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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$4.48B
AUM Growth
+$362M
Cap. Flow
+$160M
Cap. Flow %
3.57%
Top 10 Hldgs %
21.78%
Holding
252
New
17
Increased
151
Reduced
57
Closed
17

Top Buys

Rank Stock Value
1
PII icon
Polaris
PII
+$51.3M
2
ADI icon
Analog Devices
ADI
+$23.1M
3
SBUX icon
Starbucks
SBUX
+$14.5M
4
CL icon
Colgate-Palmolive
CL
+$14.4M
5
GSK icon
GSK
GSK
+$10.2M

Top Sells

Rank Stock Value
1
LLTC
Linear Technology Corp
LLTC
+$79.5M
2
MAT icon
Mattel
MAT
+$45.6M
3
CHRW icon
C.H. Robinson
CHRW
+$26.8M
4
RMAX icon
RE/MAX Holdings
RMAX
+$4.82M
5
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$3.98M

Sector Composition

Rank Sector Weight
1 Financials 21.13%
2 Industrials 11.74%
3 Healthcare 11.57%
4 Consumer Staples 9.64%
5 Technology 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLT icon
101
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$9.58M 0.21%
79,375
-18,134
-19% -$2.18M
IJJ icon
102
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
$9.1M 0.2%
122,552
+18,978
+18% +$1.41M
TFI icon
103
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
$8.97M 0.2%
187,162
+8,893
+5% +$424K
MLN icon
104
VanEck Long Muni ETF
MLN
$677M
$8.65M 0.19%
442,208
-12,024
-3% -$233K
IBCD
105
DELISTED
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
$8.6M 0.19%
348,957
+22,410
+7% +$552K
TSLX icon
106
Sixth Street Specialty
TSLX
$1.63B
$8.3M 0.19%
407,300
+8,813
+2% +$170K
PNNT
107
Pennant Park Investment Corp
PNNT
$215M
$7.53M 0.17%
924,650
+37,900
+4% +$305K
IBMK
108
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$7.14M 0.16%
277,257
+18,837
+7% +$482K
FSK icon
109
FS KKR Capital
FSK
$2.96B
$7.04M 0.16%
179,584
-14,784
-8% -$605K
IGIB icon
110
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$6.96M 0.16%
127,804
+8,112
+7% +$440K
CYS
111
DELISTED
CYS Investments Inc.
CYS
$6.95M 0.16%
874,326
+100,000
+13% +$783K
IYF icon
112
iShares US Financials ETF
IYF
$4.67B
$6.9M 0.15%
132,652
+83,418
+169% +$4.35M
IYW icon
113
iShares US Technology ETF
IYW
$23.6B
$6.64M 0.15%
196,608
-16,028
-8% -$520K
OFS icon
114
OFS Capital
OFS
$45M
$6.38M 0.14%
449,963
+70,130
+18% +$1.02M
SCM icon
115
Stellus Capital Investment Corp
SCM
$217M
$6.21M 0.14%
426,641
-7,795
-2% -$107K
BKI
116
DELISTED
Black Knight, Inc. Common Stock
BKI
$5.92M 0.13%
154,663
+10,799
+8% +$406K
IBMJ
117
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$5.92M 0.13%
230,931
+18,503
+9% +$472K
XLV icon
118
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$5.61M 0.13%
75,433
+23,977
+47% +$1.75M
VAR
119
DELISTED
Varian Medical Systems, Inc.
VAR
$5.4M 0.12%
59,252
+6,901
+13% +$576K
IWP icon
120
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$5.21M 0.12%
100,412
+1,604
+2% +$81.9K
BSCK
121
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$5.19M 0.12%
242,712
+16,436
+7% +$350K
BSCJ
122
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$5.18M 0.12%
243,871
+16,778
+7% +$356K
BSCM
123
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$5.18M 0.12%
245,875
+16,819
+7% +$353K
BSCL
124
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$5.17M 0.12%
244,678
+16,819
+7% +$354K
BSCI
125
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$5.17M 0.12%
243,485
+16,678
+7% +$354K
3 4
5
6 7

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Confluence Investment Management's Q1 2017 Portfolio in Review

As of Q1 2017, Confluence Investment Management held 252 positions worth $4.48B, up 8.8% from $4.12B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management deployed $160M of net new capital in Q1 2017, opening 17 new positions and adding to 151 existing holdings. Its largest new stake was iShares Russell Mid-Cap Value ETF: 116,326 shares worth $9.65M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was C.H. Robinson, an estimated $26.8M trimmed.

  • Confluence Investment Management's largest Q1 2017 buy was iShares Russell Mid-Cap Value ETF: 116,326 shares worth $9.65M.
  • Confluence Investment Management added most to Polaris in Q1 2017, an estimated $51.3M increase.
  • Confluence Investment Management's biggest Q1 2017 reduction was C.H. Robinson, cutting an estimated $26.8M.
  • Confluence Investment Management fully exited Linear Technology Corp in Q1 2017, selling an estimated $79.5M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $4.48B portfolio in Q1 2017.
  • Confluence Investment Management opened 17 new positions and closed 17 in Q1 2017.
  • Confluence Investment Management's portfolio value rose 8.8% quarter-over-quarter to $4.48B.

Based on Confluence Investment Management's 13F filing for Q1 2017, filed 6 Apr 2017.