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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+14.08%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$5.92B
AUM Growth
+$600M
Cap. Flow
-$77.7M
Cap. Flow %
-1.31%
Top 10 Hldgs %
21.97%
Holding
332
New
28
Increased
131
Reduced
122
Closed
38

Top Buys

Rank Stock Value
1
ETR icon
Entergy
ETR
+$85.4M
2
USB icon
US Bancorp
USB
+$84.5M
3
LMT icon
Lockheed Martin
LMT
+$83.9M
4
CERN
Cerner Corp
CERN
+$25.4M
5
DLR icon
Digital Realty Trust
DLR
+$20.6M

Top Sells

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$123M
2
IRM icon
Iron Mountain
IRM
+$85.3M
3
KHC icon
Kraft Heinz
KHC
+$60.8M
4
FAST icon
Fastenal
FAST
+$32.8M
5
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$29.2M

Sector Composition

Rank Sector Weight
1 Financials 19.89%
2 Technology 12.77%
3 Industrials 11.64%
4 Consumer Staples 8.1%
5 Healthcare 7.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AWK icon
76
American Water Works
AWK
$26.8B
$20.1M 0.34%
+192,315
New +$18.9M
TROW icon
77
T. Rowe Price
TROW
$24.2B
$20M 0.34%
199,882
+7,790
+4% +$751K
SLB icon
78
SLB Ltd
SLB
$76.5B
$20M 0.34%
457,932
-186,817
-29% -$8.07M
IVW icon
79
iShares S&P 500 Growth ETF
IVW
$77B
$19.5M 0.33%
451,504
-25,192
-5% -$1.03M
EXPD icon
80
Expeditors International
EXPD
$23.2B
$19.1M 0.32%
251,592
+10,096
+4% +$729K
IVE icon
81
iShares S&P 500 Value ETF
IVE
$49.6B
$19M 0.32%
168,701
+54,840
+48% +$6.02M
MTB icon
82
M&T Bank
MTB
$36.1B
$18.4M 0.31%
117,242
+4,518
+4% +$742K
IJK icon
83
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11B
$18.2M 0.31%
333,120
+154,624
+87% +$8.16M
IJJ icon
84
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.9B
$17.7M 0.3%
225,134
+142,210
+171% +$11M
XOM icon
85
ExxonMobil
XOM
$642B
$17.5M 0.3%
216,786
+16,410
+8% +$1.25M
SEIC icon
86
SEI Investments
SEIC
$12.6B
$17.4M 0.29%
333,970
+20,228
+6% +$1.01M
CFR icon
87
Cullen/Frost Bankers
CFR
$10.2B
$17.4M 0.29%
178,763
+8,733
+5% +$867K
JWN
88
DELISTED
Nordstrom
JWN
$17.2M 0.29%
386,541
+25,185
+7% +$1.15M
GD icon
89
General Dynamics
GD
$105B
$16.7M 0.28%
98,877
+5,148
+5% +$867K
MBB icon
90
iShares MBS ETF
MBB
$39B
$16.4M 0.28%
153,855
+1,640
+1% +$172K
MORN icon
91
Morningstar
MORN
$7.37B
$15.9M 0.27%
125,996
+352
+0.3% +$42.3K
TLT icon
92
iShares 20+ Year Treasury Bond ETF
TLT
$41.6B
$15.2M 0.26%
120,373
+4,880
+4% +$593K
SPIB icon
93
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$14.7M 0.25%
431,439
+13,756
+3% +$462K
IBDR icon
94
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.39B
$14.7M 0.25%
605,418
+17,044
+3% +$403K
IBDT icon
95
iShares iBonds Dec 2028 Term Corporate ETF
IBDT
$4.06B
$13M 0.22%
498,829
+389,997
+358% +$9.93M
BSCP
96
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$12.9M 0.22%
628,679
+452,803
+257% +$9.12M
IBDD
97
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
$12.8M 0.22%
+486,828
New +$12.6M
NMFC icon
98
New Mountain Finance
NMFC
$723M
$12.6M 0.21%
924,957
+6,603
+0.7% +$89.9K
GBDC icon
99
Golub Capital BDC
GBDC
$3.39B
$12.2M 0.21%
699,084
-2,892
-0.4% -$50.9K
TCPC icon
100
BlackRock TCP Capital
TCPC
$327M
$12.1M 0.21%
855,825
+39,556
+5% +$564K
2 3
4
5 6

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Confluence Investment Management's Q1 2019 Portfolio in Review

As of Q1 2019, Confluence Investment Management held 332 positions worth $5.92B, up 11% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management's Q1 2019 filing shows 28 new, 131 increased, 122 reduced and 38 closed positions. Its largest new stake was Entergy: 1,888,790 shares worth $90.3M. The largest sale was Johnson & Johnson, an estimated $123M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 19% a quarter earlier, followed by Technology and Industrials.

  • Confluence Investment Management's largest Q1 2019 buy was Entergy: 1,888,790 shares worth $90.3M.
  • Confluence Investment Management added most to Lockheed Martin in Q1 2019, an estimated $83.9M increase.
  • Confluence Investment Management's biggest Q1 2019 reduction was Johnson & Johnson, cutting an estimated $123M.
  • Confluence Investment Management fully exited Iron Mountain in Q1 2019, selling an estimated $85.3M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $5.92B portfolio in Q1 2019.
  • Confluence Investment Management opened 28 new positions and closed 38 in Q1 2019.
  • Confluence Investment Management's portfolio value rose 11% quarter-over-quarter to $5.92B.

Based on Confluence Investment Management's 13F filing for Q1 2019, filed 16 Apr 2019.