confluence Investment Management opened 13 new positions and closed 11 in Q3 2020.
  • Confluence Investment Management's portfolio value rose 2.6% quarter-over-quarter to $6.15B.

Based on Confluence Investment Management's 13F filing for Q3 2020, filed 19 Oct 2020.