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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.35%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$3.06B
AUM Growth
+$315M
Cap. Flow
+$204M
Cap. Flow %
6.66%
Top 10 Hldgs %
19.94%
Holding
257
New
19
Increased
159
Reduced
59
Closed
9

Top Buys

Rank Stock Value
1
CB icon
Chubb
CB
+$43.6M
2
KSS icon
Kohl's
KSS
+$11.4M
3
KMI icon
Kinder Morgan
KMI
+$10.1M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.66M
5
FNF icon
Fidelity National Financial
FNF
+$5.8M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.74M
2
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$2.95M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.69M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$2.69M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.14M

Sector Composition

Rank Sector Weight
1 Financials 22.37%
2 Industrials 12.44%
3 Healthcare 10.14%
4 Consumer Staples 8.69%
5 Technology 7.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTB icon
101
M&T Bank
MTB
$36.5B
$7.5M 0.25%
61,932
+2,637
+4% +$321K
OXY icon
102
Occidental Petroleum
OXY
$53.5B
$7.44M 0.24%
110,274
+756
+0.7% +$54.4K
MDU icon
103
MDU Resources
MDU
$4.18B
$7.4M 0.24%
1,062,568
+20,710
+2% +$143K
IJS icon
104
iShares S&P Small-Cap 600 Value ETF
IJS
$8.32B
$7.36M 0.24%
136,080
+62,396
+85% +$3.46M
IBDD
105
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
$7.01M 0.23%
269,984
+12,024
+5% +$313K
PNNT
106
Pennant Park Investment Corp
PNNT
$227M
$6.8M 0.22%
1,099,980
-90,885
-8% -$619K
IEF icon
107
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$6.74M 0.22%
63,869
+2,335
+4% +$249K
REZ icon
108
iShares Residential and Multisector Real Estate ETF
REZ
$879M
$6.6M 0.22%
104,068
+222
+0.2% +$13.6K
VBK icon
109
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24B
$6.6M 0.22%
54,344
+3,882
+8% +$479K
GWW icon
110
W.W. Grainger
GWW
$60.7B
$6.55M 0.21%
32,357
+2,539
+9% +$522K
DCI icon
111
Donaldson
DCI
$11.3B
$6.45M 0.21%
224,870
+21,094
+10% +$621K
JWN
112
DELISTED
Nordstrom
JWN
$6.32M 0.21%
126,819
+22,195
+21% +$1.35M
OB
113
DELISTED
Onebeacon Insurance Group Ltd
OB
$6.2M 0.2%
499,363
-13,832
-3% -$191K
TPVG icon
114
TriplePoint Venture Growth BDC
TPVG
$188M
$6.18M 0.2%
516,576
-36,887
-7% -$420K
CFR icon
115
Cullen/Frost Bankers
CFR
$10.3B
$6.17M 0.2%
102,882
+4,798
+5% +$318K
CB
116
DELISTED
CHUBB CORPORATION
CB
$5.88M 0.19%
44,353
+4,002
+10% +$518K
TSLX icon
117
Sixth Street Specialty
TSLX
$1.72B
$5.36M 0.18%
330,503
+81,699
+33% +$1.39M
ACAS
118
DELISTED
American Capital Ltd
ACAS
$5.25M 0.17%
380,384
+103,901
+38% +$1.42M
IYF icon
119
iShares US Financials ETF
IYF
$4.63B
$5.19M 0.17%
117,506
-44,682
-28% -$1.99M
IBCD
120
DELISTED
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
$5.02M 0.16%
205,960
+9,136
+5% +$224K
CYS
121
DELISTED
CYS Investments Inc.
CYS
$4.97M 0.16%
697,215
– –
VNQ icon
122
Vanguard Real Estate ETF
VNQ
$39.2B
$4.83M 0.16%
60,610
-17,633
-23% -$1.4M
XLI icon
123
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$4.62M 0.15%
87,236
+4,660
+6% +$250K
XLV icon
124
State Street Health Care Select Sector SPDR ETF
XLV
$42.3B
$4.59M 0.15%
63,775
-27,172
-30% -$1.92M
XLP icon
125
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$4.58M 0.15%
90,683
+3,904
+4% +$194K
3 4
5
6 7

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Confluence Investment Management's Q4 2015 Portfolio in Review

As of Q4 2015, Confluence Investment Management held 257 positions worth $3.06B, up 12% from $2.74B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $204M of net new capital in Q4 2015, opening 19 new positions and adding to 159 existing holdings. Its largest new stake was Goldman Sachs BDC: 134,915 shares worth $2.56M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares Russell Mid-Cap Growth ETF, an estimated $8.74M trimmed.

  • Confluence Investment Management's largest Q4 2015 buy was Goldman Sachs BDC: 134,915 shares worth $2.56M.
  • Confluence Investment Management added most to Chubb in Q4 2015, an estimated $43.6M increase.
  • Confluence Investment Management's biggest Q4 2015 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $8.74M.
  • Confluence Investment Management fully exited State Street SPDR Dow Jones REIT ETF in Q4 2015, selling an estimated $2.95M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $3.06B portfolio in Q4 2015.
  • Confluence Investment Management opened 19 new positions and closed 9 in Q4 2015.
  • Confluence Investment Management's portfolio value rose 12% quarter-over-quarter to $3.06B.

Based on Confluence Investment Management's 13F filing for Q4 2015, filed 3 Feb 2016.