We are live on ! Find out more
CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+14.08%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$5.92B
AUM Growth
+$600M
Cap. Flow
-$77.7M
Cap. Flow %
-1.31%
Top 10 Hldgs %
21.97%
Holding
332
New
28
Increased
131
Reduced
122
Closed
38

Top Buys

Rank Stock Value
1
ETR icon
Entergy
ETR
+$85.4M
2
USB icon
US Bancorp
USB
+$84.5M
3
LMT icon
Lockheed Martin
LMT
+$83.9M
4
CERN
Cerner Corp
CERN
+$25.4M
5
DLR icon
Digital Realty Trust
DLR
+$20.6M

Top Sells

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$123M
2
IRM icon
Iron Mountain
IRM
+$85.3M
3
KHC icon
Kraft Heinz
KHC
+$60.8M
4
FAST icon
Fastenal
FAST
+$32.8M
5
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$29.2M

Sector Composition

Rank Sector Weight
1 Financials 19.89%
2 Technology 12.77%
3 Industrials 11.64%
4 Consumer Staples 8.1%
5 Healthcare 7.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBDS icon
101
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.84B
$11.2M 0.19%
458,037
+105,794
+30% +$2.53M
HTGC icon
102
Hercules Capital
HTGC
$3.19B
$10.5M 0.18%
830,220
+3,440
+0.4% +$43.8K
SLRC icon
103
SLR Investment Corp
SLRC
$705M
$10.2M 0.17%
491,489
+3,749
+0.8% +$77.8K
BBDC icon
104
Barings BDC
BBDC
$963M
$10M 0.17%
1,021,687
+9,621
+1% +$94K
IJS icon
105
iShares S&P Small-Cap 600 Value ETF
IJS
$8.26B
$9.97M 0.17%
135,180
+17,906
+15% +$1.32M
TPVG icon
106
TriplePoint Venture Growth BDC
TPVG
$212M
$9.8M 0.17%
712,357
-15,718
-2% -$200K
IJT icon
107
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.38B
$9.3M 0.16%
104,246
-41,814
-29% -$3.7M
BSCO
108
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$9.28M 0.16%
447,490
-331,475
-43% -$6.75M
MLN icon
109
VanEck Long Muni ETF
MLN
$679M
$9.24M 0.16%
455,019
+6,934
+2% +$137K
BSCM
110
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$9.17M 0.16%
434,162
+179,179
+70% +$3.74M
BSCL
111
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$9.17M 0.15%
435,969
-180,242
-29% -$3.77M
IBCD
112
DELISTED
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
$9.09M 0.15%
370,685
+7,783
+2% +$191K
NTUS
113
DELISTED
Natus Medical Inc
NTUS
$8.26M 0.14%
325,283
-475,295
-59% -$14.2M
IGIB icon
114
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$7.81M 0.13%
+141,650
New +$7.61M
PDCO
115
DELISTED
Patterson Companies, Inc.
PDCO
$7.81M 0.13%
357,386
+27,013
+8% +$598K
CNNE icon
116
Cannae Holdings
CNNE
$652M
$7.46M 0.13%
307,327
+26,770
+10% +$563K
TFI icon
117
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.13B
$7.27M 0.12%
147,506
-46,645
-24% -$2.26M
TSLX icon
118
Sixth Street Specialty
TSLX
$1.78B
$7.25M 0.12%
362,536
+2,841
+0.8% +$56.3K
IBMK
119
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$7.03M 0.12%
271,022
+84,940
+46% +$2.19M
IBMJ
120
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$7.02M 0.12%
273,602
+87,992
+47% +$2.25M
NLY icon
121
Annaly Capital Management
NLY
$17.1B
$6.86M 0.12%
171,614
+50,000
+41% +$2.04M
GTES icon
122
Gates Industrial Corporation Ltd.
GTES
$7.24B
$6.73M 0.11%
469,312
+28,845
+7% +$435K
SCM icon
123
Stellus Capital Investment Corp
SCM
$245M
$6.62M 0.11%
467,790
-85,552
-15% -$1.21M
OFS icon
124
OFS Capital
OFS
$50.8M
$6.53M 0.11%
555,585
+35,086
+7% +$407K
MFIC icon
125
MidCap Financial Investment
MFIC
$800M
$6.46M 0.11%
427,019
+176,374
+70% +$2.65M
3 4
5
6 7

Similar funds

PCH
PGIM Custom Harvest Newark, New Jersey $6.4B AUM 18.53% 1-Year Est. Return
GT
Glenview Trust Louisville, Kentucky $6.37B AUM 23.72% 1-Year Est. Return
BFS
Bradley Foster & Sargent Hartford, Connecticut $6.44B AUM 25.27% 1-Year Est. Return
EWM
Evercore Wealth Management New York $6.36B AUM 20.35% 1-Year Est. Return
EC
ECP ControlCo Summit, New Jersey $6.34B AUM 19.72% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return
TCM
Tenor Capital Management New York $6.49B AUM 3% 1-Year Est. Return
OMC
Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

Confluence Investment Management's Q1 2019 Portfolio in Review

As of Q1 2019, Confluence Investment Management held 332 positions worth $5.92B, up 11% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management's Q1 2019 filing shows 28 new, 131 increased, 122 reduced and 38 closed positions. Its largest new stake was Entergy: 1,888,790 shares worth $90.3M. The largest sale was Johnson & Johnson, an estimated $123M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 19% a quarter earlier, followed by Technology and Industrials.

  • Confluence Investment Management's largest Q1 2019 buy was Entergy: 1,888,790 shares worth $90.3M.
  • Confluence Investment Management added most to Lockheed Martin in Q1 2019, an estimated $83.9M increase.
  • Confluence Investment Management's biggest Q1 2019 reduction was Johnson & Johnson, cutting an estimated $123M.
  • Confluence Investment Management fully exited Iron Mountain in Q1 2019, selling an estimated $85.3M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $5.92B portfolio in Q1 2019.
  • Confluence Investment Management opened 28 new positions and closed 38 in Q1 2019.
  • Confluence Investment Management's portfolio value rose 11% quarter-over-quarter to $5.92B.

Based on Confluence Investment Management's 13F filing for Q1 2019, filed 16 Apr 2019.