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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.43%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$6.25B
AUM Growth
+$333M
Cap. Flow
+$39.4M
Cap. Flow %
0.63%
Top 10 Hldgs %
22.34%
Holding
310
New
16
Increased
169
Reduced
91
Closed
19

Top Buys

Rank Stock Value
1
DOW icon
Dow Inc
DOW
+$99M
2
SCHW
Charles Schwab
SCHW
+$21.4M
3
CTVA icon
Corteva
CTVA
+$14M
4
DAL icon
Delta Air Lines
DAL
+$13.8M
5
CNNE icon
Cannae Holdings
CNNE
+$8.14M

Top Sells

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$47.5M
2
JNJ icon
Johnson & Johnson
JNJ
+$26.9M
3
GSK icon
GSK
GSK
+$12.6M
4
GGG icon
Graco
GGG
+$6.53M
5
LXFT
Luxoft Holding, Inc.
LXFT
+$6.04M

Sector Composition

Rank Sector Weight
1 Financials 20.35%
2 Technology 13.18%
3 Industrials 11.37%
4 Materials 8.29%
5 Consumer Staples 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMFC icon
101
New Mountain Finance
NMFC
$683M
$12.3M 0.2%
882,224
-42,733
-5% -$597K
TCPC icon
102
BlackRock TCP Capital
TCPC
$283M
$12M 0.19%
839,079
-16,746
-2% -$242K
IBDS icon
103
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.84B
$11.7M 0.19%
457,652
-385
-0.1% -$9.53K
GBDC icon
104
Golub Capital BDC
GBDC
$3.44B
$11.5M 0.18%
660,884
-38,200
-5% -$670K
TPVG icon
105
TriplePoint Venture Growth BDC
TPVG
$189M
$10.1M 0.16%
712,902
+545
+0.1% +$7.64K
HTGC icon
106
Hercules Capital
HTGC
$3.15B
$10M 0.16%
782,087
-48,133
-6% -$624K
IJS icon
107
iShares S&P Small-Cap 600 Value ETF
IJS
$8.28B
$10M 0.16%
134,894
-286
-0.2% -$21.2K
BSCO
108
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$9.79M 0.16%
460,940
+13,450
+3% +$281K
MLN icon
109
VanEck Long Muni ETF
MLN
$675M
$9.64M 0.15%
464,588
+9,569
+2% +$196K
BSCM
110
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$9.59M 0.15%
448,115
+13,953
+3% +$296K
BSCL
111
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$9.54M 0.15%
450,094
+14,125
+3% +$298K
IJT icon
112
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.37B
$9.52M 0.15%
104,314
+68
+0.1% +$6.11K
IBCD
113
DELISTED
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
$9.43M 0.15%
383,223
+12,538
+3% +$308K
SLRC icon
114
SLR Investment Corp
SLRC
$709M
$9.24M 0.15%
450,098
-41,391
-8% -$871K
BBDC icon
115
Barings BDC
BBDC
$881M
$8.94M 0.14%
908,119
-113,568
-11% -$1.13M
PDCO
116
DELISTED
Patterson Companies, Inc.
PDCO
$8.42M 0.13%
367,689
+10,303
+3% +$229K
IGIB icon
117
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$7.96M 0.13%
139,851
-1,799
-1% -$99.8K
IIIV icon
118
i3 Verticals
IIIV
$418M
$7.72M 0.12%
262,046
-2,724
-1% -$67.4K
JBTM
119
JBT Marel
JBTM
$7.41B
$7.26M 0.12%
59,947
-537
-0.9% -$57.7K
GSK icon
120
GSK
GSK
$103B
$7.11M 0.11%
142,082
-250,954
-64% -$12.6M
TFI icon
121
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.12B
$6.89M 0.11%
137,342
-10,164
-7% -$505K
IBMK
122
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$6.73M 0.11%
257,827
-13,195
-5% -$342K
IBMJ
123
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$6.71M 0.11%
260,345
-13,257
-5% -$340K
RBC icon
124
RBC Bearings
RBC
$18.1B
$6.7M 0.11%
40,169
+187
+0.5% +$26.5K
OFS icon
125
OFS Capital
OFS
$46.4M
$6.67M 0.11%
556,273
+688
+0.1% +$8.45K
3 4
5
6 7

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Confluence Investment Management's Q2 2019 Portfolio in Review

As of Q2 2019, Confluence Investment Management held 310 positions worth $6.25B, up 5.6% from $5.92B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management's Q2 2019 filing shows 16 new, 169 increased, 91 reduced and 19 closed positions. Its largest new stake was Dow Inc: 1,874,416 shares worth $92.4M. The largest sale was DuPont de Nemours, an estimated $47.5M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 20% a quarter earlier, followed by Technology and Industrials.

  • Confluence Investment Management's largest Q2 2019 buy was Dow Inc: 1,874,416 shares worth $92.4M.
  • Confluence Investment Management added most to Cannae Holdings in Q2 2019, an estimated $8.14M increase.
  • Confluence Investment Management's biggest Q2 2019 reduction was DuPont de Nemours, cutting an estimated $47.5M.
  • Confluence Investment Management fully exited Johnson & Johnson in Q2 2019, selling an estimated $26.9M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $6.25B portfolio in Q2 2019.
  • Confluence Investment Management opened 16 new positions and closed 19 in Q2 2019.
  • Confluence Investment Management's portfolio value rose 5.6% quarter-over-quarter to $6.25B.

Based on Confluence Investment Management's 13F filing for Q2 2019, filed 24 Jul 2019.