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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-2.01%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$5.41B
AUM Growth
-$63.8M
Cap. Flow
+$106M
Cap. Flow %
1.96%
Top 10 Hldgs %
23.57%
Holding
254
New
13
Increased
112
Reduced
89
Closed
27

Top Buys

Rank Stock Value
1
GILD icon
Gilead Sciences
GILD
+$62.5M
2
DD icon
DuPont de Nemours
DD
+$47.5M
3
ORCL icon
Oracle
ORCL
+$29.1M
4
DLR icon
Digital Realty Trust
DLR
+$21.8M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.1M

Top Sells

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$48.3M
2
CHRW icon
C.H. Robinson
CHRW
+$39.7M
3
DBRG icon
DigitalBridge
DBRG
+$34.1M
4
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$14.2M
5
IYW icon
iShares US Technology ETF
IYW
+$7.2M

Sector Composition

Rank Sector Weight
1 Financials 20.63%
2 Healthcare 11.81%
3 Technology 10.85%
4 Industrials 10.2%
5 Consumer Staples 8.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLN icon
101
VanEck Long Muni ETF
MLN
$679M
$9.19M 0.17%
462,080
-14,104
-3% -$279K
IJT icon
102
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.38B
$8.65M 0.16%
99,536
+16,066
+19% +$1.4M
TPVG icon
103
TriplePoint Venture Growth BDC
TPVG
$212M
$8.33M 0.15%
696,903
-1,155
-0.2% -$14.3K
FCRD
104
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$8.33M 0.15%
1,071,634
+35,656
+3% +$305K
VWO icon
105
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$7.99M 0.15%
170,067
+13,473
+9% +$646K
IGIB icon
106
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$7.59M 0.14%
141,584
-19,112
-12% -$1.03M
IBMJ
107
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$7.12M 0.13%
280,361
+18,836
+7% +$479K
IBMK
108
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$7.05M 0.13%
276,641
+20,860
+8% +$534K
IJJ icon
109
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.9B
$7M 0.13%
90,606
-17,018
-16% -$1.35M
TSLX icon
110
Sixth Street Specialty
TSLX
$1.78B
$6.45M 0.12%
360,953
+235
+0.1% +$4.41K
SCM icon
111
Stellus Capital Investment Corp
SCM
$245M
$6.38M 0.12%
553,907
-319
-0.1% -$3.85K
BBDC icon
112
Barings BDC
BBDC
$963M
$6.34M 0.12%
569,454
+181,319
+47% +$1.97M
ACWX icon
113
iShares MSCI ACWI ex US ETF
ACWX
$11.7B
$6.34M 0.12%
127,519
-24
-0% -$1.22K
CYS
114
DELISTED
CYS Investments Inc.
CYS
$6.26M 0.12%
932,172
– –
PNNT
115
Pennant Park Investment Corp
PNNT
$236M
$6.15M 0.11%
920,659
+347
+0% +$2.4K
MOV icon
116
Movado Group
MOV
$840M
$6.13M 0.11%
159,639
+1,015
+0.6% +$32.4K
IJS icon
117
iShares S&P Small-Cap 600 Value ETF
IJS
$8.26B
$5.83M 0.11%
77,276
-16,160
-17% -$1.24M
RMAX icon
118
RE/MAX Holdings
RMAX
$230M
$5.83M 0.11%
96,363
+3,943
+4% +$207K
BSCJ
119
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$5.7M 0.11%
271,562
-2,378
-0.9% -$50K
BSCK
120
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$5.67M 0.1%
269,135
-2,266
-0.8% -$47.9K
BSCL
121
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$5.64M 0.1%
271,131
-2,256
-0.8% -$47.2K
BSCM
122
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$5.64M 0.1%
271,588
-2,272
-0.8% -$47.5K
ALNT icon
123
Allient
ALNT
$1.89B
$5.61M 0.1%
211,620
+177,411
+519% +$4.04M
RMR icon
124
The RMR Group
RMR
$321M
$5.49M 0.1%
78,451
+51,812
+194% +$3.34M
THR
125
DELISTED
Thermon Group Holdings
THR
$5.3M 0.1%
236,416
+6,242
+3% +$144K
3 4
5
6 7

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Confluence Investment Management's Q1 2018 Portfolio in Review

As of Q1 2018, Confluence Investment Management held 254 positions worth $5.41B, down 1.2% from $5.48B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Confluence Investment Management's Q1 2018 filing shows 13 new, 112 increased, 89 reduced and 27 closed positions. Its largest new stake was Gilead Sciences: 786,729 shares worth $59.3M. The largest sale was GE Aerospace, an estimated $48.3M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 21% a quarter earlier, followed by Healthcare and Technology.

  • Confluence Investment Management's largest Q1 2018 buy was Gilead Sciences: 786,729 shares worth $59.3M.
  • Confluence Investment Management added most to DuPont de Nemours in Q1 2018, an estimated $47.5M increase.
  • Confluence Investment Management's biggest Q1 2018 reduction was DigitalBridge, cutting an estimated $34.1M.
  • Confluence Investment Management fully exited GE Aerospace in Q1 2018, selling an estimated $48.3M.
  • Confluence Investment Management's ten largest holdings make up 24% of its $5.41B portfolio in Q1 2018.
  • Confluence Investment Management opened 13 new positions and closed 27 in Q1 2018.
  • Confluence Investment Management's portfolio value fell 1.2% quarter-over-quarter to $5.41B.

Based on Confluence Investment Management's 13F filing for Q1 2018, filed 4 Apr 2018.