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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$4.48B
AUM Growth
+$362M
Cap. Flow
+$160M
Cap. Flow %
3.57%
Top 10 Hldgs %
21.78%
Holding
252
New
17
Increased
151
Reduced
57
Closed
17

Top Buys

Rank Stock Value
1
PII icon
Polaris
PII
+$51.3M
2
ADI icon
Analog Devices
ADI
+$23.1M
3
SBUX icon
Starbucks
SBUX
+$14.5M
4
CL icon
Colgate-Palmolive
CL
+$14.4M
5
GSK icon
GSK
GSK
+$10.2M

Top Sells

Rank Stock Value
1
LLTC
Linear Technology Corp
LLTC
+$79.5M
2
MAT icon
Mattel
MAT
+$45.6M
3
CHRW icon
C.H. Robinson
CHRW
+$26.8M
4
RMAX icon
RE/MAX Holdings
RMAX
+$4.82M
5
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$3.98M

Sector Composition

Rank Sector Weight
1 Financials 21.13%
2 Industrials 11.74%
3 Healthcare 11.57%
4 Consumer Staples 9.64%
5 Technology 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMT icon
76
Lockheed Martin
LMT
$134B
$13.6M 0.3%
50,862
+412
+0.8% +$108K
RMAX icon
77
RE/MAX Holdings
RMAX
$193M
$13.6M 0.3%
228,448
-85,067
-27% -$4.82M
PG icon
78
Procter & Gamble
PG
$336B
$13.1M 0.29%
146,220
+11,834
+9% +$1.05M
SEIC icon
79
SEI Investments
SEIC
$12.4B
$13M 0.29%
257,799
+17,104
+7% +$864K
TCPC icon
80
BlackRock TCP Capital
TCPC
$273M
$12.8M 0.29%
735,163
-6,899
-0.9% -$117K
MORN icon
81
Morningstar
MORN
$7.22B
$12.6M 0.28%
159,678
+20,405
+15% +$1.59M
CFR icon
82
Cullen/Frost Bankers
CFR
$10.3B
$12.1M 0.27%
135,952
+4,772
+4% +$429K
IBDD
83
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
$12.1M 0.27%
457,927
+29,206
+7% +$768K
EXPD icon
84
Expeditors International
EXPD
$22B
$12M 0.27%
212,722
+1,093
+0.5% +$59.9K
XOM icon
85
ExxonMobil
XOM
$644B
$11.8M 0.26%
143,699
+8,728
+6% +$729K
APD icon
86
Air Products & Chemicals
APD
$65.7B
$11.8M 0.26%
87,016
+7,078
+9% +$998K
SLRC icon
87
SLR Investment Corp
SLRC
$686M
$11.5M 0.26%
510,206
-17,532
-3% -$382K
GWW icon
88
W.W. Grainger
GWW
$65.3B
$11.5M 0.26%
49,240
+3,812
+8% +$938K
NKE icon
89
Nike
NKE
$61.9B
$11.3M 0.25%
202,413
+21,106
+12% +$1.17M
TROW icon
90
T. Rowe Price
TROW
$23.9B
$11.1M 0.25%
162,924
+14,444
+10% +$1.02M
HTGC icon
91
Hercules Capital
HTGC
$3.07B
$10.9M 0.24%
722,927
-4,850
-0.7% -$71.1K
NVS icon
92
Novartis
NVS
$297B
$10.8M 0.24%
161,753
+18,723
+13% +$1.25M
OXY icon
93
Occidental Petroleum
OXY
$56.8B
$10.7M 0.24%
169,470
+20,348
+14% +$1.35M
BSCO
94
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$10.6M 0.24%
516,708
+67,124
+15% +$1.37M
FCRD
95
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$10.5M 0.23%
1,049,235
+105,400
+11% +$1.08M
JWN
96
DELISTED
Nordstrom
JWN
$10.2M 0.23%
220,050
+27,773
+14% +$1.24M
TPVG icon
97
TriplePoint Venture Growth BDC
TPVG
$184M
$10.1M 0.23%
727,813
-21,890
-3% -$289K
PDCO
98
DELISTED
Patterson Companies, Inc.
PDCO
$9.98M 0.22%
220,633
+40,409
+22% +$1.75M
BBDC icon
99
Barings BDC
BBDC
$864M
$9.81M 0.22%
513,924
+37,140
+8% +$712K
IWS icon
100
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$9.65M 0.22%
+116,326
New +$9.61M
2 3
4
5 6

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BFS
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EWM
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HI
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TCM
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Confluence Investment Management's Q1 2017 Portfolio in Review

As of Q1 2017, Confluence Investment Management held 252 positions worth $4.48B, up 8.8% from $4.12B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management deployed $160M of net new capital in Q1 2017, opening 17 new positions and adding to 151 existing holdings. Its largest new stake was iShares Russell Mid-Cap Value ETF: 116,326 shares worth $9.65M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was C.H. Robinson, an estimated $26.8M trimmed.

  • Confluence Investment Management's largest Q1 2017 buy was iShares Russell Mid-Cap Value ETF: 116,326 shares worth $9.65M.
  • Confluence Investment Management added most to Polaris in Q1 2017, an estimated $51.3M increase.
  • Confluence Investment Management's biggest Q1 2017 reduction was C.H. Robinson, cutting an estimated $26.8M.
  • Confluence Investment Management fully exited Linear Technology Corp in Q1 2017, selling an estimated $79.5M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $4.48B portfolio in Q1 2017.
  • Confluence Investment Management opened 17 new positions and closed 17 in Q1 2017.
  • Confluence Investment Management's portfolio value rose 8.8% quarter-over-quarter to $4.48B.

Based on Confluence Investment Management's 13F filing for Q1 2017, filed 6 Apr 2017.