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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+2.31%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$5.22B
AUM Growth
+$300M
Cap. Flow
+$198M
Cap. Flow %
3.8%
Top 10 Hldgs %
21.84%
Holding
255
New
17
Increased
135
Reduced
69
Closed
16

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$93M
2
DBRG icon
DigitalBridge
DBRG
+$79.3M
3
BKI
Black Knight, Inc. Common Stock
BKI
+$28.9M
4
NTUS
Natus Medical Inc
NTUS
+$20.6M
5
MLM icon
Martin Marietta Materials
MLM
+$16.4M

Top Sells

Rank Stock Value
1
DD
Du Pont De Nemours E I
DD
+$80.7M
2
KSS icon
Kohl's
KSS
+$46.2M
3
IBCC
iShares iBonds Mar 2018 Term Corporate ex-Financials ETF
IBCC
+$14.2M
4
GWW icon
W.W. Grainger
GWW
+$9.67M
5
GGG icon
Graco
GGG
+$9.45M

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Industrials 11.72%
3 Healthcare 11.69%
4 Consumer Staples 8.92%
5 Technology 8.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TFI icon
101
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
$9.3M 0.18%
190,221
-377
-0.2% -$18.5K
MLN icon
102
VanEck Long Muni ETF
MLN
$677M
$9.22M 0.18%
461,946
+9,979
+2% +$200K
IJJ icon
103
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
$8.63M 0.17%
112,992
-22,966
-17% -$1.7M
IGIB icon
104
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$8.57M 0.16%
155,616
+23,334
+18% +$1.28M
IJK icon
105
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.7B
$8.41M 0.16%
166,344
-29,248
-15% -$1.44M
CYS
106
DELISTED
CYS Investments Inc.
CYS
$7.88M 0.15%
911,826
– –
IYW icon
107
iShares US Technology ETF
IYW
$23.6B
$7.55M 0.14%
201,468
-91,132
-31% -$3.34M
TSLX icon
108
Sixth Street Specialty
TSLX
$1.63B
$7.53M 0.14%
359,103
-25,178
-7% -$521K
IJT icon
109
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.26B
$7.52M 0.14%
91,464
+44,268
+94% +$3.45M
SCM icon
110
Stellus Capital Investment Corp
SCM
$217M
$7.27M 0.14%
532,605
+20,747
+4% +$282K
BBDC icon
111
Barings BDC
BBDC
$864M
$7.12M 0.14%
498,445
-10,003
-2% -$151K
PNNT
112
Pennant Park Investment Corp
PNNT
$215M
$6.91M 0.13%
919,909
-9,340
-1% -$70.2K
IJS icon
113
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$6.8M 0.13%
91,652
+57,016
+165% +$3.98M
IBMJ
114
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$6.62M 0.13%
255,801
+17,747
+7% +$461K
IBMK
115
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$6.58M 0.13%
252,394
-32,425
-11% -$850K
VWO icon
116
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$6.54M 0.13%
+149,987
New +$6.49M
XLV icon
117
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$6.32M 0.12%
77,282
-8,671
-10% -$696K
ACWX icon
118
iShares MSCI ACWI ex US ETF
ACWX
$11.5B
$6.06M 0.12%
+125,369
New +$5.92M
NLY icon
119
Annaly Capital Management
NLY
$17.1B
$5.92M 0.11%
121,476
+6,000
+5% +$294K
OFS icon
120
OFS Capital
OFS
$45M
$5.79M 0.11%
439,898
-9,633
-2% -$130K
BSCM
121
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$5.66M 0.11%
264,303
+10,403
+4% +$223K
BSCL
122
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$5.63M 0.11%
263,779
+10,975
+4% +$234K
BSCK
123
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$5.63M 0.11%
261,895
+11,105
+4% +$239K
BSCJ
124
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$5.62M 0.11%
264,259
+12,067
+5% +$257K
FSK icon
125
FS KKR Capital
FSK
$2.96B
$5.61M 0.11%
165,884
-1,371
-0.8% -$47.1K
3 4
5
6 7

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Confluence Investment Management's Q3 2017 Portfolio in Review

As of Q3 2017, Confluence Investment Management held 255 positions worth $5.22B, up 6.1% from $4.92B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management deployed $198M of net new capital in Q3 2017, opening 17 new positions and adding to 135 existing holdings. Its largest new stake was DigitalBridge: 1,451,067 shares worth $72.9M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Graco, an estimated $9.45M trimmed.

  • Confluence Investment Management's largest Q3 2017 buy was DigitalBridge: 1,451,067 shares worth $72.9M.
  • Confluence Investment Management added most to DuPont de Nemours in Q3 2017, an estimated $93M increase.
  • Confluence Investment Management's biggest Q3 2017 reduction was Graco, cutting an estimated $9.45M.
  • Confluence Investment Management fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $80.7M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $5.22B portfolio in Q3 2017.
  • Confluence Investment Management opened 17 new positions and closed 16 in Q3 2017.
  • Confluence Investment Management's portfolio value rose 6.1% quarter-over-quarter to $5.22B.

Based on Confluence Investment Management's 13F filing for Q3 2017, filed 13 Oct 2017.