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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+3.53%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$5.87B
AUM Growth
+$177M
Cap. Flow
+$16.1M
Cap. Flow %
0.27%
Top 10 Hldgs %
23.22%
Holding
335
New
23
Increased
116
Reduced
146
Closed
25

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$109M
2
BN icon
Brookfield
BN
+$17.2M
3
WY icon
Weyerhaeuser
WY
+$12.7M
4
BSCL
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
+$7.46M
5
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$7.28M

Top Sells

Rank Stock Value
1
BR icon
Broadridge
BR
+$27.9M
2
SYK icon
Stryker
SYK
+$22.5M
3
GSK icon
GSK
GSK
+$22.2M
4
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$18.5M
5
BKI
Black Knight, Inc. Common Stock
BKI
+$14.7M

Sector Composition

Rank Sector Weight
1 Financials 19.89%
2 Technology 12.11%
3 Healthcare 11.45%
4 Industrials 10.33%
5 Consumer Staples 8.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TPVG icon
101
TriplePoint Venture Growth BDC
TPVG
$212M
$9.45M 0.16%
695,008
-163
-0% -$2.15K
IBCD
102
DELISTED
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
$8.95M 0.15%
366,342
-9,567
-3% -$233K
TFI icon
103
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.13B
$8.93M 0.15%
188,040
-653
-0.3% -$31.3K
MLN icon
104
VanEck Long Muni ETF
MLN
$679M
$8.73M 0.15%
450,883
+1,829
+0.4% +$36K
GTES icon
105
Gates Industrial Corporation Ltd.
GTES
$7.24B
$8.65M 0.15%
443,359
+223,877
+102% +$3.92M
FCRD
106
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$8.63M 0.15%
1,070,037
– –
IJS icon
107
iShares S&P Small-Cap 600 Value ETF
IJS
$8.26B
$8.46M 0.14%
101,422
+10,946
+12% +$925K
IBDS icon
108
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.84B
$8.35M 0.14%
354,430
+246,731
+229% +$5.84M
IBDQ
109
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$8.32M 0.14%
347,920
+241,707
+228% +$5.8M
VWO icon
110
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$7.6M 0.13%
185,301
+21,344
+13% +$898K
SCM icon
111
Stellus Capital Investment Corp
SCM
$245M
$7.54M 0.13%
552,736
– –
TSLX icon
112
Sixth Street Specialty
TSLX
$1.78B
$7.34M 0.13%
359,982
– –
IGLB icon
113
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.83B
$7.26M 0.12%
+124,558
New +$7.28M
IJK icon
114
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11B
$7.24M 0.12%
124,364
-8,996
-7% -$522K
PNNT
115
Pennant Park Investment Corp
PNNT
$236M
$6.86M 0.12%
919,748
– –
MOV icon
116
Movado Group
MOV
$840M
$6.76M 0.12%
161,271
+4,858
+3% +$228K
CBM
117
DELISTED
Cambrex Corporation
CBM
$6.52M 0.11%
95,363
+2,264
+2% +$140K
TWO
118
Two Harbors Investment
TWO
$1.26B
$6.51M 0.11%
+109,064
New +$6.8M
JBTM
119
JBT Marel
JBTM
$6.36B
$6.37M 0.11%
53,377
+734
+1% +$79.8K
ALNT icon
120
Allient
ALNT
$1.89B
$6.33M 0.11%
174,557
-37,164
-18% -$1.21M
THR
121
DELISTED
Thermon Group Holdings
THR
$6.3M 0.11%
244,251
+4,273
+2% +$108K
RAVN
122
DELISTED
Raven Industries Inc
RAVN
$6.26M 0.11%
136,919
-4,319
-3% -$184K
FWRD icon
123
Forward Air
FWRD
$563M
$6.24M 0.11%
87,056
+2,160
+3% +$137K
BMRC icon
124
Bank of Marin Bancorp
BMRC
$465M
$6.15M 0.1%
146,568
+2,044
+1% +$88.1K
CNNE icon
125
Cannae Holdings
CNNE
$652M
$6.12M 0.1%
+292,085
New +$5.71M
3 4
5
6 7

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Confluence Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Confluence Investment Management held 335 positions worth $5.87B, up 3.1% from $5.69B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q3 2018 filing shows 23 new, 116 increased, 146 reduced and 25 closed positions. Its largest new stake was Brookfield: 1,128,689 shares worth $17.9M. The largest sale was Broadridge, an estimated $27.9M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 20% a quarter earlier, followed by Technology and Healthcare.

  • Confluence Investment Management's largest Q3 2018 buy was Brookfield: 1,128,689 shares worth $17.9M.
  • Confluence Investment Management added most to NXP Semiconductors in Q3 2018, an estimated $109M increase.
  • Confluence Investment Management's biggest Q3 2018 reduction was Broadridge, cutting an estimated $27.9M.
  • Confluence Investment Management fully exited Discovery, Inc. Series C Common Stock in Q3 2018, selling an estimated $18.5M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $5.87B portfolio in Q3 2018.
  • Confluence Investment Management opened 23 new positions and closed 25 in Q3 2018.
  • Confluence Investment Management's portfolio value rose 3.1% quarter-over-quarter to $5.87B.

Based on Confluence Investment Management's 13F filing for Q3 2018, filed 25 Oct 2018.