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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+2.27%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.41B
AUM Growth
+$164M
Cap. Flow
+$44.5M
Cap. Flow %
0.69%
Top 10 Hldgs %
22.62%
Holding
302
New
11
Increased
110
Reduced
149
Closed
16

Top Buys

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$35.3M
2
DAL icon
Delta Air Lines
DAL
+$13.9M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$10.6M
4
RMAX icon
RE/MAX Holdings
RMAX
+$10.2M
5
HCSG icon
Healthcare Services Group
HCSG
+$5.76M

Top Sells

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$15.5M
2
MA icon
Mastercard
MA
+$11.6M
3
IBCD
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
+$9.43M
4
DD icon
DuPont de Nemours
DD
+$8.88M
5
SLB icon
SLB Ltd
SLB
+$6.69M

Sector Composition

Rank Sector Weight
1 Financials 20.52%
2 Technology 13.13%
3 Industrials 11.43%
4 Materials 7.97%
5 Consumer Staples 7.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPG icon
76
PPG Industries
PPG
$26B
$22.8M 0.36%
192,757
+9,090
+5% +$1.05M
IJK icon
77
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11B
$22.8M 0.35%
406,628
+60,624
+18% +$3.41M
CLX icon
78
Clorox
CLX
$12.8B
$22.1M 0.34%
145,328
+6,266
+5% +$991K
SEIC icon
79
SEI Investments
SEIC
$12.6B
$21.7M 0.34%
366,673
+18,699
+5% +$1.08M
SCHW
80
Charles Schwab
SCHW
$187B
$21.7M 0.34%
518,069
+27,652
+6% +$1.12M
NJR icon
81
New Jersey Resources
NJR
$5.53B
$21.6M 0.34%
478,635
+22,873
+5% +$1.07M
NVS icon
82
Novartis
NVS
$293B
$21.1M 0.33%
242,254
+11,671
+5% +$1.05M
EXPD icon
83
Expeditors International
EXPD
$23.2B
$20.5M 0.32%
275,929
+15,676
+6% +$1.15M
MTB icon
84
M&T Bank
MTB
$36.1B
$20.4M 0.32%
129,025
+7,787
+6% +$1.23M
GD icon
85
General Dynamics
GD
$105B
$20M 0.31%
109,532
+6,049
+6% +$1.12M
IVE icon
86
iShares S&P 500 Value ETF
IVE
$49.6B
$19.5M 0.3%
163,949
-2,716
-2% -$319K
IVW icon
87
iShares S&P 500 Growth ETF
IVW
$77B
$18.9M 0.3%
420,324
-10,916
-3% -$494K
CFR icon
88
Cullen/Frost Bankers
CFR
$10.2B
$17.9M 0.28%
202,564
+15,312
+8% +$1.36M
MBB icon
89
iShares MBS ETF
MBB
$39B
$17.8M 0.28%
164,026
+4,958
+3% +$535K
XOM icon
90
ExxonMobil
XOM
$642B
$17.4M 0.27%
246,716
+18,942
+8% +$1.37M
MORN icon
91
Morningstar
MORN
$7.37B
$17.4M 0.27%
119,137
-5,361
-4% -$825K
CNNE icon
92
Cannae Holdings
CNNE
$652M
$16.8M 0.26%
610,628
-5,539
-0.9% -$158K
RMAX icon
93
RE/MAX Holdings
RMAX
$230M
$16.1M 0.25%
501,435
+359,111
+252% +$10.2M
SPIB icon
94
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$16.1M 0.25%
456,799
+11,739
+3% +$412K
IBDR icon
95
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.39B
$16.1M 0.25%
631,224
+6,834
+1% +$173K
JWN
96
DELISTED
Nordstrom
JWN
$15.6M 0.24%
462,845
+46,632
+11% +$1.42M
MLN icon
97
VanEck Long Muni ETF
MLN
$679M
$14.9M 0.23%
704,390
+239,802
+52% +$5.05M
BSCP
98
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$14.2M 0.22%
663,387
+15,701
+2% +$334K
IBDT icon
99
iShares iBonds Dec 2028 Term Corporate ETF
IBDT
$4.06B
$14.1M 0.22%
509,786
+9,251
+2% +$254K
IBDD
100
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
$13.9M 0.22%
517,017
+14,463
+3% +$387K
2 3
4
5 6

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Confluence Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Confluence Investment Management held 302 positions worth $6.41B, up 2.6% from $6.25B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q3 2019 filing shows 11 new, 110 increased, 149 reduced and 16 closed positions. Its largest new stake was Healthcare Services Group: 228,239 shares worth $5.54M. The largest sale was Starbucks, an estimated $15.5M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 20% a quarter earlier, followed by Technology and Industrials.

  • Confluence Investment Management's largest Q3 2019 buy was Healthcare Services Group: 228,239 shares worth $5.54M.
  • Confluence Investment Management added most to Tiffany & Co. in Q3 2019, an estimated $35.3M increase.
  • Confluence Investment Management's biggest Q3 2019 reduction was Starbucks, cutting an estimated $15.5M.
  • Confluence Investment Management fully exited iShares iBonds Mar 2020 Term Corporate ex-Financials ETF in Q3 2019, selling an estimated $9.43M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $6.41B portfolio in Q3 2019.
  • Confluence Investment Management opened 11 new positions and closed 16 in Q3 2019.
  • Confluence Investment Management's portfolio value rose 2.6% quarter-over-quarter to $6.41B.

Based on Confluence Investment Management's 13F filing for Q3 2019, filed 15 Oct 2019.