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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-11.32%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$5.32B
AUM Growth
-$550M
Cap. Flow
+$176M
Cap. Flow %
3.32%
Top 10 Hldgs %
22.95%
Holding
335
New
25
Increased
116
Reduced
146
Closed
31

Top Buys

Rank Stock Value
1
LIN icon
Linde
LIN
+$117M
2
TIF
Tiffany & Co.
TIF
+$50.4M
3
FTDR icon
Frontdoor
FTDR
+$42.7M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$31M
5
BR icon
Broadridge
BR
+$28.2M

Top Sells

Rank Stock Value
1
PX
Praxair Inc
PX
+$122M
2
AGN
Allergan plc
AGN
+$30.3M
3
AXP icon
American Express
AXP
+$27.1M
4
PGR icon
Progressive
PGR
+$23.2M
5
MTSC
MTS Systems Corp
MTSC
+$15.8M

Sector Composition

Rank Sector Weight
1 Financials 18.6%
2 Technology 12.07%
3 Healthcare 10.51%
4 Industrials 10.37%
5 Consumer Staples 9.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPG icon
76
PPG Industries
PPG
$26.2B
$17.3M 0.33%
169,092
+7,084
+4% +$734K
IBCE
77
DELISTED
iShares iBonds Mar 2023 Term Corporate ex-Financials ETF
IBCE
$17.2M 0.32%
730,181
-13,017
-2% -$305K
DCI icon
78
Donaldson
DCI
$11.4B
$17.2M 0.32%
395,475
+14,168
+4% +$732K
JWN
79
DELISTED
Nordstrom
JWN
$16.8M 0.32%
361,356
+155,299
+75% +$8.76M
EXPD icon
80
Expeditors International
EXPD
$23.1B
$16.4M 0.31%
241,496
+14,794
+7% +$1.04M
LMT icon
81
Lockheed Martin
LMT
$134B
$16.3M 0.31%
62,428
+3,397
+6% +$1.03M
MTB icon
82
M&T Bank
MTB
$36.2B
$16.1M 0.3%
112,724
+6,313
+6% +$1.01M
MBB icon
83
iShares MBS ETF
MBB
$39B
$15.9M 0.3%
152,215
-28,454
-16% -$2.93M
MDU icon
84
MDU Resources
MDU
$4.34B
$15.7M 0.3%
1,736,311
+84,278
+5% +$822K
BSCO
85
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$15.6M 0.29%
778,965
-11,570
-1% -$230K
CFR icon
86
Cullen/Frost Bankers
CFR
$10.3B
$15M 0.28%
170,030
+11,184
+7% +$1.09M
GD icon
87
General Dynamics
GD
$105B
$14.7M 0.28%
93,729
+6,738
+8% +$1.21M
SEIC icon
88
SEI Investments
SEIC
$12.6B
$14.5M 0.27%
313,742
+21,270
+7% +$1.12M
TLT icon
89
iShares 20+ Year Treasury Bond ETF
TLT
$41.5B
$14M 0.26%
115,493
-27,742
-19% -$3.21M
MORN icon
90
Morningstar
MORN
$7.43B
$13.8M 0.26%
125,644
+4,502
+4% +$528K
SPIB icon
91
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$13.8M 0.26%
417,683
-5,989
-1% -$197K
XOM icon
92
ExxonMobil
XOM
$640B
$13.7M 0.26%
200,376
+9,572
+5% +$751K
IBDR icon
93
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.39B
$13.6M 0.25%
588,374
-10,463
-2% -$240K
BSCL
94
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$12.8M 0.24%
616,211
-5,919
-1% -$122K
IJT icon
95
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.4B
$11.8M 0.22%
146,060
+23,640
+19% +$2.11M
NMFC icon
96
New Mountain Finance
NMFC
$723M
$11.6M 0.22%
918,354
+1,440
+0.2% +$19K
IVE icon
97
iShares S&P 500 Value ETF
IVE
$49.6B
$11.5M 0.22%
113,861
-9,008
-7% -$985K
GBDC icon
98
Golub Capital BDC
GBDC
$3.4B
$11.3M 0.21%
701,976
+17,154
+3% +$305K
IWD icon
99
iShares Russell 1000 Value ETF
IWD
$83.2B
$10.7M 0.2%
96,695
+94,848
+5,135% +$11.4M
TCPC icon
100
BlackRock TCP Capital
TCPC
$326M
$10.6M 0.2%
816,269
+69,485
+9% +$969K
2 3
4
5 6

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Confluence Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Confluence Investment Management held 335 positions worth $5.32B, down 9.4% from $5.87B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management deployed $176M of net new capital in Q4 2018, opening 25 new positions and adding to 116 existing holdings. Its largest new stake was Linde: 739,906 shares worth $115M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, down from 20% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Allergan plc, an estimated $30.3M trimmed.

  • Confluence Investment Management's largest Q4 2018 buy was Linde: 739,906 shares worth $115M.
  • Confluence Investment Management added most to iShares Core S&P US Value ETF in Q4 2018, an estimated $31M increase.
  • Confluence Investment Management's biggest Q4 2018 reduction was Allergan plc, cutting an estimated $30.3M.
  • Confluence Investment Management fully exited Praxair Inc in Q4 2018, selling an estimated $122M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $5.32B portfolio in Q4 2018.
  • Confluence Investment Management opened 25 new positions and closed 31 in Q4 2018.
  • Confluence Investment Management's portfolio value fell 9.4% quarter-over-quarter to $5.32B.

Based on Confluence Investment Management's 13F filing for Q4 2018, filed 4 Jan 2019.