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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+3.53%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$5.87B
AUM Growth
+$177M
Cap. Flow
+$16.1M
Cap. Flow %
0.27%
Top 10 Hldgs %
23.22%
Holding
335
New
23
Increased
116
Reduced
146
Closed
25

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$109M
2
BN icon
Brookfield
BN
+$17.2M
3
WY icon
Weyerhaeuser
WY
+$12.7M
4
BSCL
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
+$7.46M
5
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$7.28M

Top Sells

Rank Stock Value
1
BR icon
Broadridge
BR
+$27.9M
2
SYK icon
Stryker
SYK
+$22.5M
3
GSK icon
GSK
GSK
+$22.2M
4
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$18.5M
5
BKI
Black Knight, Inc. Common Stock
BKI
+$14.7M

Sector Composition

Rank Sector Weight
1 Financials 19.89%
2 Technology 12.11%
3 Healthcare 11.45%
4 Industrials 10.33%
5 Consumer Staples 8.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPG icon
76
PPG Industries
PPG
$26B
$17.7M 0.3%
162,008
+5,607
+4% +$611K
MTB icon
77
M&T Bank
MTB
$36.1B
$17.5M 0.3%
106,411
+4,145
+4% +$719K
IBCE
78
DELISTED
iShares iBonds Mar 2023 Term Corporate ex-Financials ETF
IBCE
$17.5M 0.3%
743,198
-18,149
-2% -$428K
TLT icon
79
iShares 20+ Year Treasury Bond ETF
TLT
$41.6B
$16.8M 0.29%
143,235
-1,304
-0.9% -$157K
EXPD icon
80
Expeditors International
EXPD
$23.2B
$16.7M 0.28%
226,702
+12,330
+6% +$911K
CFR icon
81
Cullen/Frost Bankers
CFR
$10.2B
$16.6M 0.28%
158,846
+7,218
+5% +$802K
NVS icon
82
Novartis
NVS
$293B
$16.4M 0.28%
211,923
+12,210
+6% +$903K
XOM icon
83
ExxonMobil
XOM
$642B
$16.2M 0.28%
190,804
+10,943
+6% +$895K
MDU icon
84
MDU Resources
MDU
$4.34B
$16.1M 0.28%
1,652,033
+72,771
+5% +$779K
BSCO
85
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$15.9M 0.27%
790,535
-15,842
-2% -$319K
PG icon
86
Procter & Gamble
PG
$342B
$15.9M 0.27%
190,866
+10,077
+6% +$824K
MORN icon
87
Morningstar
MORN
$7.37B
$15.3M 0.26%
121,142
-15,382
-11% -$2.07M
IVE icon
88
iShares S&P 500 Value ETF
IVE
$49.6B
$14.2M 0.24%
122,869
-1,160
-0.9% -$133K
SPIB icon
89
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$14.1M 0.24%
423,672
-10,485
-2% -$349K
IBDR icon
90
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.39B
$13.9M 0.24%
598,837
-14,050
-2% -$328K
BSCL
91
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$12.9M 0.22%
622,130
+359,362
+137% +$7.46M
GBDC icon
92
Golub Capital BDC
GBDC
$3.39B
$12.6M 0.21%
684,822
– –
NMFC icon
93
New Mountain Finance
NMFC
$723M
$12.4M 0.21%
916,914
+143
+0% +$1.98K
PDCO
94
DELISTED
Patterson Companies, Inc.
PDCO
$12.4M 0.21%
505,341
+9,324
+2% +$221K
IJT icon
95
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.38B
$12.3M 0.21%
122,420
+7,990
+7% +$803K
JWN
96
DELISTED
Nordstrom
JWN
$12.3M 0.21%
206,057
+2,054
+1% +$118K
HTGC icon
97
Hercules Capital
HTGC
$3.19B
$10.9M 0.19%
826,033
+379
+0% +$5.06K
TCPC icon
98
BlackRock TCP Capital
TCPC
$327M
$10.6M 0.18%
746,784
-1,372
-0.2% -$20.1K
SLRC icon
99
SLR Investment Corp
SLRC
$705M
$10.4M 0.18%
487,121
+141
+0% +$3.02K
BBDC icon
100
Barings BDC
BBDC
$963M
$10.3M 0.17%
1,024,017
+21,503
+2% +$236K
2 3
4
5 6

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Confluence Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Confluence Investment Management held 335 positions worth $5.87B, up 3.1% from $5.69B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q3 2018 filing shows 23 new, 116 increased, 146 reduced and 25 closed positions. Its largest new stake was Brookfield: 1,128,689 shares worth $17.9M. The largest sale was Broadridge, an estimated $27.9M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 20% a quarter earlier, followed by Technology and Healthcare.

  • Confluence Investment Management's largest Q3 2018 buy was Brookfield: 1,128,689 shares worth $17.9M.
  • Confluence Investment Management added most to NXP Semiconductors in Q3 2018, an estimated $109M increase.
  • Confluence Investment Management's biggest Q3 2018 reduction was Broadridge, cutting an estimated $27.9M.
  • Confluence Investment Management fully exited Discovery, Inc. Series C Common Stock in Q3 2018, selling an estimated $18.5M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $5.87B portfolio in Q3 2018.
  • Confluence Investment Management opened 23 new positions and closed 25 in Q3 2018.
  • Confluence Investment Management's portfolio value rose 3.1% quarter-over-quarter to $5.87B.

Based on Confluence Investment Management's 13F filing for Q3 2018, filed 25 Oct 2018.