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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+4.44%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$1.61B
AUM Growth
+$161M
Cap. Flow
+$103M
Cap. Flow %
6.36%
Top 10 Hldgs %
20.07%
Holding
267
New
13
Increased
160
Reduced
63
Closed
13

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.8M
2
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.58M
3
PEP icon
PepsiCo
PEP
+$8.43M
4
MMM icon
3M
MMM
+$7.09M
5
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$5.72M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$9.65M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$7.45M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$5.18M
4
IAU icon
iShares Gold Trust
IAU
+$4.15M
5
LDR
Landauer Inc
LDR
+$3.79M

Sector Composition

Rank Sector Weight
1 Financials 21.28%
2 Industrials 12.44%
3 Healthcare 8.37%
4 Technology 7.63%
5 Consumer Staples 5.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADP icon
101
Automatic Data Processing
ADP
$108B
$3.44M 0.21%
54,144
+5,483
+11% +$348K
NVS icon
102
Novartis
NVS
$291B
$3.44M 0.21%
49,970
+5,400
+12% +$357K
OXY icon
103
Occidental Petroleum
OXY
$54.8B
$3.4M 0.21%
37,975
+4,799
+14% +$412K
NXPI icon
104
NXP Semiconductors
NXPI
$59.9B
$3.33M 0.21%
89,606
+4,204
+5% +$149K
GD icon
105
General Dynamics
GD
$104B
$3.33M 0.21%
38,058
+3,950
+12% +$335K
NEE icon
106
NextEra Energy
NEE
$182B
$3.33M 0.21%
166,108
+15,740
+10% +$325K
CL icon
107
Colgate-Palmolive
CL
$73.8B
$3.33M 0.21%
56,063
+6,378
+13% +$378K
MDU icon
108
MDU Resources
MDU
$4.2B
$3.31M 0.21%
311,481
+34,407
+12% +$363K
HTS
109
DELISTED
HATTERAS FINANCIAL CORP
HTS
$3.3M 0.2%
176,282
-147
-0.1% -$2.96K
PG icon
110
Procter & Gamble
PG
$345B
$3.28M 0.2%
43,372
+3,483
+9% +$277K
APD icon
111
Air Products & Chemicals
APD
$65.6B
$3.28M 0.2%
33,226
+3,855
+13% +$366K
MTB icon
112
M&T Bank
MTB
$36.7B
$3.27M 0.2%
29,172
+3,083
+12% +$357K
SCM icon
113
Stellus Capital Investment Corp
SCM
$233M
$3.26M 0.2%
218,421
+4,157
+2% +$62.1K
MCGC
114
DELISTED
MCG CAP CORP
MCGC
$3.24M 0.2%
643,656
-66,404
-9% -$342K
CFR icon
115
Cullen/Frost Bankers
CFR
$10.5B
$3.24M 0.2%
45,968
+5,003
+12% +$356K
BDX icon
116
Becton Dickinson
BDX
$46.9B
$3.23M 0.2%
33,121
+3,738
+13% +$366K
ADI icon
117
Analog Devices
ADI
$185B
$3.22M 0.2%
68,521
+7,772
+13% +$372K
BF.B icon
118
Brown-Forman Class B
BF.B
$13.1B
$3.19M 0.2%
146,547
+15,863
+12% +$357K
TROW icon
119
T. Rowe Price
TROW
$24.7B
$3.13M 0.19%
43,517
+5,283
+14% +$391K
WMT icon
120
Walmart Inc
WMT
$888B
$3.1M 0.19%
125,775
+15,462
+14% +$390K
MRO
121
DELISTED
Marathon Oil Corporation
MRO
$3.08M 0.19%
88,161
+10,842
+14% +$386K
MCD icon
122
McDonald's
MCD
$191B
$3.07M 0.19%
31,932
+4,105
+15% +$401K
DCI icon
123
Donaldson
DCI
$11.4B
$3.05M 0.19%
80,052
+11,477
+17% +$424K
OFS icon
124
OFS Capital
OFS
$49.3M
$3.05M 0.19%
241,053
+31,214
+15% +$377K
CLX icon
125
Clorox
CLX
$12.7B
$3.05M 0.19%
37,318
+4,417
+13% +$373K
3 4
5
6 7

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Confluence Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Confluence Investment Management held 267 positions worth $1.61B, up 11% from $1.45B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $103M of net new capital in Q3 2013, opening 13 new positions and adding to 160 existing holdings. Its largest new stake was iShares S&P Mid-Cap 400 Value ETF: 160,900 shares worth $8.69M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 22% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $9.65M trimmed.

  • Confluence Investment Management's largest Q3 2013 buy was iShares S&P Mid-Cap 400 Value ETF: 160,900 shares worth $8.69M.
  • Confluence Investment Management added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2013, an estimated $10.8M increase.
  • Confluence Investment Management's biggest Q3 2013 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $9.65M.
  • Confluence Investment Management fully exited iShares Gold Trust in Q3 2013, selling an estimated $4.15M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $1.61B portfolio in Q3 2013.
  • Confluence Investment Management opened 13 new positions and closed 13 in Q3 2013.
  • Confluence Investment Management's portfolio value rose 11% quarter-over-quarter to $1.61B.

Based on Confluence Investment Management's 13F filing for Q3 2013, filed 17 Oct 2013.