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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+4.55%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$2.45B
AUM Growth
+$212M
Cap. Flow
+$128M
Cap. Flow %
5.23%
Top 10 Hldgs %
19.97%
Holding
274
New
17
Increased
162
Reduced
55
Closed
28

Top Buys

Rank Stock Value
1
LLTC
Linear Technology Corp
LLTC
+$10.4M
2
FNF icon
Fidelity National Financial
FNF
+$10.4M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$7.32M
4
PAYX icon
Paychex
PAYX
+$6.83M
5
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.03M

Top Sells

Rank Stock Value
1
RYAM icon
Rayonier Advanced Materials
RYAM
+$17.4M
2
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$7.06M
3
CHRW icon
C.H. Robinson
CHRW
+$5.12M
4
GBDC icon
Golub Capital BDC
GBDC
+$3.82M
5
SNBR
Sleep Number
SNBR
+$3.72M

Sector Composition

Rank Sector Weight
1 Financials 19.31%
2 Industrials 14.5%
3 Healthcare 9.03%
4 Technology 7.87%
5 Consumer Discretionary 7.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCD icon
101
McDonald's
MCD
$191B
$6M 0.24%
64,034
+4,878
+8% +$457K
XOM icon
102
ExxonMobil
XOM
$638B
$5.96M 0.24%
64,524
+4,400
+7% +$410K
VNQ icon
103
Vanguard Real Estate ETF
VNQ
$39.2B
$5.81M 0.24%
71,765
+6,848
+11% +$537K
CFR icon
104
Cullen/Frost Bankers
CFR
$10.5B
$5.81M 0.24%
82,233
+5,977
+8% +$451K
MFIC icon
105
MidCap Financial Investment
MFIC
$798M
$5.8M 0.24%
260,460
+6,549
+3% +$157K
RWR icon
106
State Street SPDR Dow Jones REIT ETF
RWR
$1.97B
$5.79M 0.24%
63,667
+6,502
+11% +$570K
DCI icon
107
Donaldson
DCI
$11.4B
$5.69M 0.23%
147,277
+11,624
+9% +$462K
IEF icon
108
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$5.66M 0.23%
53,418
+2,197
+4% +$232K
OXY icon
109
Occidental Petroleum
OXY
$54.8B
$5.55M 0.23%
68,921
+3,951
+6% +$328K
REZ icon
110
iShares Residential and Multisector Real Estate ETF
REZ
$871M
$5.33M 0.22%
90,566
+9,273
+11% +$527K
MBB icon
111
iShares MBS ETF
MBB
$39.1B
$5.08M 0.21%
46,473
+22,950
+98% +$2.51M
MDU icon
112
MDU Resources
MDU
$4.2B
$4.86M 0.2%
544,331
+55,385
+11% +$534K
MRO
113
DELISTED
Marathon Oil Corporation
MRO
$4.86M 0.2%
171,635
+14,780
+9% +$470K
IUSV icon
114
iShares Core S&P US Value ETF
IUSV
$27.7B
$4.48M 0.18%
+98,370
New +$4.36M
TPVG icon
115
TriplePoint Venture Growth BDC
TPVG
$192M
$4.46M 0.18%
300,458
+18,620
+7% +$270K
XLP icon
116
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$4.43M 0.18%
91,308
-10,811
-11% -$512K
TFI icon
117
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.13B
$4.38M 0.18%
90,692
-1,120
-1% -$53.9K
IBDD
118
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
$4.21M 0.17%
159,300
+7,264
+5% +$191K
IBCE
119
DELISTED
iShares iBonds Mar 2023 Term Corporate ex-Financials ETF
IBCE
$4.08M 0.17%
169,196
+7,476
+5% +$181K
IBCD
120
DELISTED
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
$4.07M 0.17%
165,496
+7,448
+5% +$183K
OFS icon
121
OFS Capital
OFS
$48.9M
$4.02M 0.16%
340,907
+5,003
+1% +$59.6K
BCIC
122
BCP Investment Corp
BCIC
$90.7M
$4.01M 0.16%
58,854
+323
+0.6% +$24.4K
HRZN icon
123
Horizon Technology Finance
HRZN
$311M
$3.99M 0.16%
284,969
-31,136
-10% -$433K
HYG icon
124
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$3.98M 0.16%
44,431
-4,638
-9% -$422K
NLY icon
125
Annaly Capital Management
NLY
$17.1B
$3.98M 0.16%
91,929
– –
3 4
5
6 7

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TCM
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Confluence Investment Management's Q4 2014 Portfolio in Review

As of Q4 2014, Confluence Investment Management held 274 positions worth $2.45B, up 9.4% from $2.24B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $128M of net new capital in Q4 2014, opening 17 new positions and adding to 162 existing holdings. Its largest new stake was iShares Core S&P US Value ETF: 98,370 shares worth $4.48M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $7.06M trimmed.

  • Confluence Investment Management's largest Q4 2014 buy was iShares Core S&P US Value ETF: 98,370 shares worth $4.48M.
  • Confluence Investment Management added most to Linear Technology Corp in Q4 2014, an estimated $10.4M increase.
  • Confluence Investment Management's biggest Q4 2014 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $7.06M.
  • Confluence Investment Management fully exited Rayonier Advanced Materials in Q4 2014, selling an estimated $17.4M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $2.45B portfolio in Q4 2014.
  • Confluence Investment Management opened 17 new positions and closed 28 in Q4 2014.
  • Confluence Investment Management's portfolio value rose 9.4% quarter-over-quarter to $2.45B.

Based on Confluence Investment Management's 13F filing for Q4 2014, filed 29 Jan 2015.