CIM

Confluence Investment Management Portfolio holdings

AUM $7.08B
This Quarter Return
+5.23%
1 Year Return
+12.85%
3 Year Return
+37.69%
5 Year Return
+75.82%
10 Year Return
+165.41%
AUM
$6.25B
AUM Growth
+$6.25B
Cap. Flow
-$48.9M
Cap. Flow %
-0.78%
Top 10 Hldgs %
22.34%
Holding
302
New
16
Increased
148
Reduced
111
Closed
11

Top Buys

1
SBUX icon
Starbucks
SBUX
$14M
2
MA icon
Mastercard
MA
$11.1M
3
DD icon
DuPont de Nemours
DD
$9.5M
4
IBCD
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
$9.43M
5
SLB icon
Schlumberger
SLB
$7.28M

Top Sells

1
TIF
Tiffany & Co.
TIF
$36.7M
2
DAL icon
Delta Air Lines
DAL
$13.3M
3
RMAX icon
RE/MAX Holdings
RMAX
$11M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
$10.4M
5
HCSG icon
Healthcare Services Group
HCSG
$5.54M

Sector Composition

1 Financials 20.35%
2 Technology 13.18%
3 Industrials 11.37%
4 Materials 8.29%
5 Consumer Staples 8.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NMFC icon
101
New Mountain Finance
NMFC
$1.12B
$12.3M 0.2%
882,224
+22,089
+3% +$309K
TCPC icon
102
BlackRock TCP Capital
TCPC
$608M
$12M 0.19%
839,079
+35,734
+4% +$509K
IBDS icon
103
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.29B
$11.7M 0.19%
457,652
-8,552
-2% -$218K
GBDC icon
104
Golub Capital BDC
GBDC
$3.92B
$11.5M 0.18%
647,291
-3,585
-0.6% -$63.8K
TPVG icon
105
TriplePoint Venture Growth BDC
TPVG
$273M
$10.1M 0.16%
712,902
+162,849
+30% +$2.32M
HTGC icon
106
Hercules Capital
HTGC
$3.52B
$10M 0.16%
782,087
+1,252
+0.2% +$16.1K
IJS icon
107
iShares S&P Small-Cap 600 Value ETF
IJS
$6.55B
$10M 0.16%
67,447
+24,834
+58% +$3.69M
BSCO
108
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$9.8M 0.16%
460,940
-11,588
-2% -$246K
MLN icon
109
VanEck Long Muni ETF
MLN
$530M
$9.65M 0.15%
464,588
-239,802
-34% -$4.98M
BSCM
110
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$9.59M 0.15%
448,115
-13,197
-3% -$282K
BSCL
111
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$9.54M 0.15%
450,094
-13,863
-3% -$294K
IJT icon
112
iShares S&P Small-Cap 600 Growth ETF
IJT
$6.23B
$9.52M 0.15%
52,157
+17,395
+50% +$3.17M
IBCD
113
DELISTED
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
$9.43M 0.15%
+383,223
New +$9.43M
SLRC icon
114
SLR Investment Corp
SLRC
$906M
$9.24M 0.15%
450,098
-11,567
-3% -$237K
BBDC icon
115
Barings BDC
BBDC
$1B
$8.94M 0.14%
908,119
-11,203
-1% -$110K
PDCO
116
DELISTED
Patterson Companies, Inc.
PDCO
$8.42M 0.13%
367,689
-5,932
-2% -$136K
IGIB icon
117
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$16.1B
$7.97M 0.13%
139,851
-8,311
-6% -$473K
IIIV icon
118
i3 Verticals
IIIV
$716M
$7.72M 0.12%
262,046
+2,658
+1% +$78.3K
JBTM
119
JBT Marel Corporation
JBTM
$7.37B
$7.26M 0.12%
59,947
+2,010
+3% +$243K
GSK icon
120
GSK
GSK
$79.1B
$7.11M 0.11%
177,603
+10,871
+7% +$435K
TFI icon
121
SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.2B
$6.89M 0.11%
137,342
+89,415
+187% +$4.48M
IBMK
122
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$6.73M 0.11%
257,827
+127,225
+97% +$3.32M
IBMJ
123
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$6.71M 0.11%
260,345
+127,700
+96% +$3.29M
RBC icon
124
RBC Bearings
RBC
$12.2B
$6.7M 0.11%
40,169
+2,044
+5% +$341K
OFS icon
125
OFS Capital
OFS
$114M
$6.68M 0.11%
556,273
+7,952
+1% +$95.4K
3 4
5
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