We are live on ! Find out more
CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+6.69%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$1.81B
AUM Growth
+$194M
Cap. Flow
+$94.1M
Cap. Flow %
5.2%
Top 10 Hldgs %
20.73%
Holding
272
New
18
Increased
142
Reduced
83
Closed
17

Top Buys

Rank Stock Value
1
NTRS icon
Northern Trust
NTRS
+$16.8M
2
CVX icon
Chevron
CVX
+$12.6M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$11.3M
4
NXPI icon
NXP Semiconductors
NXPI
+$9.92M
5
RYN icon
Rayonier
RYN
+$8.28M

Top Sells

Rank Stock Value
1
RLI icon
RLI Corp
RLI
+$21.2M
2
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$10.6M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$7.59M
4
LDR
Landauer Inc
LDR
+$7.53M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$7.53M

Sector Composition

Rank Sector Weight
1 Financials 21.26%
2 Industrials 12.98%
3 Healthcare 8.69%
4 Technology 8.3%
5 Energy 5.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEE icon
101
NextEra Energy
NEE
$181B
$4.3M 0.24%
201,060
+34,952
+21% +$737K
MVC
102
DELISTED
MVC Capital, Inc.
MVC
$4.27M 0.24%
316,378
-4,022
-1% -$55.6K
DCI icon
103
Donaldson
DCI
$11.4B
$4.27M 0.24%
98,240
+18,188
+23% +$741K
PG icon
104
Procter & Gamble
PG
$343B
$4.26M 0.24%
52,348
+8,976
+21% +$731K
CFR icon
105
Cullen/Frost Bankers
CFR
$10.6B
$4.22M 0.23%
56,691
+10,723
+23% +$768K
CLX icon
106
Clorox
CLX
$12.5B
$4.21M 0.23%
45,381
+8,063
+22% +$726K
LDR
107
DELISTED
Landauer Inc
LDR
$4.2M 0.23%
79,772
-149,470
-65% -$7.53M
APD icon
108
Air Products & Chemicals
APD
$66B
$4.18M 0.23%
40,455
+7,229
+22% +$729K
OXY icon
109
Occidental Petroleum
OXY
$54.9B
$4.17M 0.23%
45,818
+7,843
+21% +$716K
MTB icon
110
M&T Bank
MTB
$36.9B
$4.17M 0.23%
35,855
+6,683
+23% +$759K
IEF icon
111
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$4.17M 0.23%
41,967
+6,615
+19% +$671K
JWN
112
DELISTED
Nordstrom
JWN
$4.14M 0.23%
66,918
+13,105
+24% +$789K
PFLT icon
113
PennantPark Floating Rate Capital
PFLT
$713M
$4.13M 0.23%
300,733
– –
LSTR icon
114
Landstar System
LSTR
$6.19B
$3.99M 0.22%
69,478
+2,557
+4% +$143K
CODI icon
115
Compass Diversified
CODI
$824M
$3.91M 0.22%
199,092
-17,108
-8% -$319K
GLAD icon
116
Gladstone Capital
GLAD
$433M
$3.89M 0.22%
203,026
-34,378
-14% -$633K
MCD icon
117
McDonald's
MCD
$190B
$3.88M 0.21%
39,972
+8,040
+25% +$772K
MRO
118
DELISTED
Marathon Oil Corporation
MRO
$3.87M 0.21%
109,732
+21,571
+24% +$770K
NJR icon
119
New Jersey Resources
NJR
$5.72B
$3.73M 0.21%
161,180
+34,780
+28% +$783K
IBM icon
120
IBM
IBM
$219B
$3.7M 0.2%
20,620
+4,728
+30% +$815K
PNY
121
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
$3.7M 0.2%
111,473
+23,787
+27% +$786K
NLY icon
122
Annaly Capital Management
NLY
$17.2B
$3.67M 0.2%
91,929
+3,250
+4% +$141K
MFIC icon
123
MidCap Financial Investment
MFIC
$806M
$3.62M 0.2%
142,295
-16,826
-11% -$433K
SCM icon
124
Stellus Capital Investment Corp
SCM
$230M
$3.43M 0.19%
230,509
+12,088
+6% +$179K
OFS icon
125
OFS Capital
OFS
$48.2M
$3.43M 0.19%
267,051
+25,998
+11% +$318K
3 4
5
6 7

Similar funds

PCH
PGIM Custom Harvest Newark, New Jersey $6.4B AUM 18.53% 1-Year Est. Return
BFG
Bleakley Financial Group Fairfield, New Jersey $6.39B AUM 26.33% 1-Year Est. Return
GT
Glenview Trust Louisville, Kentucky $6.37B AUM 23.72% 1-Year Est. Return
BFS
Bradley Foster & Sargent Hartford, Connecticut $6.44B AUM 25.27% 1-Year Est. Return
EWM
Evercore Wealth Management New York $6.36B AUM 20.35% 1-Year Est. Return
EC
ECP ControlCo Summit, New Jersey $6.34B AUM 19.72% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return
TCM
Tenor Capital Management New York $6.49B AUM 3.01% 1-Year Est. Return

Confluence Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, Confluence Investment Management held 272 positions worth $1.81B, up 12% from $1.61B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Confluence Investment Management deployed $94.1M of net new capital in Q4 2013, opening 18 new positions and adding to 142 existing holdings. Its largest new stake was Northern Trust: 293,257 shares worth $18.1M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $7.59M trimmed.

  • Confluence Investment Management's largest Q4 2013 buy was Northern Trust: 293,257 shares worth $18.1M.
  • Confluence Investment Management added most to Chevron in Q4 2013, an estimated $12.6M increase.
  • Confluence Investment Management's biggest Q4 2013 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $7.59M.
  • Confluence Investment Management fully exited RLI Corp in Q4 2013, selling an estimated $21.2M.
  • Confluence Investment Management's ten largest holdings make up 21% of its $1.81B portfolio in Q4 2013.
  • Confluence Investment Management opened 18 new positions and closed 17 in Q4 2013.
  • Confluence Investment Management's portfolio value rose 12% quarter-over-quarter to $1.81B.

Based on Confluence Investment Management's 13F filing for Q4 2013, filed 4 Feb 2014.