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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-1.13%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$7.13B
AUM Growth
-$398M
Cap. Flow
-$289M
Cap. Flow %
-4.05%
Top 10 Hldgs %
20.62%
Holding
310
New
8
Increased
136
Reduced
141
Closed
11

Top Buys

Rank Stock Value
1
BIPC icon
Brookfield Infrastructure
BIPC
+$44.8M
2
MBB icon
iShares MBS ETF
MBB
+$17.7M
3
KDP icon
Keurig Dr Pepper
KDP
+$12.9M
4
SLG icon
SL Green Realty
SLG
+$9.06M
5
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$8.33M

Top Sells

Rank Stock Value
1
LIN icon
Linde
LIN
+$38.1M
2
CRL icon
Charles River Laboratories
CRL
+$24.9M
3
PEP icon
PepsiCo
PEP
+$16.5M
4
BSCO
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
+$11.5M
5
GGG icon
Graco
GGG
+$11.2M

Sector Composition

Rank Sector Weight
1 Financials 18.7%
2 Industrials 13.71%
3 Technology 13.44%
4 Consumer Discretionary 9.7%
5 Consumer Staples 7.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLYV icon
76
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.03B
$24.2M 0.34%
295,374
+22,194
+8% +$1.82M
PG icon
77
Procter & Gamble
PG
$339B
$23.9M 0.34%
171,272
-35,273
-17% -$5M
APD icon
78
Air Products & Chemicals
APD
$67.6B
$23.8M 0.33%
93,008
-18,871
-17% -$5.22M
CFR icon
79
Cullen/Frost Bankers
CFR
$10.2B
$23.7M 0.33%
199,503
-41,622
-17% -$4.64M
CBSH icon
80
Commerce Bancshares
CBSH
$8.5B
$23.5M 0.33%
431,142
-86,436
-17% -$4.77M
PPG icon
81
PPG Industries
PPG
$26.6B
$23.1M 0.32%
161,505
-33,837
-17% -$5.43M
DCI icon
82
Donaldson
DCI
$11.4B
$22M 0.31%
382,731
-79,355
-17% -$5.12M
MTB icon
83
M&T Bank
MTB
$36.2B
$21.6M 0.3%
144,618
-29,302
-17% -$4.06M
BDX icon
84
Becton Dickinson
BDX
$48.2B
$21.1M 0.3%
87,921
-17,021
-16% -$4.17M
GD icon
85
General Dynamics
GD
$106B
$21M 0.3%
107,326
-21,941
-17% -$4.29M
IAU icon
86
iShares Gold Trust
IAU
$67.5B
$20.9M 0.29%
625,895
+25,796
+4% +$879K
FIS icon
87
Fidelity National Information Services
FIS
$22.1B
$20.2M 0.28%
165,682
-31,405
-16% -$4.21M
MORN icon
88
Morningstar
MORN
$7.53B
$19.9M 0.28%
76,669
-27,023
-26% -$7.1M
GTES icon
89
Gates Industrial Corporation Ltd.
GTES
$7.15B
$19.7M 0.28%
1,208,021
-22,968
-2% -$393K
CLX icon
90
Clorox
CLX
$12.7B
$19.6M 0.28%
118,504
-22,239
-16% -$3.83M
IBDV icon
91
iShares iBonds Dec 2030 Term Corporate ETF
IBDV
$3.28B
$18.8M 0.26%
744,280
+2,906
+0.4% +$74.5K
IBDR icon
92
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.4B
$18.8M 0.26%
708,368
+3,957
+0.6% +$105K
NVS icon
93
Novartis
NVS
$297B
$18.3M 0.26%
224,239
-41,139
-16% -$3.7M
HCSG icon
94
Healthcare Services Group
HCSG
$1.53B
$17.8M 0.25%
714,020
-44,223
-6% -$1.2M
NJR icon
95
New Jersey Resources
NJR
$5.58B
$17.6M 0.25%
506,471
-98,275
-16% -$3.72M
RMAX icon
96
RE/MAX Holdings
RMAX
$242M
$16.7M 0.23%
535,100
+10,721
+2% +$356K
MLN icon
97
VanEck Long Muni ETF
MLN
$683M
$16.2M 0.23%
750,963
+13,666
+2% +$299K
VNT icon
98
Vontier
VNT
$4.74B
$15.1M 0.21%
449,870
-42,941
-9% -$1.46M
SPYG icon
99
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.5B
$14.3M 0.2%
224,089
+7,853
+4% +$519K
IBDT icon
100
iShares iBonds Dec 2028 Term Corporate ETF
IBDT
$4.06B
$14M 0.2%
487,155
+2,170
+0.4% +$62.9K
2 3
4
5 6

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Confluence Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Confluence Investment Management held 310 positions worth $7.13B, down 5.3% from $7.52B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Confluence Investment Management withdrew a net $289M in Q3 2021, closing 11 positions and reducing 141 holdings. Its most notable exit was Invesco BulletShares 2024 Corporate Bond ETF, an estimated $11.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 18% a quarter earlier, followed by Industrials and Technology.

Against the trend, Confluence Investment Management opened a new position in Keurig Dr Pepper worth $12.6M.

  • Confluence Investment Management's largest Q3 2021 buy was Keurig Dr Pepper: 367,980 shares worth $12.6M.
  • Confluence Investment Management added most to Brookfield Infrastructure in Q3 2021, an estimated $44.8M increase.
  • Confluence Investment Management's biggest Q3 2021 reduction was Linde, cutting an estimated $38.1M.
  • Confluence Investment Management fully exited Invesco BulletShares 2024 Corporate Bond ETF in Q3 2021, selling an estimated $11.5M.
  • Confluence Investment Management's ten largest holdings make up 21% of its $7.13B portfolio in Q3 2021.
  • Confluence Investment Management opened 8 new positions and closed 11 in Q3 2021.
  • Confluence Investment Management's portfolio value fell 5.3% quarter-over-quarter to $7.13B.

Based on Confluence Investment Management's 13F filing for Q3 2021, filed 4 Oct 2021.