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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.25B
AUM Growth
-$164M
Cap. Flow
-$62.8M
Cap. Flow %
-1%
Top 10 Hldgs %
22.34%
Holding
302
New
16
Increased
148
Reduced
111
Closed
11

Top Buys

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$14.3M
2
MA icon
Mastercard
MA
+$11.9M
3
IBCD
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
+$9.42M
4
DD icon
DuPont de Nemours
DD
+$8.37M
5
SLB icon
SLB Ltd
SLB
+$6.54M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$46.3M
2
DAL icon
Delta Air Lines
DAL
+$13.1M
3
RMAX icon
RE/MAX Holdings
RMAX
+$12.9M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$10.5M
5
HCSG icon
Healthcare Services Group
HCSG
+$5.54M

Sector Composition

Rank Sector Weight
1 Financials 20.35%
2 Technology 13.18%
3 Industrials 11.37%
4 Materials 8.29%
5 Consumer Staples 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMFC icon
101
New Mountain Finance
NMFC
$694M
$12.3M 0.2%
882,224
+22,089
+3% +$299K
TCPC icon
102
BlackRock TCP Capital
TCPC
$294M
$12M 0.19%
839,079
+35,734
+4% +$499K
IBDS icon
103
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.84B
$11.7M 0.19%
457,652
-8,552
-2% -$221K
GBDC icon
104
Golub Capital BDC
GBDC
$3.33B
$11.5M 0.18%
660,884
-3,660
-0.6% -$64.6K
TPVG icon
105
TriplePoint Venture Growth BDC
TPVG
$188M
$10.1M 0.16%
712,902
+162,849
+30% +$2.49M
HTGC icon
106
Hercules Capital
HTGC
$3.12B
$10M 0.16%
782,087
+1,252
+0.2% +$17.4K
IJS icon
107
iShares S&P Small-Cap 600 Value ETF
IJS
$8.32B
$10M 0.16%
134,894
+49,668
+58% +$3.85M
BSCO
108
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$9.79M 0.16%
460,940
-11,588
-2% -$248K
MLN icon
109
VanEck Long Muni ETF
MLN
$680M
$9.64M 0.15%
464,588
-239,802
-34% -$5.05M
BSCM
110
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$9.59M 0.15%
448,115
-13,197
-3% -$284K
BSCL
111
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$9.54M 0.15%
450,094
-13,863
-3% -$295K
IJT icon
112
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.45B
$9.52M 0.15%
104,314
+34,790
+50% +$3.21M
IBCD
113
DELISTED
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
$9.43M 0.15%
+383,223
New +$9.42M
SLRC icon
114
SLR Investment Corp
SLRC
$691M
$9.24M 0.15%
450,098
-11,567
-3% -$238K
BBDC icon
115
Barings BDC
BBDC
$882M
$8.94M 0.14%
908,119
-11,203
-1% -$115K
PDCO
116
DELISTED
Patterson Companies, Inc.
PDCO
$8.42M 0.13%
367,689
-5,932
-2% -$112K
IGIB icon
117
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$7.96M 0.13%
139,851
-8,311
-6% -$481K
IIIV icon
118
i3 Verticals
IIIV
$439M
$7.72M 0.12%
262,046
+2,658
+1% +$62.7K
JBTM
119
JBT Marel
JBTM
$6.35B
$7.26M 0.12%
59,947
+2,010
+3% +$215K
GSK icon
120
GSK
GSK
$103B
$7.11M 0.11%
142,082
+8,696
+7% +$484K
TFI icon
121
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.13B
$6.89M 0.11%
137,342
+89,415
+187% +$4.53M
IBMK
122
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$6.73M 0.11%
257,827
+127,225
+97% +$3.33M
IBMJ
123
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$6.71M 0.11%
260,345
+127,700
+96% +$3.29M
RBC icon
124
RBC Bearings
RBC
$18.1B
$6.7M 0.11%
40,169
+2,044
+5% +$330K
OFS icon
125
OFS Capital
OFS
$48M
$6.67M 0.11%
556,273
+7,952
+1% +$92.1K
3 4
5
6 7

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Confluence Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Confluence Investment Management held 302 positions worth $6.25B, down 2.6% from $6.41B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management's Q4 2019 filing shows 16 new, 148 increased, 111 reduced and 11 closed positions. Its largest new stake was iShares iBonds Mar 2020 Term Corporate ex-Financials ETF: 383,223 shares worth $9.43M. The largest sale was Tiffany & Co., an estimated $46.3M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 21% a quarter earlier, followed by Technology and Industrials.

  • Confluence Investment Management's largest Q4 2019 buy was iShares iBonds Mar 2020 Term Corporate ex-Financials ETF: 383,223 shares worth $9.43M.
  • Confluence Investment Management added most to Starbucks in Q4 2019, an estimated $14.3M increase.
  • Confluence Investment Management's biggest Q4 2019 reduction was Tiffany & Co., cutting an estimated $46.3M.
  • Confluence Investment Management fully exited Healthcare Services Group in Q4 2019, selling an estimated $5.54M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $6.25B portfolio in Q4 2019.
  • Confluence Investment Management opened 16 new positions and closed 11 in Q4 2019.
  • Confluence Investment Management's portfolio value fell 2.6% quarter-over-quarter to $6.25B.

Based on Confluence Investment Management's 13F filing for Q4 2019, filed 29 Jan 2020.