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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+1.07%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$1.97B
AUM Growth
+$167M
Cap. Flow
+$152M
Cap. Flow %
7.7%
Top 10 Hldgs %
20.31%
Holding
277
New
22
Increased
140
Reduced
75
Closed
25

Top Buys

Rank Stock Value
1
DLR icon
Digital Realty Trust
DLR
+$27.4M
2
CL icon
Colgate-Palmolive
CL
+$14.5M
3
MAT icon
Mattel
MAT
+$14.3M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$10.9M
5
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$8.44M

Top Sells

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$21.4M
2
IYW icon
iShares US Technology ETF
IYW
+$5.2M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.14M
4
LMT icon
Lockheed Martin
LMT
+$5.05M
5
BR icon
Broadridge
BR
+$4.79M

Sector Composition

Rank Sector Weight
1 Financials 19.94%
2 Industrials 12.5%
3 Healthcare 8.94%
4 Technology 7.72%
5 Real Estate 6.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKE icon
101
Nike
NKE
$62B
$4.83M 0.24%
130,828
+12,096
+10% +$457K
JWN
102
DELISTED
Nordstrom
JWN
$4.82M 0.24%
77,156
+10,238
+15% +$616K
IEF icon
103
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$4.81M 0.24%
47,290
+5,323
+13% +$540K
MCD icon
104
McDonald's
MCD
$194B
$4.8M 0.24%
48,957
+8,985
+22% +$859K
GWW icon
105
W.W. Grainger
GWW
$61.3B
$4.74M 0.24%
18,776
+1,526
+9% +$381K
CB icon
106
Chubb
CB
$135B
$4.73M 0.24%
47,711
+5,602
+13% +$543K
MRO
107
DELISTED
Marathon Oil Corporation
MRO
$4.7M 0.24%
132,401
+22,669
+21% +$764K
DCI icon
108
Donaldson
DCI
$11.4B
$4.7M 0.24%
110,879
+12,639
+13% +$532K
BCIC
109
BCP Investment Corp
BCIC
$90.5M
$4.68M 0.24%
54,006
+12,990
+32% +$1.05M
NJR icon
110
New Jersey Resources
NJR
$5.62B
$4.63M 0.23%
186,156
+24,976
+15% +$573K
CLX icon
111
Clorox
CLX
$12.6B
$4.62M 0.23%
52,443
+7,062
+16% +$620K
PNY
112
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
$4.53M 0.23%
127,873
+16,400
+15% +$549K
LSTR icon
113
Landstar System
LSTR
$6.08B
$4.49M 0.23%
75,797
+6,319
+9% +$369K
MFIC icon
114
MidCap Financial Investment
MFIC
$783M
$4.45M 0.23%
178,628
+36,333
+26% +$938K
IBM icon
115
IBM
IBM
$224B
$4.41M 0.22%
23,936
+3,316
+16% +$584K
BANX
116
ArrowMark Financial
BANX
$198M
$4.39M 0.22%
178,762
-3,117
-2% -$77.4K
MVC
117
DELISTED
MVC Capital, Inc.
MVC
$4.19M 0.21%
309,461
-6,917
-2% -$96.9K
TPVG icon
118
TriplePoint Venture Growth BDC
TPVG
$188M
$4.11M 0.21%
+253,222
New +$4.05M
NLY icon
119
Annaly Capital Management
NLY
$17.1B
$4.03M 0.2%
91,929
– –
HRZN icon
120
Horizon Technology Finance
HRZN
$293M
$4.01M 0.2%
320,594
-11,600
-3% -$162K
MFIN icon
121
Medallion Financial
MFIN
$248M
$3.96M 0.2%
299,721
-8,109
-3% -$112K
XLV icon
122
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$3.83M 0.19%
65,574
-19,987
-23% -$1.15M
ACWI icon
123
iShares MSCI ACWI ETF
ACWI
$33.4B
$3.74M 0.19%
+64,282
New +$3.65M
TFI icon
124
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.13B
$3.71M 0.19%
79,839
+9,644
+14% +$445K
HTS
125
DELISTED
HATTERAS FINANCIAL CORP
HTS
$3.66M 0.19%
194,282
+18,000
+10% +$336K
3 4
5
6 7

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Confluence Investment Management's Q1 2014 Portfolio in Review

As of Q1 2014, Confluence Investment Management held 277 positions worth $1.97B, up 9.2% from $1.81B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $152M of net new capital in Q1 2014, opening 22 new positions and adding to 140 existing holdings. Its largest new stake was Digital Realty Trust: 526,885 shares worth $28M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Vanguard Real Estate ETF, an estimated $21.4M trimmed.

  • Confluence Investment Management's largest Q1 2014 buy was Digital Realty Trust: 526,885 shares worth $28M.
  • Confluence Investment Management added most to Colgate-Palmolive in Q1 2014, an estimated $14.5M increase.
  • Confluence Investment Management's biggest Q1 2014 reduction was Vanguard Real Estate ETF, cutting an estimated $21.4M.
  • Confluence Investment Management fully exited Automatic Data Processing in Q1 2014, selling an estimated $4.62M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $1.97B portfolio in Q1 2014.
  • Confluence Investment Management opened 22 new positions and closed 25 in Q1 2014.
  • Confluence Investment Management's portfolio value rose 9.2% quarter-over-quarter to $1.97B.

Based on Confluence Investment Management's 13F filing for Q1 2014, filed 7 May 2014.