We are live on ! Find out more
CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$5.48B
AUM Growth
+$255M
Cap. Flow
+$3.7M
Cap. Flow %
0.07%
Top 10 Hldgs %
23.21%
Holding
249
New
10
Increased
133
Reduced
87
Closed
8

Top Buys

Rank Stock Value
1
BKI
Black Knight, Inc. Common Stock
BKI
+$54.6M
2
AXTA icon
Axalta
AXTA
+$43.1M
3
ACN icon
Accenture
ACN
+$16.3M
4
DD icon
DuPont de Nemours
DD
+$7.41M
5
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.61M

Top Sells

Rank Stock Value
1
ABCO
Advisory Board Co
ABCO
+$46.6M
2
FNF icon
Fidelity National Financial
FNF
+$32.3M
3
ESRX
Express Scripts Holding Company
ESRX
+$24M
4
ROST icon
Ross Stores
ROST
+$16.7M
5
GSK icon
GSK
GSK
+$15.2M

Sector Composition

Rank Sector Weight
1 Financials 21.07%
2 Industrials 11.97%
3 Healthcare 10.44%
4 Technology 9.69%
5 Consumer Staples 9.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APD icon
76
Air Products & Chemicals
APD
$65.7B
$16M 0.29%
97,580
+1,858
+2% +$296K
IBDR icon
77
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.44B
$15.6M 0.28%
635,019
+20,535
+3% +$504K
NJR icon
78
New Jersey Resources
NJR
$5.84B
$15.5M 0.28%
384,752
+900
+0.2% +$38.7K
SPIB icon
79
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$15.4M 0.28%
451,494
+15,958
+4% +$549K
MDU icon
80
MDU Resources
MDU
$4.17B
$15.2M 0.28%
1,483,308
+31,149
+2% +$319K
PG icon
81
Procter & Gamble
PG
$336B
$15M 0.27%
163,550
+4,476
+3% +$403K
NKE icon
82
Nike
NKE
$61.9B
$14.5M 0.27%
232,394
+6,870
+3% +$395K
EXPD icon
83
Expeditors International
EXPD
$22B
$14.5M 0.27%
224,565
+6,534
+3% +$400K
NVS icon
84
Novartis
NVS
$297B
$13.7M 0.25%
182,633
+4,854
+3% +$366K
XOM icon
85
ExxonMobil
XOM
$644B
$13.7M 0.25%
163,701
+3,791
+2% +$314K
MORN icon
86
Morningstar
MORN
$7.22B
$13.7M 0.25%
141,134
+3,031
+2% +$273K
IBDD
87
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
$13.5M 0.25%
510,118
+17,936
+4% +$477K
CFR icon
88
Cullen/Frost Bankers
CFR
$10.3B
$13.5M 0.25%
142,297
+779
+0.6% +$75K
NMFC icon
89
New Mountain Finance
NMFC
$651M
$12.5M 0.23%
919,431
+577
+0.1% +$8.13K
GBDC icon
90
Golub Capital BDC
GBDC
$3.34B
$12.3M 0.23%
692,326
+1,252
+0.2% +$23.2K
JWN
91
DELISTED
Nordstrom
JWN
$12.3M 0.22%
259,171
+27,216
+12% +$1.17M
TCPC icon
92
BlackRock TCP Capital
TCPC
$273M
$11.4M 0.21%
748,788
+249
+0% +$3.98K
HTGC icon
93
Hercules Capital
HTGC
$3.07B
$10.6M 0.19%
806,620
+38,390
+5% +$502K
SLRC icon
94
SLR Investment Corp
SLRC
$686M
$9.89M 0.18%
489,450
+952
+0.2% +$20.3K
MLN icon
95
VanEck Long Muni ETF
MLN
$677M
$9.68M 0.18%
476,184
+14,238
+3% +$287K
IBCD
96
DELISTED
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
$9.61M 0.18%
391,747
+13,994
+4% +$344K
TFI icon
97
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
$9.44M 0.17%
192,808
+2,587
+1% +$127K
FCRD
98
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$9.38M 0.17%
1,035,978
-24,170
-2% -$224K
PDCO
99
DELISTED
Patterson Companies, Inc.
PDCO
$9.05M 0.17%
250,481
+8,929
+4% +$326K
TPVG icon
100
TriplePoint Venture Growth BDC
TPVG
$184M
$8.86M 0.16%
698,058
+1,745
+0.3% +$23.5K
2 3
4
5 6

Similar funds

PCH
PGIM Custom Harvest Newark, New Jersey $6.4B AUM 18.53% 1-Year Est. Return
BFG
Bleakley Financial Group Fairfield, New Jersey $6.39B AUM 26.33% 1-Year Est. Return
GT
Glenview Trust Louisville, Kentucky $6.37B AUM 23.72% 1-Year Est. Return
BFS
Bradley Foster & Sargent Hartford, Connecticut $6.44B AUM 25.27% 1-Year Est. Return
EWM
Evercore Wealth Management New York $6.36B AUM 20.35% 1-Year Est. Return
EC
ECP ControlCo Summit, New Jersey $6.34B AUM 19.72% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return
TCM
Tenor Capital Management New York $6.49B AUM 3.01% 1-Year Est. Return

Confluence Investment Management's Q4 2017 Portfolio in Review

As of Q4 2017, Confluence Investment Management held 249 positions worth $5.48B, up 4.9% from $5.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q4 2017 filing shows 10 new, 133 increased, 87 reduced and 8 closed positions. Its largest new stake was iShares Core S&P US Value ETF: 122,980 shares worth $6.81M. The largest sale was Advisory Board Co, an estimated $46.6M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 22% a quarter earlier, followed by Industrials and Healthcare.

  • Confluence Investment Management's largest Q4 2017 buy was iShares Core S&P US Value ETF: 122,980 shares worth $6.81M.
  • Confluence Investment Management added most to Black Knight, Inc. Common Stock in Q4 2017, an estimated $54.6M increase.
  • Confluence Investment Management's biggest Q4 2017 reduction was Fidelity National Financial, cutting an estimated $32.3M.
  • Confluence Investment Management fully exited Advisory Board Co in Q4 2017, selling an estimated $46.6M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $5.48B portfolio in Q4 2017.
  • Confluence Investment Management opened 10 new positions and closed 8 in Q4 2017.
  • Confluence Investment Management's portfolio value rose 4.9% quarter-over-quarter to $5.48B.

Based on Confluence Investment Management's 13F filing for Q4 2017, filed 8 Jan 2018.