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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+1.84%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$4.92B
AUM Growth
+$439M
Cap. Flow
+$361M
Cap. Flow %
7.33%
Top 10 Hldgs %
22.35%
Holding
250
New
15
Increased
159
Reduced
53
Closed
12

Top Buys

Rank Stock Value
1
PII icon
Polaris
PII
+$32.3M
2
FAST icon
Fastenal
FAST
+$29.4M
3
GE icon
GE Aerospace
GE
+$26.7M
4
AXTA icon
Axalta
AXTA
+$24.4M
5
SLB icon
SLB Ltd
SLB
+$16.6M

Top Sells

Rank Stock Value
1
LOW icon
Lowe's Companies
LOW
+$18.6M
2
OXY icon
Occidental Petroleum
OXY
+$10.7M
3
DFIN icon
Donnelley Financial Solutions
DFIN
+$8.8M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$4.46M
5
NXPI icon
NXP Semiconductors
NXPI
+$4.35M

Sector Composition

Rank Sector Weight
1 Financials 21%
2 Industrials 12.1%
3 Healthcare 11.84%
4 Consumer Staples 9.27%
5 Technology 7.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJK icon
101
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.7B
$9.61M 0.2%
195,592
+132,988
+212% +$6.47M
TPVG icon
102
TriplePoint Venture Growth BDC
TPVG
$184M
$9.56M 0.19%
718,570
-9,243
-1% -$126K
TFI icon
103
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
$9.28M 0.19%
190,598
+3,436
+2% +$167K
MLN icon
104
VanEck Long Muni ETF
MLN
$677M
$8.98M 0.18%
451,967
+9,759
+2% +$193K
BBDC icon
105
Barings BDC
BBDC
$864M
$8.96M 0.18%
508,448
-5,476
-1% -$99.6K
IBCD
106
DELISTED
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
$8.89M 0.18%
361,003
+12,046
+3% +$297K
HTGC icon
107
Hercules Capital
HTGC
$3.07B
$8.15M 0.17%
615,874
-107,053
-15% -$1.49M
IYF icon
108
iShares US Financials ETF
IYF
$4.67B
$8.14M 0.17%
151,374
+18,722
+14% +$979K
TSLX icon
109
Sixth Street Specialty
TSLX
$1.63B
$7.86M 0.16%
384,281
-23,019
-6% -$475K
CYS
110
DELISTED
CYS Investments Inc.
CYS
$7.67M 0.16%
911,826
+37,500
+4% +$315K
IBMK
111
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$7.41M 0.15%
284,819
+7,562
+3% +$197K
REZ icon
112
iShares Residential and Multisector Real Estate ETF
REZ
$879M
$7.4M 0.15%
113,755
+71,759
+171% +$4.65M
IGIB icon
113
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$7.26M 0.15%
132,282
+4,478
+4% +$246K
SCM icon
114
Stellus Capital Investment Corp
SCM
$217M
$7.02M 0.14%
511,858
+85,217
+20% +$1.19M
DFIN icon
115
Donnelley Financial Solutions
DFIN
$1.16B
$7.01M 0.14%
305,275
-401,713
-57% -$8.8M
PNNT
116
Pennant Park Investment Corp
PNNT
$215M
$6.87M 0.14%
929,249
+4,599
+0.5% +$35.5K
XLV icon
117
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$6.81M 0.14%
85,953
+10,520
+14% +$802K
BKI
118
DELISTED
Black Knight, Inc. Common Stock
BKI
$6.76M 0.14%
165,185
+10,522
+7% +$416K
OFS icon
119
OFS Capital
OFS
$45M
$6.43M 0.13%
449,531
-432
-0.1% -$6.14K
VAR
120
DELISTED
Varian Medical Systems, Inc.
VAR
$6.3M 0.13%
61,061
+1,809
+3% +$174K
IBMJ
121
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$6.14M 0.12%
238,054
+7,123
+3% +$184K
FSK icon
122
FS KKR Capital
FSK
$2.96B
$6.12M 0.12%
167,255
-12,329
-7% -$463K
IWP icon
123
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$6.01M 0.12%
111,148
+10,736
+11% +$571K
XLI icon
124
State Street Industrial Select Sector SPDR ETF
XLI
$32.8B
$5.99M 0.12%
87,946
+11,225
+15% +$749K
XLY icon
125
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
$5.75M 0.12%
128,424
+15,552
+14% +$696K
3 4
5
6 7

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Confluence Investment Management's Q2 2017 Portfolio in Review

As of Q2 2017, Confluence Investment Management held 250 positions worth $4.92B, up 9.8% from $4.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management deployed $361M of net new capital in Q2 2017, opening 15 new positions and adding to 159 existing holdings. Its largest new stake was Axalta: 763,128 shares worth $24.5M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Lowe's Companies, an estimated $18.6M trimmed.

  • Confluence Investment Management's largest Q2 2017 buy was Axalta: 763,128 shares worth $24.5M.
  • Confluence Investment Management added most to Polaris in Q2 2017, an estimated $32.3M increase.
  • Confluence Investment Management's biggest Q2 2017 reduction was Lowe's Companies, cutting an estimated $18.6M.
  • Confluence Investment Management fully exited Occidental Petroleum in Q2 2017, selling an estimated $10.7M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $4.92B portfolio in Q2 2017.
  • Confluence Investment Management opened 15 new positions and closed 12 in Q2 2017.
  • Confluence Investment Management's portfolio value rose 9.8% quarter-over-quarter to $4.92B.

Based on Confluence Investment Management's 13F filing for Q2 2017, filed 11 Jul 2017.