We are live on ! Find out more
CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+3.69%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$3.64B
AUM Growth
+$296M
Cap. Flow
+$190M
Cap. Flow %
5.23%
Top 10 Hldgs %
20.91%
Holding
245
New
14
Increased
158
Reduced
46
Closed
15

Top Buys

Rank Stock Value
1
SLB icon
SLB Ltd
SLB
+$23.9M
2
ABCO
Advisory Board Co
ABCO
+$18.6M
3
CVX icon
Chevron
CVX
+$14M
4
MTSC
MTS Systems Corp
MTSC
+$11.6M
5
PEP icon
PepsiCo
PEP
+$7.16M

Top Sells

Rank Stock Value
1
HAL icon
Halliburton
HAL
+$18.3M
2
DLR icon
Digital Realty Trust
DLR
+$16M
3
EXPD icon
Expeditors International
EXPD
+$12.4M
4
ESRX
Express Scripts Holding Company
ESRX
+$12.4M
5
MORN icon
Morningstar
MORN
+$10.9M

Sector Composition

Rank Sector Weight
1 Financials 20.79%
2 Industrials 12.04%
3 Healthcare 10.26%
4 Consumer Staples 8.94%
5 Technology 7.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVS icon
101
Novartis
NVS
$297B
$8.78M 0.24%
118,710
+12,411
+12% +$857K
GWW icon
102
W.W. Grainger
GWW
$65.3B
$8.76M 0.24%
38,526
+3,174
+9% +$723K
IJS icon
103
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$8.72M 0.24%
149,312
+1,460
+1% +$83.8K
HTGC icon
104
Hercules Capital
HTGC
$3.07B
$8.62M 0.24%
693,914
+4,929
+0.7% +$59.9K
IBDD
105
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
$8.55M 0.24%
316,372
+27,568
+10% +$738K
BBDC icon
106
Barings BDC
BBDC
$864M
$8.49M 0.23%
437,921
+16,577
+4% +$319K
NKE icon
107
Nike
NKE
$61.9B
$8.22M 0.23%
148,948
+14,853
+11% +$846K
XLY icon
108
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
$7.88M 0.22%
201,900
-35,710
-15% -$1.41M
TPVG icon
109
TriplePoint Venture Growth BDC
TPVG
$184M
$7.83M 0.22%
738,959
+92,202
+14% +$970K
CFR icon
110
Cullen/Frost Bankers
CFR
$10.3B
$7.61M 0.21%
119,417
+6,619
+6% +$408K
VBK icon
111
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.1B
$7.46M 0.21%
60,187
+1,296
+2% +$157K
GOOGL icon
112
Alphabet (Google) Class A
GOOGL
$4.36T
$7.17M 0.2%
203,940
-8,740
-4% -$321K
MBB icon
113
iShares MBS ETF
MBB
$38.9B
$7.15M 0.2%
64,993
+5,996
+10% +$656K
PNNT
114
Pennant Park Investment Corp
PNNT
$215M
$6.25M 0.17%
914,637
-1,416
-0.2% -$9.16K
TFI icon
115
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
$6.24M 0.17%
123,386
+25,749
+26% +$1.28M
TSLX icon
116
Sixth Street Specialty
TSLX
$1.63B
$6.15M 0.17%
370,218
+39,490
+12% +$646K
JWN
117
DELISTED
Nordstrom
JWN
$6.12M 0.17%
160,759
+21,999
+16% +$977K
IBCD
118
DELISTED
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
$6.02M 0.17%
239,756
+21,184
+10% +$527K
NXPI icon
119
NXP Semiconductors
NXPI
$57.8B
$5.91M 0.16%
+75,495
New +$6.47M
CYS
120
DELISTED
CYS Investments Inc.
CYS
$5.85M 0.16%
699,326
– –
PDCO
121
DELISTED
Patterson Companies, Inc.
PDCO
$5.52M 0.15%
115,249
+9,118
+9% +$420K
ACAS
122
DELISTED
American Capital Ltd
ACAS
$5.42M 0.15%
342,061
+8,800
+3% +$139K
XLP icon
123
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$5.22M 0.14%
94,659
-29,745
-24% -$1.58M
IYF icon
124
iShares US Financials ETF
IYF
$4.67B
$5.13M 0.14%
119,384
-2,952
-2% -$128K
IGIB icon
125
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$4.95M 0.14%
88,910
+7,646
+9% +$421K
3 4
5
6 7

Similar funds

PCH
PGIM Custom Harvest Newark, New Jersey $6.4B AUM 18.53% 1-Year Est. Return
BFG
Bleakley Financial Group Fairfield, New Jersey $6.39B AUM 26.33% 1-Year Est. Return
GT
Glenview Trust Louisville, Kentucky $6.37B AUM 23.72% 1-Year Est. Return
BFS
Bradley Foster & Sargent Hartford, Connecticut $6.44B AUM 25.27% 1-Year Est. Return
EWM
Evercore Wealth Management New York $6.36B AUM 20.35% 1-Year Est. Return
EC
ECP ControlCo Summit, New Jersey $6.34B AUM 19.72% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return
TCM
Tenor Capital Management New York $6.49B AUM 3.01% 1-Year Est. Return

Confluence Investment Management's Q2 2016 Portfolio in Review

As of Q2 2016, Confluence Investment Management held 245 positions worth $3.64B, up 8.9% from $3.34B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Confluence Investment Management deployed $190M of net new capital in Q2 2016, opening 14 new positions and adding to 158 existing holdings. Its largest new stake was SLB Ltd: 311,322 shares worth $24.6M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Digital Realty Trust, an estimated $16M trimmed.

  • Confluence Investment Management's largest Q2 2016 buy was SLB Ltd: 311,322 shares worth $24.6M.
  • Confluence Investment Management added most to Advisory Board Co in Q2 2016, an estimated $18.6M increase.
  • Confluence Investment Management's biggest Q2 2016 reduction was Digital Realty Trust, cutting an estimated $16M.
  • Confluence Investment Management fully exited Halliburton in Q2 2016, selling an estimated $18.3M.
  • Confluence Investment Management's ten largest holdings make up 21% of its $3.64B portfolio in Q2 2016.
  • Confluence Investment Management opened 14 new positions and closed 15 in Q2 2016.
  • Confluence Investment Management's portfolio value rose 8.9% quarter-over-quarter to $3.64B.

Based on Confluence Investment Management's 13F filing for Q2 2016, filed 26 Jul 2016.