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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+2.65%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$3.83B
AUM Growth
+$196M
Cap. Flow
+$121M
Cap. Flow %
3.16%
Top 10 Hldgs %
20.72%
Holding
240
New
10
Increased
140
Reduced
61
Closed
17

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$33.3M
2
AGN
Allergan plc
AGN
+$27.9M
3
FAST icon
Fastenal
FAST
+$15.3M
4
LOW icon
Lowe's Companies
LOW
+$13M
5
PGR icon
Progressive
PGR
+$12.5M

Top Sells

Rank Stock Value
1
WFC icon
Wells Fargo
WFC
+$22.1M
2
CVX icon
Chevron
CVX
+$18.4M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$17M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$15M
5
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$9.36M

Sector Composition

Rank Sector Weight
1 Financials 20.58%
2 Industrials 11.93%
3 Healthcare 10.91%
4 Technology 9.14%
5 Consumer Staples 9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TPVG icon
101
TriplePoint Venture Growth BDC
TPVG
$189M
$7.89M 0.21%
744,583
+5,624
+0.8% +$62.9K
GOOGL icon
102
Alphabet (Google) Class A
GOOGL
$4.62T
$7.88M 0.21%
196,140
-7,800
-4% -$305K
TFI icon
103
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.13B
$7.38M 0.19%
147,312
+23,926
+19% +$1.2M
IJJ icon
104
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.03B
$7.34M 0.19%
110,406
-226,846
-67% -$15M
TSLX icon
105
Sixth Street Specialty
TSLX
$1.68B
$7.05M 0.18%
389,220
+19,002
+5% +$339K
IBCD
106
DELISTED
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
$7.04M 0.18%
282,369
+42,613
+18% +$1.07M
IYW icon
107
iShares US Technology ETF
IYW
$25.1B
$7.03M 0.18%
236,220
-211,756
-47% -$6.07M
PNNT
108
Pennant Park Investment Corp
PNNT
$223M
$6.86M 0.18%
911,964
-2,673
-0.3% -$20.1K
CYS
109
DELISTED
CYS Investments Inc.
CYS
$6.75M 0.18%
774,326
+75,000
+11% +$660K
VCLT icon
110
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.88B
$6.51M 0.17%
68,080
-97,876
-59% -$9.36M
PDCO
111
DELISTED
Patterson Companies, Inc.
PDCO
$5.89M 0.15%
128,221
+12,972
+11% +$614K
ACAS
112
DELISTED
American Capital Ltd
ACAS
$5.88M 0.15%
347,780
+5,719
+2% +$94.7K
IGIB icon
113
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$5.82M 0.15%
104,586
+15,676
+18% +$873K
IJK icon
114
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.1B
$5.63M 0.15%
128,796
-386,484
-75% -$17M
REZ icon
115
iShares Residential and Multisector Real Estate ETF
REZ
$871M
$5.54M 0.14%
84,527
-111,229
-57% -$7.45M
IWN icon
116
iShares Russell 2000 Value ETF
IWN
$14.7B
$5.48M 0.14%
52,279
-46,841
-47% -$4.8M
IBMK
117
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$5.25M 0.14%
199,131
+41,900
+27% +$1.11M
IWP icon
118
iShares Russell Mid-Cap Growth ETF
IWP
$20.6B
$5.19M 0.14%
106,580
-118,422
-53% -$5.74M
IWO icon
119
iShares Russell 2000 Growth ETF
IWO
$15B
$5.16M 0.13%
34,620
-37,073
-52% -$5.4M
OFS icon
120
OFS Capital
OFS
$46.4M
$4.89M 0.13%
375,233
+5,022
+1% +$68.2K
BKI
121
DELISTED
Black Knight, Inc. Common Stock
BKI
$4.86M 0.13%
118,765
+6,560
+6% +$257K
IJT icon
122
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.52B
$4.68M 0.12%
68,332
-78,616
-53% -$5.31M
XLE icon
123
State Street Energy Select Sector SPDR ETF
XLE
$38.4B
$4.65M 0.12%
131,816
+31,394
+31% +$1.08M
VBK icon
124
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.1B
$4.5M 0.12%
34,142
-26,045
-43% -$3.39M
PFX icon
125
PhenixFIN
PFX
$83.1M
$4.48M 0.12%
29,361
-3,500
-11% -$519K
3 4
5
6 7

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Confluence Investment Management's Q3 2016 Portfolio in Review

As of Q3 2016, Confluence Investment Management held 240 positions worth $3.83B, up 5.4% from $3.64B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Confluence Investment Management deployed $121M of net new capital in Q3 2016, opening 10 new positions and adding to 140 existing holdings. Its largest new stake was Allergan plc: 114,238 shares worth $26.3M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Chevron, an estimated $18.4M trimmed.

  • Confluence Investment Management's largest Q3 2016 buy was Allergan plc: 114,238 shares worth $26.3M.
  • Confluence Investment Management added most to NXP Semiconductors in Q3 2016, an estimated $33.3M increase.
  • Confluence Investment Management's biggest Q3 2016 reduction was Chevron, cutting an estimated $18.4M.
  • Confluence Investment Management fully exited Wells Fargo in Q3 2016, selling an estimated $22.1M.
  • Confluence Investment Management's ten largest holdings make up 21% of its $3.83B portfolio in Q3 2016.
  • Confluence Investment Management opened 10 new positions and closed 17 in Q3 2016.
  • Confluence Investment Management's portfolio value rose 5.4% quarter-over-quarter to $3.83B.

Based on Confluence Investment Management's 13F filing for Q3 2016, filed 4 Nov 2016.