CIM

Confluence Investment Management Portfolio holdings

AUM $7.08B
This Quarter Return
+1.84%
1 Year Return
+12.85%
3 Year Return
+37.69%
5 Year Return
+75.82%
10 Year Return
+165.41%
AUM
$4.92B
AUM Growth
+$4.92B
Cap. Flow
+$360M
Cap. Flow %
7.32%
Top 10 Hldgs %
22.35%
Holding
250
New
15
Increased
159
Reduced
53
Closed
12

Top Buys

1
PII icon
Polaris
PII
$34.7M
2
FAST icon
Fastenal
FAST
$28.5M
3
GE icon
GE Aerospace
GE
$25.3M
4
AXTA icon
Axalta
AXTA
$24.5M
5
KMI icon
Kinder Morgan
KMI
$15.5M

Top Sells

1
LOW icon
Lowe's Companies
LOW
$17.6M
2
OXY icon
Occidental Petroleum
OXY
$10.7M
3
DFIN icon
Donnelley Financial Solutions
DFIN
$9.22M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
$4.5M
5
NXPI icon
NXP Semiconductors
NXPI
$4.44M

Sector Composition

1 Financials 21%
2 Industrials 12.38%
3 Healthcare 11.84%
4 Consumer Staples 9.27%
5 Technology 7.64%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IJK icon
101
iShares S&P Mid-Cap 400 Growth ETF
IJK
$9.03B
$9.61M 0.2%
48,898
+33,247
+212% +$6.54M
TPVG icon
102
TriplePoint Venture Growth BDC
TPVG
$273M
$9.56M 0.19%
718,570
-9,243
-1% -$123K
TFI icon
103
SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.2B
$9.28M 0.19%
190,598
+3,436
+2% +$167K
MLN icon
104
VanEck Long Muni ETF
MLN
$531M
$8.98M 0.18%
451,967
+9,759
+2% +$194K
BBDC icon
105
Barings BDC
BBDC
$987M
$8.96M 0.18%
508,448
-5,476
-1% -$96.5K
IBCD
106
DELISTED
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
$8.9M 0.18%
361,003
+12,046
+3% +$297K
HTGC icon
107
Hercules Capital
HTGC
$3.51B
$8.15M 0.17%
615,874
-107,053
-15% -$1.42M
IYF icon
108
iShares US Financials ETF
IYF
$4.03B
$8.14M 0.17%
75,687
+9,361
+14% +$1.01M
TSLX icon
109
Sixth Street Specialty
TSLX
$2.32B
$7.86M 0.16%
384,281
-23,019
-6% -$471K
CYS
110
DELISTED
CYS Investments Inc.
CYS
$7.67M 0.16%
911,826
+37,500
+4% +$315K
IBMK
111
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$7.41M 0.15%
284,819
+7,562
+3% +$197K
REZ icon
112
iShares Residential and Multisector Real Estate ETF
REZ
$799M
$7.4M 0.15%
113,755
+71,759
+171% +$4.67M
IGIB icon
113
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$16.1B
$7.26M 0.15%
66,141
+2,239
+4% +$246K
SCM icon
114
Stellus Capital Investment Corp
SCM
$414M
$7.02M 0.14%
511,858
+85,217
+20% +$1.17M
DFIN icon
115
Donnelley Financial Solutions
DFIN
$1.52B
$7.01M 0.14%
305,275
-401,713
-57% -$9.22M
PNNT
116
Pennant Park Investment Corp
PNNT
$469M
$6.87M 0.14%
929,249
+4,599
+0.5% +$34K
XLV icon
117
Health Care Select Sector SPDR Fund
XLV
$33.8B
$6.81M 0.14%
85,953
+10,520
+14% +$834K
BKI
118
DELISTED
Black Knight, Inc. Common Stock
BKI
$6.76M 0.14%
165,185
+10,522
+7% +$431K
OFS icon
119
OFS Capital
OFS
$116M
$6.43M 0.13%
449,531
-432
-0.1% -$6.18K
VAR
120
DELISTED
Varian Medical Systems, Inc.
VAR
$6.3M 0.13%
61,061
+1,809
+3% +$187K
IBMJ
121
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$6.14M 0.12%
238,054
+7,123
+3% +$184K
FSK icon
122
FS KKR Capital
FSK
$5.06B
$6.12M 0.12%
669,019
-49,316
-7% -$451K
IWP icon
123
iShares Russell Mid-Cap Growth ETF
IWP
$20.3B
$6.01M 0.12%
55,574
+5,368
+11% +$580K
XLI icon
124
Industrial Select Sector SPDR Fund
XLI
$23B
$5.99M 0.12%
87,946
+11,225
+15% +$765K
XLY icon
125
Consumer Discretionary Select Sector SPDR Fund
XLY
$23.2B
$5.76M 0.12%
64,212
+7,776
+14% +$697K
3 4
5
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