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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.17%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$3.34B
AUM Growth
+$283M
Cap. Flow
+$133M
Cap. Flow %
3.98%
Top 10 Hldgs %
20.16%
Holding
257
New
9
Increased
162
Reduced
50
Closed
26

Top Buys

Rank Stock Value
1
WY icon
Weyerhaeuser
WY
+$43.9M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$10.5M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$10.3M
4
PII icon
Polaris
PII
+$9.11M
5
KMI icon
Kinder Morgan
KMI
+$6.56M

Top Sells

Rank Stock Value
1
PCL
PLUM CREEK TIMBER CO (REIT)
PCL
+$44M
2
DLR icon
Digital Realty Trust
DLR
+$13.1M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$12.8M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.5M
5
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$7.69M

Sector Composition

Rank Sector Weight
1 Financials 21.29%
2 Industrials 13.2%
3 Healthcare 9.8%
4 Consumer Staples 8.59%
5 Consumer Discretionary 7.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOGL icon
101
Alphabet (Google) Class A
GOOGL
$4.43T
$8.11M 0.24%
212,680
-5,060
-2% -$186K
DCI icon
102
Donaldson
DCI
$11.3B
$8.02M 0.24%
251,187
+26,317
+12% +$773K
JWN
103
DELISTED
Nordstrom
JWN
$7.94M 0.24%
138,760
+11,941
+9% +$616K
MTB icon
104
M&T Bank
MTB
$36.5B
$7.71M 0.23%
69,429
+7,497
+12% +$814K
IBDD
105
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
$7.64M 0.23%
288,804
+18,820
+7% +$488K
VBK icon
106
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24B
$7.01M 0.21%
58,891
+4,547
+8% +$506K
NVS icon
107
Novartis
NVS
$294B
$6.9M 0.21%
106,299
+8,473
+9% +$576K
TPVG icon
108
TriplePoint Venture Growth BDC
TPVG
$188M
$6.79M 0.2%
646,757
+130,181
+25% +$1.34M
XLP icon
109
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$6.6M 0.2%
124,404
+33,721
+37% +$1.71M
MBB icon
110
iShares MBS ETF
MBB
$39.1B
$6.46M 0.19%
58,997
+30,625
+108% +$3.34M
PNY
111
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
$6.41M 0.19%
107,157
-75,447
-41% -$4.45M
OB
112
DELISTED
Onebeacon Insurance Group Ltd
OB
$6.25M 0.19%
491,275
-8,088
-2% -$103K
CFR icon
113
Cullen/Frost Bankers
CFR
$10.3B
$6.22M 0.19%
112,798
+9,916
+10% +$513K
REZ icon
114
iShares Residential and Multisector Real Estate ETF
REZ
$879M
$5.92M 0.18%
89,746
-14,322
-14% -$885K
CYS
115
DELISTED
CYS Investments Inc.
CYS
$5.69M 0.17%
699,326
+2,111
+0.3% +$15.6K
PNNT
116
Pennant Park Investment Corp
PNNT
$228M
$5.55M 0.17%
916,053
-183,927
-17% -$1.05M
IBCD
117
DELISTED
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
$5.42M 0.16%
218,572
+12,612
+6% +$309K
TSLX icon
118
Sixth Street Specialty
TSLX
$1.72B
$5.33M 0.16%
330,728
+225
+0.1% +$3.6K
IYF icon
119
iShares US Financials ETF
IYF
$4.63B
$5.17M 0.15%
122,336
+4,830
+4% +$196K
ACAS
120
DELISTED
American Capital Ltd
ACAS
$5.08M 0.15%
333,261
-47,123
-12% -$657K
VNQ icon
121
Vanguard Real Estate ETF
VNQ
$39.2B
$5.05M 0.15%
60,236
-374
-0.6% -$29.1K
XLI icon
122
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$5M 0.15%
90,178
+2,942
+3% +$152K
PDCO
123
DELISTED
Patterson Companies, Inc.
PDCO
$4.94M 0.15%
106,131
+12,185
+13% +$528K
TFI icon
124
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.13B
$4.82M 0.14%
97,637
+11,323
+13% +$557K
OFS icon
125
OFS Capital
OFS
$48M
$4.72M 0.14%
364,262
+4,427
+1% +$50.3K
3 4
5
6 7

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Confluence Investment Management's Q1 2016 Portfolio in Review

As of Q1 2016, Confluence Investment Management held 257 positions worth $3.34B, up 9.3% from $3.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $133M of net new capital in Q1 2016, opening 9 new positions and adding to 162 existing holdings. Its largest new stake was iShares iBonds Dec 2022 Term Muni Bond ETF: 121,084 shares worth $3.15M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 22% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Digital Realty Trust, an estimated $13.1M trimmed.

  • Confluence Investment Management's largest Q1 2016 buy was iShares iBonds Dec 2022 Term Muni Bond ETF: 121,084 shares worth $3.15M.
  • Confluence Investment Management added most to Weyerhaeuser in Q1 2016, an estimated $43.9M increase.
  • Confluence Investment Management's biggest Q1 2016 reduction was Digital Realty Trust, cutting an estimated $13.1M.
  • Confluence Investment Management fully exited PLUM CREEK TIMBER CO (REIT) in Q1 2016, selling an estimated $44M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $3.34B portfolio in Q1 2016.
  • Confluence Investment Management opened 9 new positions and closed 26 in Q1 2016.
  • Confluence Investment Management's portfolio value rose 9.3% quarter-over-quarter to $3.34B.

Based on Confluence Investment Management's 13F filing for Q1 2016, filed 4 May 2016.