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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.25B
AUM Growth
-$164M
Cap. Flow
-$62.8M
Cap. Flow %
-1%
Top 10 Hldgs %
22.34%
Holding
302
New
16
Increased
148
Reduced
111
Closed
11

Top Buys

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$14.3M
2
MA icon
Mastercard
MA
+$11.9M
3
IBCD
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
+$9.42M
4
DD icon
DuPont de Nemours
DD
+$8.37M
5
SLB icon
SLB Ltd
SLB
+$6.54M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$46.3M
2
DAL icon
Delta Air Lines
DAL
+$13.1M
3
RMAX icon
RE/MAX Holdings
RMAX
+$12.9M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$10.5M
5
HCSG icon
Healthcare Services Group
HCSG
+$5.54M

Sector Composition

Rank Sector Weight
1 Financials 20.35%
2 Technology 13.18%
3 Industrials 11.37%
4 Materials 8.29%
5 Consumer Staples 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLX icon
76
Clorox
CLX
$12.9B
$21.3M 0.34%
139,062
-6,266
-4% -$936K
NVS icon
77
Novartis
NVS
$293B
$21.1M 0.34%
230,583
-11,671
-5% -$1.05M
MTB icon
78
M&T Bank
MTB
$36.4B
$20.6M 0.33%
121,238
-7,787
-6% -$1.26M
EXPD icon
79
Expeditors International
EXPD
$23.2B
$19.7M 0.32%
260,253
-15,676
-6% -$1.17M
SCHW
80
Charles Schwab
SCHW
$187B
$19.7M 0.32%
490,417
-27,652
-5% -$1.22M
IJK icon
81
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.1B
$19.6M 0.31%
346,004
-60,624
-15% -$3.47M
SEIC icon
82
SEI Investments
SEIC
$12.5B
$19.5M 0.31%
347,974
-18,699
-5% -$1.16M
IVE icon
83
iShares S&P 500 Value ETF
IVE
$49.7B
$19.4M 0.31%
166,665
+2,716
+2% +$338K
IVW icon
84
iShares S&P 500 Growth ETF
IVW
$77.2B
$19.3M 0.31%
431,240
+10,916
+3% +$506K
IJJ icon
85
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.98B
$19.1M 0.31%
239,736
-50,830
-17% -$4.18M
SLB icon
86
SLB Ltd
SLB
$76.7B
$18.9M 0.3%
476,837
+183,163
+62% +$6.54M
GD icon
87
General Dynamics
GD
$105B
$18.8M 0.3%
103,483
-6,049
-6% -$1.09M
MORN icon
88
Morningstar
MORN
$7.43B
$18M 0.29%
124,498
+5,361
+4% +$823K
CNNE icon
89
Cannae Holdings
CNNE
$652M
$17.9M 0.29%
616,167
+5,539
+0.9% +$182K
CFR icon
90
Cullen/Frost Bankers
CFR
$10.3B
$17.5M 0.28%
187,252
-15,312
-8% -$1.42M
XOM icon
91
ExxonMobil
XOM
$632B
$17.5M 0.28%
227,774
-18,942
-8% -$1.31M
MBB icon
92
iShares MBS ETF
MBB
$39.1B
$17.1M 0.27%
159,068
-4,958
-3% -$536K
IBDR icon
93
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.39B
$15.6M 0.25%
624,390
-6,834
-1% -$174K
SPIB icon
94
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$15.5M 0.25%
445,060
-11,739
-3% -$414K
CTVA icon
95
Corteva
CTVA
$51.4B
$15.4M 0.25%
519,607
+125,278
+32% +$3.32M
DAL icon
96
Delta Air Lines
DAL
$60.9B
$14M 0.22%
247,098
-234,121
-49% -$13.1M
BSCP
97
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$13.7M 0.22%
647,686
-15,701
-2% -$336K
IBDT icon
98
iShares iBonds Dec 2028 Term Corporate ETF
IBDT
$4.06B
$13.6M 0.22%
500,535
-9,251
-2% -$256K
IBDD
99
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
$13.4M 0.21%
502,554
-14,463
-3% -$388K
JWN
100
DELISTED
Nordstrom
JWN
$13.3M 0.21%
416,213
-46,632
-10% -$1.73M
2 3
4
5 6

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Confluence Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Confluence Investment Management held 302 positions worth $6.25B, down 2.6% from $6.41B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management's Q4 2019 filing shows 16 new, 148 increased, 111 reduced and 11 closed positions. Its largest new stake was iShares iBonds Mar 2020 Term Corporate ex-Financials ETF: 383,223 shares worth $9.43M. The largest sale was Tiffany & Co., an estimated $46.3M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 21% a quarter earlier, followed by Technology and Industrials.

  • Confluence Investment Management's largest Q4 2019 buy was iShares iBonds Mar 2020 Term Corporate ex-Financials ETF: 383,223 shares worth $9.43M.
  • Confluence Investment Management added most to Starbucks in Q4 2019, an estimated $14.3M increase.
  • Confluence Investment Management's biggest Q4 2019 reduction was Tiffany & Co., cutting an estimated $46.3M.
  • Confluence Investment Management fully exited Healthcare Services Group in Q4 2019, selling an estimated $5.54M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $6.25B portfolio in Q4 2019.
  • Confluence Investment Management opened 16 new positions and closed 11 in Q4 2019.
  • Confluence Investment Management's portfolio value fell 2.6% quarter-over-quarter to $6.25B.

Based on Confluence Investment Management's 13F filing for Q4 2019, filed 29 Jan 2020.