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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-4.96%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$2.74B
AUM Growth
-$5.34M
Cap. Flow
+$159M
Cap. Flow %
5.79%
Top 10 Hldgs %
19.7%
Holding
255
New
14
Increased
152
Reduced
63
Closed
17

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$48.6M
2
DEO icon
Diageo
DEO
+$14.3M
3
PAYX icon
Paychex
PAYX
+$13.9M
4
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$12.4M
5
MA icon
Mastercard
MA
+$10.6M

Top Sells

Rank Stock Value
1
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$50.2M
2
EMR icon
Emerson Electric
EMR
+$48.7M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$6.48M
4
COP icon
ConocoPhillips
COP
+$6.18M
5
MRO
Marathon Oil Corporation
MRO
+$5.74M

Sector Composition

Rank Sector Weight
1 Financials 21.57%
2 Industrials 12.71%
3 Healthcare 9.95%
4 Consumer Staples 8.83%
5 Technology 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBDC icon
101
Barings BDC
BBDC
$882M
$6.75M 0.25%
409,508
+43,922
+12% +$887K
IEF icon
102
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$6.64M 0.24%
61,534
+2,491
+4% +$265K
PG icon
103
Procter & Gamble
PG
$342B
$6.6M 0.24%
91,796
+2,352
+3% +$176K
HTGC icon
104
Hercules Capital
HTGC
$3.12B
$6.53M 0.24%
646,260
+18,011
+3% +$204K
IWO icon
105
iShares Russell 2000 Growth ETF
IWO
$14.9B
$6.49M 0.24%
48,475
+3,116
+7% +$462K
MDT icon
106
Medtronic
MDT
$110B
$6.49M 0.24%
+96,966
New +$7.14M
GWW icon
107
W.W. Grainger
GWW
$60.7B
$6.41M 0.23%
29,818
+705
+2% +$158K
CFR icon
108
Cullen/Frost Bankers
CFR
$10.3B
$6.24M 0.23%
98,084
+2,393
+3% +$163K
IJT icon
109
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.45B
$6.23M 0.23%
103,764
+6,524
+7% +$417K
REZ icon
110
iShares Residential and Multisector Real Estate ETF
REZ
$879M
$6.16M 0.22%
103,846
+1,031
+1% +$60.5K
XLV icon
111
State Street Health Care Select Sector SPDR ETF
XLV
$42.3B
$6.02M 0.22%
90,947
-2,033
-2% -$149K
IUSV icon
112
iShares Core S&P US Value ETF
IUSV
$27.6B
$5.99M 0.22%
+147,765
New +$6.38M
VBK icon
113
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24B
$5.94M 0.22%
50,462
+3,528
+8% +$456K
VNQ icon
114
Vanguard Real Estate ETF
VNQ
$39.2B
$5.91M 0.22%
78,243
-6,674
-8% -$513K
DCI icon
115
Donaldson
DCI
$11.3B
$5.72M 0.21%
203,776
+5,019
+3% +$161K
TPVG icon
116
TriplePoint Venture Growth BDC
TPVG
$188M
$5.61M 0.2%
553,463
+53,514
+11% +$653K
PFX icon
117
PhenixFIN
PFX
$89.2M
$5.2M 0.19%
34,963
+714
+2% +$122K
CYS
118
DELISTED
CYS Investments Inc.
CYS
$5.06M 0.18%
697,215
– –
CB
119
DELISTED
CHUBB CORPORATION
CB
$4.95M 0.18%
40,351
-35,539
-47% -$4.35M
IBCD
120
DELISTED
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
$4.86M 0.18%
196,824
+10,112
+5% +$249K
MFIC icon
121
MidCap Financial Investment
MFIC
$781M
$4.3M 0.16%
261,465
+14,385
+6% +$285K
IWN icon
122
iShares Russell 2000 Value ETF
IWN
$14.6B
$4.21M 0.15%
46,726
+5,636
+14% +$541K
XLI icon
123
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$4.12M 0.15%
82,576
-1,330
-2% -$70K
XLP icon
124
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$4.09M 0.15%
86,779
-5,496
-6% -$267K
TSLX icon
125
Sixth Street Specialty
TSLX
$1.72B
$4.09M 0.15%
248,804
+17,300
+7% +$302K
3 4
5
6 7

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Confluence Investment Management's Q3 2015 Portfolio in Review

As of Q3 2015, Confluence Investment Management held 255 positions worth $2.74B, down 0.19% from $2.75B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $159M of net new capital in Q3 2015, opening 14 new positions and adding to 152 existing holdings. Its largest new stake was Kraft Heinz: 643,242 shares worth $45.4M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $6.48M trimmed.

  • Confluence Investment Management's largest Q3 2015 buy was Kraft Heinz: 643,242 shares worth $45.4M.
  • Confluence Investment Management added most to Diageo in Q3 2015, an estimated $14.3M increase.
  • Confluence Investment Management's biggest Q3 2015 reduction was Alphabet (Google) Class C, cutting an estimated $6.48M.
  • Confluence Investment Management fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $50.2M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $2.74B portfolio in Q3 2015.
  • Confluence Investment Management opened 14 new positions and closed 17 in Q3 2015.
  • Confluence Investment Management's portfolio value fell 0.19% quarter-over-quarter to $2.74B.

Based on Confluence Investment Management's 13F filing for Q3 2015, filed 4 Nov 2015.