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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-3.69%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.46B
AUM Growth
-$403M
Cap. Flow
-$92M
Cap. Flow %
-1.42%
Top 10 Hldgs %
23.62%
Holding
314
New
16
Increased
58
Reduced
189
Closed
24

Top Buys

Rank Stock Value
1
XONE icon
BondBloxx Bloomberg One Year Target Duration US Treasury ETF
XONE
+$30.7M
2
WRB icon
W.R. Berkley
WRB
+$21.5M
3
KEYS icon
Keysight
KEYS
+$18.1M
4
TTC icon
Toro Company
TTC
+$14.1M
5
FLJP icon
Franklin FTSE Japan ETF
FLJP
+$8.62M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$26M
2
RTX icon
RTX Corp
RTX
+$19.6M
3
ADI icon
Analog Devices
ADI
+$19.2M
4
NXPI icon
NXP Semiconductors
NXPI
+$17.4M
5
LESL icon
Leslie's
LESL
+$15.1M

Sector Composition

Rank Sector Weight
1 Financials 20.58%
2 Technology 14.24%
3 Industrials 13.09%
4 Consumer Discretionary 8.61%
5 Consumer Staples 8.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BDX icon
76
Becton Dickinson
BDX
$48.2B
$20.5M 0.32%
79,377
-326
-0.4% -$88.1K
DCI icon
77
Donaldson
DCI
$11.4B
$20.4M 0.32%
341,484
-191
-0.1% -$11.8K
IBTG icon
78
iShares iBonds Dec 2026 Term Treasury ETF
IBTG
$2.22B
$20.3M 0.31%
905,299
-10,993
-1% -$248K
GD icon
79
General Dynamics
GD
$106B
$20.3M 0.31%
91,970
+249
+0.3% +$55.1K
CRL icon
80
Charles River Laboratories
CRL
$12.8B
$19.7M 0.3%
100,399
+16,398
+20% +$3.37M
WEC icon
81
WEC Energy
WEC
$35.1B
$18.3M 0.28%
227,763
+1,103
+0.5% +$95.8K
NJR icon
82
New Jersey Resources
NJR
$5.58B
$18.2M 0.28%
448,978
+2,277
+0.5% +$99.7K
CALF icon
83
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.82B
$18.1M 0.28%
433,906
-2,806
-0.6% -$118K
MORN icon
84
Morningstar
MORN
$7.53B
$17.4M 0.27%
74,255
-2,022
-3% -$456K
AWK icon
85
American Water Works
AWK
$26.9B
$17.4M 0.27%
140,199
+1,181
+0.8% +$166K
GTES icon
86
Gates Industrial Corporation Ltd.
GTES
$7.15B
$16.6M 0.26%
1,426,754
-13,030
-0.9% -$162K
NKE icon
87
Nike
NKE
$61.9B
$16.5M 0.25%
172,174
+2,037
+1% +$210K
CLX icon
88
Clorox
CLX
$12.7B
$16.3M 0.25%
124,426
+679
+0.5% +$103K
MDT icon
89
Medtronic
MDT
$112B
$16.2M 0.25%
206,364
+2,081
+1% +$174K
IBTK icon
90
iShares iBonds Dec 2030 Term Treasury ETF
IBTK
$975M
$15.9M 0.25%
842,910
-9,893
-1% -$191K
IBTE
91
DELISTED
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
$14.7M 0.23%
615,087
+87,668
+17% +$2.09M
DLTR icon
92
Dollar Tree
DLTR
$25.2B
$13.8M 0.21%
129,851
+40
+0% +$5.36K
SPB icon
93
Spectrum Brands
SPB
$2.07B
$13.7M 0.21%
175,374
-12,478
-7% -$984K
SPY icon
94
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$12.7M 0.2%
29,800
-4,217
-12% -$1.88M
FIS icon
95
Fidelity National Information Services
FIS
$22.1B
$12.7M 0.2%
230,335
+6,361
+3% +$366K
TTC icon
96
Toro Company
TTC
$9.49B
$12.2M 0.19%
+146,584
New +$14.1M
SPYV icon
97
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
$11.9M 0.18%
288,050
+2,585
+0.9% +$112K
KDP icon
98
Keurig Dr Pepper
KDP
$40.8B
$11.6M 0.18%
368,794
-3,500
-0.9% -$115K
JJSF icon
99
J&J Snack Foods
JJSF
$1.71B
$11.5M 0.18%
70,215
-3,323
-5% -$546K
DD icon
100
DuPont de Nemours
DD
$19.2B
$11.3M 0.17%
120,548
-1,569
-1% -$147K
2 3
4
5 6

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Confluence Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Confluence Investment Management held 314 positions worth $6.46B, down 5.9% from $6.86B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Confluence Investment Management's Q3 2023 filing shows 16 new, 58 increased, 189 reduced and 24 closed positions. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 617,601 shares worth $30.7M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $26M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 19% a quarter earlier, followed by Technology and Industrials.

  • Confluence Investment Management's largest Q3 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 617,601 shares worth $30.7M.
  • Confluence Investment Management added most to W.R. Berkley in Q3 2023, an estimated $21.5M increase.
  • Confluence Investment Management's biggest Q3 2023 reduction was RTX Corp, cutting an estimated $19.6M.
  • Confluence Investment Management fully exited iShares 1-3 Year Treasury Bond ETF in Q3 2023, selling an estimated $26M.
  • Confluence Investment Management's ten largest holdings make up 24% of its $6.46B portfolio in Q3 2023.
  • Confluence Investment Management opened 16 new positions and closed 24 in Q3 2023.
  • Confluence Investment Management's portfolio value fell 5.9% quarter-over-quarter to $6.46B.

Based on Confluence Investment Management's 13F filing for Q3 2023, filed 10 Oct 2023.