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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+2.27%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.41B
AUM Growth
+$164M
Cap. Flow
+$44.5M
Cap. Flow %
0.69%
Top 10 Hldgs %
22.62%
Holding
302
New
11
Increased
110
Reduced
149
Closed
16

Top Buys

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$35.3M
2
DAL icon
Delta Air Lines
DAL
+$13.9M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$10.6M
4
RMAX icon
RE/MAX Holdings
RMAX
+$10.2M
5
HCSG icon
Healthcare Services Group
HCSG
+$5.76M

Top Sells

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$15.5M
2
MA icon
Mastercard
MA
+$11.6M
3
IBCD
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
+$9.43M
4
DD icon
DuPont de Nemours
DD
+$8.88M
5
SLB icon
SLB Ltd
SLB
+$6.69M

Sector Composition

Rank Sector Weight
1 Financials 20.52%
2 Technology 13.13%
3 Industrials 11.43%
4 Materials 7.97%
5 Consumer Staples 7.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GBDC icon
101
Golub Capital BDC
GBDC
$3.39B
$12.3M 0.19%
664,544
+3,660
+0.6% +$65.8K
IBDS icon
102
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.84B
$12.1M 0.19%
466,204
+8,552
+2% +$220K
NMFC icon
103
New Mountain Finance
NMFC
$723M
$11.7M 0.18%
860,135
-22,089
-3% -$301K
CTVA icon
104
Corteva
CTVA
$51.3B
$11M 0.17%
394,329
-125,278
-24% -$3.62M
TCPC icon
105
BlackRock TCP Capital
TCPC
$327M
$10.9M 0.17%
803,345
-35,734
-4% -$492K
HTGC icon
106
Hercules Capital
HTGC
$3.19B
$10.4M 0.16%
780,835
-1,252
-0.2% -$16.3K
BSCO
107
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$10.1M 0.16%
472,528
+11,588
+3% +$247K
SLB icon
108
SLB Ltd
SLB
$76.5B
$10M 0.16%
293,674
-183,163
-38% -$6.69M
BSCM
109
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$9.91M 0.15%
461,312
+13,197
+3% +$283K
BSCL
110
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$9.86M 0.15%
463,957
+13,863
+3% +$294K
SLRC icon
111
SLR Investment Corp
SLRC
$705M
$9.53M 0.15%
461,665
+11,567
+3% +$238K
BBDC icon
112
Barings BDC
BBDC
$963M
$9.33M 0.15%
919,322
+11,203
+1% +$111K
TPVG icon
113
TriplePoint Venture Growth BDC
TPVG
$212M
$9.06M 0.14%
550,053
-162,849
-23% -$2.55M
IGIB icon
114
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$8.58M 0.13%
148,162
+8,311
+6% +$478K
GSK icon
115
GSK
GSK
$104B
$7.12M 0.11%
133,386
-8,696
-6% -$447K
TSLX icon
116
Sixth Street Specialty
TSLX
$1.78B
$7.06M 0.11%
336,361
+9,886
+3% +$201K
HTO
117
H2O America
HTO
$2.59B
$6.95M 0.11%
101,781
-2,654
-3% -$174K
PDCO
118
DELISTED
Patterson Companies, Inc.
PDCO
$6.66M 0.1%
373,621
+5,932
+2% +$111K
SCM icon
119
Stellus Capital Investment Corp
SCM
$245M
$6.54M 0.1%
480,043
+11,933
+3% +$164K
NWN icon
120
Northwest Natural Holdings
NWN
$2.14B
$6.52M 0.1%
91,424
-2,088
-2% -$148K
GOOD
121
Gladstone Commercial Corp
GOOD
$625M
$6.5M 0.1%
276,676
-11,106
-4% -$246K
IJS icon
122
iShares S&P Small-Cap 600 Value ETF
IJS
$8.26B
$6.4M 0.1%
85,226
-49,668
-37% -$3.65M
MFIC icon
123
MidCap Financial Investment
MFIC
$800M
$6.39M 0.1%
397,245
+36,804
+10% +$601K
OFS icon
124
OFS Capital
OFS
$50.8M
$6.37M 0.1%
548,321
-7,952
-1% -$91.4K
RBC icon
125
RBC Bearings
RBC
$17.9B
$6.33M 0.1%
38,125
-2,044
-5% -$330K
3 4
5
6 7

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Confluence Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Confluence Investment Management held 302 positions worth $6.41B, up 2.6% from $6.25B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q3 2019 filing shows 11 new, 110 increased, 149 reduced and 16 closed positions. Its largest new stake was Healthcare Services Group: 228,239 shares worth $5.54M. The largest sale was Starbucks, an estimated $15.5M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 20% a quarter earlier, followed by Technology and Industrials.

  • Confluence Investment Management's largest Q3 2019 buy was Healthcare Services Group: 228,239 shares worth $5.54M.
  • Confluence Investment Management added most to Tiffany & Co. in Q3 2019, an estimated $35.3M increase.
  • Confluence Investment Management's biggest Q3 2019 reduction was Starbucks, cutting an estimated $15.5M.
  • Confluence Investment Management fully exited iShares iBonds Mar 2020 Term Corporate ex-Financials ETF in Q3 2019, selling an estimated $9.43M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $6.41B portfolio in Q3 2019.
  • Confluence Investment Management opened 11 new positions and closed 16 in Q3 2019.
  • Confluence Investment Management's portfolio value rose 2.6% quarter-over-quarter to $6.41B.

Based on Confluence Investment Management's 13F filing for Q3 2019, filed 15 Oct 2019.