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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$2.19B
AUM Growth
+$211M
Cap. Flow
+$129M
Cap. Flow %
5.88%
Top 10 Hldgs %
20.45%
Holding
272
New
20
Increased
157
Reduced
67
Closed
16

Top Buys

Rank Stock Value
1
MAT icon
Mattel
MAT
+$16.5M
2
NTRS icon
Northern Trust
NTRS
+$16.1M
3
RYAM icon
Rayonier Advanced Materials
RYAM
+$9.22M
4
TJX icon
TJX Companies
TJX
+$8.51M
5
HD icon
Home Depot
HD
+$5.01M

Top Sells

Rank Stock Value
1
WTW icon
Willis Towers Watson
WTW
+$19.3M
2
RYN icon
Rayonier
RYN
+$11.3M
3
GBDC icon
Golub Capital BDC
GBDC
+$6.6M
4
NEE icon
NextEra Energy
NEE
+$5.29M
5
IBM icon
IBM
IBM
+$4.41M

Sector Composition

Rank Sector Weight
1 Financials 19.57%
2 Industrials 12.71%
3 Healthcare 8.82%
4 Technology 7.1%
5 Consumer Discretionary 6.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYF icon
101
iShares US Financials ETF
IYF
$4.67B
$5.4M 0.25%
129,874
-35,490
-21% -$1.44M
MCD icon
102
McDonald's
MCD
$192B
$5.33M 0.24%
52,862
+3,905
+8% +$394K
PNY
103
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
$5.23M 0.24%
139,822
+11,949
+9% +$428K
CLX icon
104
Clorox
CLX
$11.6B
$5.23M 0.24%
57,205
+4,762
+9% +$426K
GWW icon
105
W.W. Grainger
GWW
$65.3B
$5.21M 0.24%
20,474
+1,698
+9% +$434K
DCI icon
106
Donaldson
DCI
$10.9B
$5.13M 0.23%
121,247
+10,368
+9% +$433K
REZ icon
107
iShares Residential and Multisector Real Estate ETF
REZ
$879M
$5.08M 0.23%
95,267
-66,259
-41% -$3.48M
IEF icon
108
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$5.06M 0.23%
48,825
+1,535
+3% +$158K
BCIC
109
BCP Investment Corp
BCIC
$89.1M
$5.03M 0.23%
59,199
+5,193
+10% +$419K
HRZN icon
110
Horizon Technology Finance
HRZN
$295M
$4.86M 0.22%
332,190
+11,596
+4% +$157K
LSTR icon
111
Landstar System
LSTR
$5.93B
$4.77M 0.22%
74,475
-1,322
-2% -$82.8K
BANX
112
ArrowMark Financial
BANX
$198M
$4.49M 0.21%
177,025
-1,737
-1% -$43.9K
TPVG icon
113
TriplePoint Venture Growth BDC
TPVG
$184M
$4.49M 0.21%
274,299
+21,077
+8% +$326K
XLV icon
114
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$4.39M 0.2%
72,205
+6,631
+10% +$390K
XLP icon
115
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$4.34M 0.2%
97,170
+37,767
+64% +$1.67M
OFS icon
116
OFS Capital
OFS
$45M
$4.29M 0.2%
329,987
+46,840
+17% +$593K
NLY icon
117
Annaly Capital Management
NLY
$17.1B
$4.2M 0.19%
91,929
– –
SCM icon
118
Stellus Capital Investment Corp
SCM
$217M
$4.13M 0.19%
280,821
+38,740
+16% +$540K
TFI icon
119
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
$3.94M 0.18%
83,258
+3,419
+4% +$161K
MFIN icon
120
Medallion Financial
MFIN
$229M
$3.93M 0.18%
315,143
+15,422
+5% +$203K
ACAS
121
DELISTED
American Capital Ltd
ACAS
$3.9M 0.18%
254,756
+126,850
+99% +$1.89M
HTS
122
DELISTED
HATTERAS FINANCIAL CORP
HTS
$3.85M 0.18%
194,282
– –
IBDD
123
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
$3.76M 0.17%
142,456
+2,392
+2% +$62.5K
ACWI icon
124
iShares MSCI ACWI ETF
ACWI
$32.5B
$3.75M 0.17%
62,210
-2,072
-3% -$123K
IAU icon
125
iShares Gold Trust
IAU
$62.9B
$3.7M 0.17%
143,488
-3,466
-2% -$86.7K
3 4
5
6 7

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BFS
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EWM
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Confluence Investment Management's Q2 2014 Portfolio in Review

As of Q2 2014, Confluence Investment Management held 272 positions worth $2.19B, up 11% from $1.97B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $129M of net new capital in Q2 2014, opening 20 new positions and adding to 157 existing holdings. Its largest new stake was Rayonier Advanced Materials: 237,852 shares worth $9.22M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 20% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Rayonier, an estimated $11.3M trimmed.

  • Confluence Investment Management's largest Q2 2014 buy was Rayonier Advanced Materials: 237,852 shares worth $9.22M.
  • Confluence Investment Management added most to Mattel in Q2 2014, an estimated $16.5M increase.
  • Confluence Investment Management's biggest Q2 2014 reduction was Rayonier, cutting an estimated $11.3M.
  • Confluence Investment Management fully exited Willis Towers Watson in Q2 2014, selling an estimated $19.3M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $2.19B portfolio in Q2 2014.
  • Confluence Investment Management opened 20 new positions and closed 16 in Q2 2014.
  • Confluence Investment Management's portfolio value rose 11% quarter-over-quarter to $2.19B.

Based on Confluence Investment Management's 13F filing for Q2 2014, filed 21 Jul 2014.