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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+2.68%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$4.12B
AUM Growth
+$288M
Cap. Flow
+$203M
Cap. Flow %
4.93%
Top 10 Hldgs %
21.54%
Holding
247
New
24
Increased
142
Reduced
55
Closed
12

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$27.7M
2
DFIN icon
Donnelley Financial Solutions
DFIN
+$17.3M
3
DEO icon
Diageo
DEO
+$12.6M
4
PAYX icon
Paychex
PAYX
+$12.5M
5
MAT icon
Mattel
MAT
+$12.5M

Top Sells

Rank Stock Value
1
BBBY
Bed Bath & Beyond Inc
BBBY
+$31.2M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$11.4M
3
BRO icon
Brown & Brown
BRO
+$6.82M
4
KSS icon
Kohl's
KSS
+$6.69M
5
RMAX icon
RE/MAX Holdings
RMAX
+$6.58M

Sector Composition

Rank Sector Weight
1 Financials 21.24%
2 Industrials 12.47%
3 Healthcare 10.72%
4 Technology 9.67%
5 Consumer Staples 8.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLN icon
101
VanEck Long Muni ETF
MLN
$679M
$8.79M 0.21%
454,232
-62,191
-12% -$1.23M
BBDC icon
102
Barings BDC
BBDC
$897M
$8.74M 0.21%
476,784
+17,196
+4% +$322K
TFI icon
103
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.13B
$8.46M 0.21%
178,269
+30,957
+21% +$1.5M
IBCD
104
DELISTED
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
$8.04M 0.2%
326,547
+44,178
+16% +$1.09M
FSK icon
105
FS KKR Capital
FSK
$3.21B
$8.01M 0.19%
194,368
+89,400
+85% +$3.5M
IJJ icon
106
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.03B
$7.52M 0.18%
103,574
-6,832
-6% -$473K
TSLX icon
107
Sixth Street Specialty
TSLX
$1.71B
$7.44M 0.18%
398,487
+9,267
+2% +$169K
PDCO
108
DELISTED
Patterson Companies, Inc.
PDCO
$7.39M 0.18%
180,224
+52,003
+41% +$2.24M
PNNT
109
Pennant Park Investment Corp
PNNT
$230M
$6.79M 0.16%
886,750
-25,214
-3% -$191K
IBMK
110
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$6.55M 0.16%
258,420
+59,289
+30% +$1.52M
IGIB icon
111
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$6.47M 0.16%
119,692
+15,106
+14% +$826K
IYW icon
112
iShares US Technology ETF
IYW
$25.1B
$6.39M 0.16%
212,636
-23,584
-10% -$703K
CYS
113
DELISTED
CYS Investments Inc.
CYS
$5.99M 0.15%
774,326
– –
IWN icon
114
iShares Russell 2000 Value ETF
IWN
$14.7B
$5.7M 0.14%
47,882
-4,397
-8% -$486K
IJK icon
115
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.1B
$5.61M 0.14%
123,176
-5,620
-4% -$247K
BKI
116
DELISTED
Black Knight, Inc. Common Stock
BKI
$5.44M 0.13%
143,864
+25,099
+21% +$958K
IBMJ
117
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$5.37M 0.13%
212,428
+78,533
+59% +$2M
SCM icon
118
Stellus Capital Investment Corp
SCM
$233M
$5.24M 0.13%
434,436
+28,700
+7% +$328K
OFS icon
119
OFS Capital
OFS
$49.3M
$5.23M 0.13%
379,833
+4,600
+1% +$61.3K
IWP icon
120
iShares Russell Mid-Cap Growth ETF
IWP
$20.6B
$4.81M 0.12%
98,808
-7,772
-7% -$375K
BSCI
121
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$4.8M 0.12%
226,807
+29,117
+15% +$618K
BSCJ
122
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$4.8M 0.12%
227,093
+28,106
+14% +$597K
BSCK
123
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$4.8M 0.12%
226,276
+29,196
+15% +$624K
BSCM
124
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$4.79M 0.12%
229,056
+28,171
+14% +$597K
IWO icon
125
iShares Russell 2000 Growth ETF
IWO
$15B
$4.79M 0.12%
31,098
-3,522
-10% -$526K
3 4
5
6 7

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BFS
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EWM
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TCM
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Confluence Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Confluence Investment Management held 247 positions worth $4.12B, up 7.5% from $3.83B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management deployed $203M of net new capital in Q4 2016, opening 24 new positions and adding to 142 existing holdings. Its largest new stake was Donnelley Financial Solutions: 816,626 shares worth $18.8M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $11.4M trimmed.

  • Confluence Investment Management's largest Q4 2016 buy was Donnelley Financial Solutions: 816,626 shares worth $18.8M.
  • Confluence Investment Management added most to Allergan plc in Q4 2016, an estimated $27.7M increase.
  • Confluence Investment Management's biggest Q4 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $11.4M.
  • Confluence Investment Management fully exited Bed Bath & Beyond Inc in Q4 2016, selling an estimated $31.2M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $4.12B portfolio in Q4 2016.
  • Confluence Investment Management opened 24 new positions and closed 12 in Q4 2016.
  • Confluence Investment Management's portfolio value rose 7.5% quarter-over-quarter to $4.12B.

Based on Confluence Investment Management's 13F filing for Q4 2016, filed 14 Feb 2017.