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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$5.48B
AUM Growth
+$255M
Cap. Flow
+$3.7M
Cap. Flow %
0.07%
Top 10 Hldgs %
23.21%
Holding
249
New
10
Increased
133
Reduced
87
Closed
8

Top Buys

Rank Stock Value
1
BKI
Black Knight, Inc. Common Stock
BKI
+$54.6M
2
AXTA icon
Axalta
AXTA
+$43.1M
3
ACN icon
Accenture
ACN
+$16.3M
4
DD icon
DuPont de Nemours
DD
+$7.41M
5
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.61M

Top Sells

Rank Stock Value
1
ABCO
Advisory Board Co
ABCO
+$46.6M
2
FNF icon
Fidelity National Financial
FNF
+$32.3M
3
ESRX
Express Scripts Holding Company
ESRX
+$24M
4
ROST icon
Ross Stores
ROST
+$16.7M
5
GSK icon
GSK
GSK
+$15.2M

Sector Composition

Rank Sector Weight
1 Financials 21.07%
2 Industrials 11.97%
3 Healthcare 10.44%
4 Technology 9.69%
5 Consumer Staples 9.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGIB icon
101
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$8.78M 0.16%
160,696
+5,080
+3% +$278K
IJK icon
102
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.7B
$8.76M 0.16%
162,388
-3,956
-2% -$209K
IJJ icon
103
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
$8.62M 0.16%
107,624
-5,368
-5% -$419K
IYW icon
104
iShares US Technology ETF
IYW
$23.6B
$8.3M 0.15%
203,884
+2,416
+1% +$96.8K
CYS
105
DELISTED
CYS Investments Inc.
CYS
$7.49M 0.14%
932,172
+20,346
+2% +$168K
SCM icon
106
Stellus Capital Investment Corp
SCM
$217M
$7.28M 0.13%
554,226
+21,621
+4% +$290K
VWO icon
107
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$7.19M 0.13%
156,594
+6,607
+4% +$295K
IJS icon
108
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$7.17M 0.13%
93,436
+1,784
+2% +$134K
TSLX icon
109
Sixth Street Specialty
TSLX
$1.63B
$7.14M 0.13%
360,718
+1,615
+0.4% +$33.1K
IJT icon
110
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.26B
$7.1M 0.13%
83,470
-7,994
-9% -$669K
IUSV icon
111
iShares Core S&P US Value ETF
IUSV
$27.2B
$6.81M 0.12%
+122,980
New +$6.61M
IBMJ
112
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$6.65M 0.12%
261,525
+5,724
+2% +$147K
IBMK
113
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$6.57M 0.12%
255,781
+3,387
+1% +$87.6K
XLV icon
114
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$6.47M 0.12%
78,226
+944
+1% +$77.8K
ACWX icon
115
iShares MSCI ACWI ex US ETF
ACWX
$11.5B
$6.37M 0.12%
127,543
+2,174
+2% +$107K
PNNT
116
Pennant Park Investment Corp
PNNT
$215M
$6.36M 0.12%
920,312
+403
+0% +$2.98K
BSCM
117
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$5.8M 0.11%
273,860
+9,557
+4% +$204K
NLY icon
118
Annaly Capital Management
NLY
$17.1B
$5.78M 0.11%
121,614
+138
+0.1% +$6.55K
VAR
119
DELISTED
Varian Medical Systems, Inc.
VAR
$5.78M 0.11%
52,028
-1,293
-2% -$139K
BSCK
120
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$5.78M 0.11%
271,401
+9,506
+4% +$203K
BSCL
121
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$5.78M 0.11%
273,387
+9,608
+4% +$204K
BSCJ
122
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$5.78M 0.11%
273,940
+9,681
+4% +$205K
IYF icon
123
iShares US Financials ETF
IYF
$4.67B
$5.47M 0.1%
91,602
+898
+1% +$52.1K
THR
124
DELISTED
Thermon Group Holdings
THR
$5.45M 0.1%
230,174
+4,168
+2% +$91K
MUB icon
125
iShares National Muni Bond ETF
MUB
$45.1B
$5.26M 0.1%
47,489
+1,212
+3% +$134K
3 4
5
6 7

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BFG
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GT
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BFS
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EWM
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EC
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HI
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TCM
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Confluence Investment Management's Q4 2017 Portfolio in Review

As of Q4 2017, Confluence Investment Management held 249 positions worth $5.48B, up 4.9% from $5.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q4 2017 filing shows 10 new, 133 increased, 87 reduced and 8 closed positions. Its largest new stake was iShares Core S&P US Value ETF: 122,980 shares worth $6.81M. The largest sale was Advisory Board Co, an estimated $46.6M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 22% a quarter earlier, followed by Industrials and Healthcare.

  • Confluence Investment Management's largest Q4 2017 buy was iShares Core S&P US Value ETF: 122,980 shares worth $6.81M.
  • Confluence Investment Management added most to Black Knight, Inc. Common Stock in Q4 2017, an estimated $54.6M increase.
  • Confluence Investment Management's biggest Q4 2017 reduction was Fidelity National Financial, cutting an estimated $32.3M.
  • Confluence Investment Management fully exited Advisory Board Co in Q4 2017, selling an estimated $46.6M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $5.48B portfolio in Q4 2017.
  • Confluence Investment Management opened 10 new positions and closed 8 in Q4 2017.
  • Confluence Investment Management's portfolio value rose 4.9% quarter-over-quarter to $5.48B.

Based on Confluence Investment Management's 13F filing for Q4 2017, filed 8 Jan 2018.