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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+2.31%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$5.22B
AUM Growth
+$300M
Cap. Flow
+$198M
Cap. Flow %
3.8%
Top 10 Hldgs %
21.84%
Holding
255
New
17
Increased
135
Reduced
69
Closed
16

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$93M
2
DBRG icon
DigitalBridge
DBRG
+$79.3M
3
BKI
Black Knight, Inc. Common Stock
BKI
+$28.9M
4
NTUS
Natus Medical Inc
NTUS
+$20.6M
5
MLM icon
Martin Marietta Materials
MLM
+$16.4M

Top Sells

Rank Stock Value
1
DD
Du Pont De Nemours E I
DD
+$80.7M
2
KSS icon
Kohl's
KSS
+$46.2M
3
IBCC
iShares iBonds Mar 2018 Term Corporate ex-Financials ETF
IBCC
+$14.2M
4
GWW icon
W.W. Grainger
GWW
+$9.67M
5
GGG icon
Graco
GGG
+$9.45M

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Industrials 11.72%
3 Healthcare 11.69%
4 Consumer Staples 8.92%
5 Technology 8.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDT icon
76
Medtronic
MDT
$109B
$15.3M 0.29%
197,059
+6,132
+3% +$509K
IBDR icon
77
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.44B
$15.1M 0.29%
+614,484
New +$15.1M
SPIB icon
78
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$15M 0.29%
435,536
+17,550
+4% +$606K
CLX icon
79
Clorox
CLX
$11.6B
$15M 0.29%
113,390
+3,999
+4% +$537K
TLT icon
80
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$14.9M 0.29%
119,728
+34,657
+41% +$4.35M
APD icon
81
Air Products & Chemicals
APD
$65.7B
$14.5M 0.28%
95,722
+4,438
+5% +$650K
PG icon
82
Procter & Gamble
PG
$336B
$14.5M 0.28%
159,074
+6,069
+4% +$553K
MDU icon
83
MDU Resources
MDU
$4.17B
$14.3M 0.27%
1,452,159
+55,377
+4% +$553K
NVS icon
84
Novartis
NVS
$297B
$13.7M 0.26%
177,779
+7,413
+4% +$560K
CFR icon
85
Cullen/Frost Bankers
CFR
$10.3B
$13.4M 0.26%
141,518
+3,304
+2% +$299K
IBDD
86
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
$13.2M 0.25%
492,182
+19,286
+4% +$516K
XOM icon
87
ExxonMobil
XOM
$644B
$13.1M 0.25%
159,910
+8,527
+6% +$677K
NMFC icon
88
New Mountain Finance
NMFC
$651M
$13.1M 0.25%
918,854
-9,160
-1% -$130K
EXPD icon
89
Expeditors International
EXPD
$22B
$13.1M 0.25%
218,031
+1,651
+0.8% +$94.5K
GBDC icon
90
Golub Capital BDC
GBDC
$3.34B
$12.7M 0.24%
691,074
-9,218
-1% -$172K
TCPC icon
91
BlackRock TCP Capital
TCPC
$273M
$12.3M 0.24%
748,539
-14,827
-2% -$245K
MORN icon
92
Morningstar
MORN
$7.22B
$11.7M 0.22%
138,103
-48,035
-26% -$3.92M
NKE icon
93
Nike
NKE
$61.9B
$11.7M 0.22%
225,524
+11,095
+5% +$623K
JWN
94
DELISTED
Nordstrom
JWN
$10.9M 0.21%
231,955
-3,572
-2% -$166K
SLRC icon
95
SLR Investment Corp
SLRC
$686M
$10.6M 0.2%
488,498
-10,582
-2% -$228K
HTGC icon
96
Hercules Capital
HTGC
$3.07B
$9.91M 0.19%
768,230
+152,356
+25% +$1.95M
FCRD
97
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$9.89M 0.19%
1,060,148
-16,195
-2% -$156K
PDCO
98
DELISTED
Patterson Companies, Inc.
PDCO
$9.34M 0.18%
241,552
+4,474
+2% +$179K
TPVG icon
99
TriplePoint Venture Growth BDC
TPVG
$184M
$9.33M 0.18%
696,313
-22,257
-3% -$296K
IBCD
100
DELISTED
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
$9.32M 0.18%
377,753
+16,750
+5% +$414K
2 3
4
5 6

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Confluence Investment Management's Q3 2017 Portfolio in Review

As of Q3 2017, Confluence Investment Management held 255 positions worth $5.22B, up 6.1% from $4.92B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management deployed $198M of net new capital in Q3 2017, opening 17 new positions and adding to 135 existing holdings. Its largest new stake was DigitalBridge: 1,451,067 shares worth $72.9M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Graco, an estimated $9.45M trimmed.

  • Confluence Investment Management's largest Q3 2017 buy was DigitalBridge: 1,451,067 shares worth $72.9M.
  • Confluence Investment Management added most to DuPont de Nemours in Q3 2017, an estimated $93M increase.
  • Confluence Investment Management's biggest Q3 2017 reduction was Graco, cutting an estimated $9.45M.
  • Confluence Investment Management fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $80.7M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $5.22B portfolio in Q3 2017.
  • Confluence Investment Management opened 17 new positions and closed 16 in Q3 2017.
  • Confluence Investment Management's portfolio value rose 6.1% quarter-over-quarter to $5.22B.

Based on Confluence Investment Management's 13F filing for Q3 2017, filed 13 Oct 2017.