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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-1.08%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$2.24B
AUM Growth
+$57.2M
Cap. Flow
+$92.5M
Cap. Flow %
4.13%
Top 10 Hldgs %
20.47%
Holding
268
New
12
Increased
164
Reduced
69
Closed
11

Top Buys

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$32.4M
2
CL icon
Colgate-Palmolive
CL
+$18.7M
3
RYAM icon
Rayonier Advanced Materials
RYAM
+$10.2M
4
MAT icon
Mattel
MAT
+$8.03M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.72M

Top Sells

Rank Stock Value
1
POM
PEPCO HOLDINGS, INC.
POM
+$35.5M
2
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$9.54M
3
BF.B icon
Brown-Forman Class B
BF.B
+$5.7M
4
IRM icon
Iron Mountain
IRM
+$4.83M
5
FNF icon
Fidelity National Financial
FNF
+$4.23M

Sector Composition

Rank Sector Weight
1 Financials 19%
2 Industrials 14.24%
3 Healthcare 8.93%
4 Consumer Discretionary 7.11%
5 Technology 7.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NJR icon
101
New Jersey Resources
NJR
$5.79B
$5.61M 0.25%
222,288
+21,218
+11% +$558K
MCD icon
102
McDonald's
MCD
$191B
$5.61M 0.25%
59,156
+6,294
+12% +$600K
ACAS
103
DELISTED
American Capital Ltd
ACAS
$5.55M 0.25%
391,978
+137,222
+54% +$2.09M
DCI icon
104
Donaldson
DCI
$11.4B
$5.51M 0.25%
135,653
+14,406
+12% +$587K
IEF icon
105
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$5.31M 0.24%
51,221
+2,396
+5% +$248K
LSTR icon
106
Landstar System
LSTR
$6.16B
$5.29M 0.24%
73,333
-1,142
-2% -$77.4K
PNY
107
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
$5.22M 0.23%
155,744
+15,922
+11% +$571K
MDU icon
108
MDU Resources
MDU
$4.2B
$5.17M 0.23%
488,946
+51,117
+12% +$608K
BCIC
109
BCP Investment Corp
BCIC
$90.6M
$4.86M 0.22%
58,531
-668
-1% -$54.5K
VNQ icon
110
Vanguard Real Estate ETF
VNQ
$39.2B
$4.66M 0.21%
64,917
-45,362
-41% -$3.42M
XLP icon
111
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$4.61M 0.21%
102,119
+4,949
+5% +$222K
RWR icon
112
State Street SPDR Dow Jones REIT ETF
RWR
$1.97B
$4.56M 0.2%
57,165
-40,917
-42% -$3.42M
JNK icon
113
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$4.51M 0.2%
37,460
+9,989
+36% +$1.23M
HYG icon
114
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$4.51M 0.2%
49,069
+13,075
+36% +$1.22M
TFI icon
115
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.13B
$4.41M 0.2%
91,812
+8,554
+10% +$407K
HRZN icon
116
Horizon Technology Finance
HRZN
$311M
$4.25M 0.19%
316,105
-16,085
-5% -$228K
BANX
117
ArrowMark Financial
BANX
$199M
$4.2M 0.19%
166,948
-10,077
-6% -$255K
REZ icon
118
iShares Residential and Multisector Real Estate ETF
REZ
$871M
$4.16M 0.19%
81,293
-13,974
-15% -$753K
XLV icon
119
State Street Health Care Select Sector SPDR ETF
XLV
$41.8B
$4.14M 0.18%
64,771
-7,434
-10% -$466K
TPVG icon
120
TriplePoint Venture Growth BDC
TPVG
$193M
$4.12M 0.18%
281,838
+7,539
+3% +$116K
OFS icon
121
OFS Capital
OFS
$49.3M
$4.05M 0.18%
335,904
+5,917
+2% +$74.8K
SCM icon
122
Stellus Capital Investment Corp
SCM
$233M
$3.98M 0.18%
286,162
+5,341
+2% +$76.3K
IBDD
123
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
$3.97M 0.18%
152,036
+9,580
+7% +$252K
NLY icon
124
Annaly Capital Management
NLY
$17.1B
$3.93M 0.18%
91,929
– –
IBCE
125
DELISTED
iShares iBonds Mar 2023 Term Corporate ex-Financials ETF
IBCE
$3.88M 0.17%
161,720
+10,488
+7% +$253K
3 4
5
6 7

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GT
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BFS
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EWM
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HI
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TCM
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Confluence Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, Confluence Investment Management held 268 positions worth $2.24B, up 2.6% from $2.19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $92.5M of net new capital in Q3 2014, opening 12 new positions and adding to 164 existing holdings. Its largest new stake was GE Aerospace: 260,209 shares worth $31.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, down from 20% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares S&P Mid-Cap 400 Value ETF, an estimated $9.54M trimmed.

  • Confluence Investment Management's largest Q3 2014 buy was GE Aerospace: 260,209 shares worth $31.9M.
  • Confluence Investment Management added most to Colgate-Palmolive in Q3 2014, an estimated $18.7M increase.
  • Confluence Investment Management's biggest Q3 2014 reduction was iShares S&P Mid-Cap 400 Value ETF, cutting an estimated $9.54M.
  • Confluence Investment Management fully exited PEPCO HOLDINGS, INC. in Q3 2014, selling an estimated $35.5M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $2.24B portfolio in Q3 2014.
  • Confluence Investment Management opened 12 new positions and closed 11 in Q3 2014.
  • Confluence Investment Management's portfolio value rose 2.6% quarter-over-quarter to $2.24B.

Based on Confluence Investment Management's 13F filing for Q3 2014, filed 21 Oct 2014.