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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-11.32%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$5.32B
AUM Growth
-$550M
Cap. Flow
+$176M
Cap. Flow %
3.32%
Top 10 Hldgs %
22.95%
Holding
335
New
25
Increased
116
Reduced
146
Closed
31

Top Buys

Rank Stock Value
1
LIN icon
Linde
LIN
+$117M
2
TIF
Tiffany & Co.
TIF
+$50.4M
3
FTDR icon
Frontdoor
FTDR
+$42.7M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$31M
5
BR icon
Broadridge
BR
+$28.2M

Top Sells

Rank Stock Value
1
PX
Praxair Inc
PX
+$122M
2
AGN
Allergan plc
AGN
+$30.3M
3
AXP icon
American Express
AXP
+$27.1M
4
PGR icon
Progressive
PGR
+$23.2M
5
MTSC
MTS Systems Corp
MTSC
+$15.8M

Sector Composition

Rank Sector Weight
1 Financials 18.6%
2 Technology 12.07%
3 Healthcare 10.51%
4 Industrials 10.37%
5 Consumer Staples 9.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGLB icon
101
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.84B
$10.1M 0.19%
179,680
+55,122
+44% +$3.09M
SLRC icon
102
SLR Investment Corp
SLRC
$710M
$9.36M 0.18%
487,740
+619
+0.1% +$12.8K
TFI icon
103
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.13B
$9.34M 0.18%
194,151
+6,111
+3% +$289K
HTGC icon
104
Hercules Capital
HTGC
$3.21B
$9.14M 0.17%
826,780
+747
+0.1% +$9.11K
BBDC icon
105
Barings BDC
BBDC
$943M
$9.12M 0.17%
1,012,066
-11,951
-1% -$118K
IBCD
106
DELISTED
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
$8.85M 0.17%
362,902
-3,440
-0.9% -$83.8K
MLN icon
107
VanEck Long Muni ETF
MLN
$680M
$8.77M 0.16%
448,085
-2,798
-0.6% -$53.8K
IJK icon
108
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.1B
$8.53M 0.16%
178,496
+54,132
+44% +$2.83M
IBDS icon
109
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.84B
$8.24M 0.15%
352,243
-2,187
-0.6% -$50.8K
IBDQ
110
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$8.14M 0.15%
344,806
-3,114
-0.9% -$73.6K
TPVG icon
111
TriplePoint Venture Growth BDC
TPVG
$209M
$7.93M 0.15%
728,075
+33,067
+5% +$406K
IJS icon
112
iShares S&P Small-Cap 600 Value ETF
IJS
$8.33B
$7.73M 0.15%
117,274
+15,852
+16% +$1.18M
SCM icon
113
Stellus Capital Investment Corp
SCM
$239M
$7.17M 0.13%
553,342
+606
+0.1% +$7.9K
SPDW icon
114
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.3B
$7.09M 0.13%
268,248
+144,790
+117% +$4.08M
TSLX icon
115
Sixth Street Specialty
TSLX
$1.77B
$6.51M 0.12%
359,695
-287
-0.1% -$5.7K
PDCO
116
DELISTED
Patterson Companies, Inc.
PDCO
$6.5M 0.12%
330,373
-174,968
-35% -$4.09M
GTES icon
117
Gates Industrial Corporation Ltd.
GTES
$7.3B
$5.83M 0.11%
440,467
-2,892
-0.7% -$43.4K
IJJ icon
118
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.95B
$5.74M 0.11%
82,924
+23,458
+39% +$1.79M
TWO
119
Two Harbors Investment
TWO
$1.27B
$5.6M 0.11%
109,064
– –
HTO
120
H2O America
HTO
$2.6B
$5.56M 0.1%
100,043
-22
-0% -$1.3K
OFS icon
121
OFS Capital
OFS
$49.4M
$5.52M 0.1%
520,499
+80,299
+18% +$894K
NWN icon
122
Northwest Natural Holdings
NWN
$2.12B
$5.45M 0.1%
90,093
+549
+0.6% +$36.7K
RAVN
123
DELISTED
Raven Industries Inc
RAVN
$5.35M 0.1%
147,896
+10,977
+8% +$456K
IAU icon
124
iShares Gold Trust
IAU
$66.1B
$5.32M 0.1%
216,358
-7,305
-3% -$172K
BSCK
125
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$5.31M 0.1%
251,999
-2,110
-0.8% -$44.4K
3 4
5
6 7

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Confluence Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Confluence Investment Management held 335 positions worth $5.32B, down 9.4% from $5.87B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management deployed $176M of net new capital in Q4 2018, opening 25 new positions and adding to 116 existing holdings. Its largest new stake was Linde: 739,906 shares worth $115M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, down from 20% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Allergan plc, an estimated $30.3M trimmed.

  • Confluence Investment Management's largest Q4 2018 buy was Linde: 739,906 shares worth $115M.
  • Confluence Investment Management added most to iShares Core S&P US Value ETF in Q4 2018, an estimated $31M increase.
  • Confluence Investment Management's biggest Q4 2018 reduction was Allergan plc, cutting an estimated $30.3M.
  • Confluence Investment Management fully exited Praxair Inc in Q4 2018, selling an estimated $122M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $5.32B portfolio in Q4 2018.
  • Confluence Investment Management opened 25 new positions and closed 31 in Q4 2018.
  • Confluence Investment Management's portfolio value fell 9.4% quarter-over-quarter to $5.32B.

Based on Confluence Investment Management's 13F filing for Q4 2018, filed 4 Jan 2019.