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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+2.68%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$4.12B
AUM Growth
+$288M
Cap. Flow
+$203M
Cap. Flow %
4.93%
Top 10 Hldgs %
21.54%
Holding
247
New
24
Increased
142
Reduced
55
Closed
12

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$27.7M
2
DFIN icon
Donnelley Financial Solutions
DFIN
+$17.3M
3
DEO icon
Diageo
DEO
+$12.6M
4
PAYX icon
Paychex
PAYX
+$12.5M
5
MAT icon
Mattel
MAT
+$12.5M

Top Sells

Rank Stock Value
1
BBBY
Bed Bath & Beyond Inc
BBBY
+$31.2M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$11.4M
3
BRO icon
Brown & Brown
BRO
+$6.82M
4
KSS icon
Kohl's
KSS
+$6.69M
5
RMAX icon
RE/MAX Holdings
RMAX
+$6.58M

Sector Composition

Rank Sector Weight
1 Financials 21.24%
2 Industrials 12.47%
3 Healthcare 10.72%
4 Technology 9.67%
5 Consumer Staples 8.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
76
ExxonMobil
XOM
$638B
$12.2M 0.3%
134,971
+9,687
+8% +$846K
MCD icon
77
McDonald's
MCD
$191B
$12.1M 0.29%
99,467
+7,718
+8% +$905K
SBUX icon
78
Starbucks
SBUX
$120B
$12M 0.29%
216,861
+11,712
+6% +$649K
SEIC icon
79
SEI Investments
SEIC
$12.6B
$11.9M 0.29%
240,695
+18,899
+9% +$883K
TLT icon
80
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$11.6M 0.28%
97,509
-91,310
-48% -$11.4M
CFR icon
81
Cullen/Frost Bankers
CFR
$10.5B
$11.6M 0.28%
131,180
+5,934
+5% +$476K
CLX icon
82
Clorox
CLX
$12.7B
$11.5M 0.28%
96,190
+7,846
+9% +$925K
APD icon
83
Air Products & Chemicals
APD
$65.6B
$11.5M 0.28%
79,938
+507
+0.6% +$71K
PG icon
84
Procter & Gamble
PG
$345B
$11.3M 0.27%
134,386
+10,937
+9% +$932K
IBDD
85
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
$11.2M 0.27%
428,721
+58,532
+16% +$1.56M
EXPD icon
86
Expeditors International
EXPD
$23.7B
$11.2M 0.27%
211,629
-16,819
-7% -$879K
TROW icon
87
T. Rowe Price
TROW
$24.7B
$11.2M 0.27%
148,480
+12,984
+10% +$920K
PII icon
88
Polaris
PII
$4.2B
$11M 0.27%
134,071
+10,919
+9% +$891K
SLRC icon
89
SLR Investment Corp
SLRC
$719M
$11M 0.27%
527,738
+25
+0% +$511
OXY icon
90
Occidental Petroleum
OXY
$54.8B
$10.6M 0.26%
149,122
+6,548
+5% +$465K
GWW icon
91
W.W. Grainger
GWW
$61.4B
$10.6M 0.26%
45,428
+3,691
+9% +$823K
HTGC icon
92
Hercules Capital
HTGC
$3.16B
$10.3M 0.25%
727,777
+3,905
+0.5% +$53.2K
MORN icon
93
Morningstar
MORN
$7.51B
$10.2M 0.25%
139,273
-14,722
-10% -$1.08M
MDT icon
94
Medtronic
MDT
$110B
$9.96M 0.24%
139,821
+8,856
+7% +$696K
FCRD
95
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$9.45M 0.23%
943,835
-95,865
-9% -$934K
NVS icon
96
Novartis
NVS
$291B
$9.34M 0.23%
143,030
+14,147
+11% +$918K
JWN
97
DELISTED
Nordstrom
JWN
$9.22M 0.22%
192,277
+14,159
+8% +$769K
NKE icon
98
Nike
NKE
$61.6B
$9.22M 0.22%
181,307
+19,032
+12% +$976K
BSCO
99
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$9.19M 0.22%
449,584
+244,339
+119% +$5.06M
TPVG icon
100
TriplePoint Venture Growth BDC
TPVG
$193M
$8.83M 0.21%
749,703
+5,120
+0.7% +$59.7K
2 3
4
5 6

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Confluence Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Confluence Investment Management held 247 positions worth $4.12B, up 7.5% from $3.83B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management deployed $203M of net new capital in Q4 2016, opening 24 new positions and adding to 142 existing holdings. Its largest new stake was Donnelley Financial Solutions: 816,626 shares worth $18.8M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $11.4M trimmed.

  • Confluence Investment Management's largest Q4 2016 buy was Donnelley Financial Solutions: 816,626 shares worth $18.8M.
  • Confluence Investment Management added most to Allergan plc in Q4 2016, an estimated $27.7M increase.
  • Confluence Investment Management's biggest Q4 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $11.4M.
  • Confluence Investment Management fully exited Bed Bath & Beyond Inc in Q4 2016, selling an estimated $31.2M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $4.12B portfolio in Q4 2016.
  • Confluence Investment Management opened 24 new positions and closed 12 in Q4 2016.
  • Confluence Investment Management's portfolio value rose 7.5% quarter-over-quarter to $4.12B.

Based on Confluence Investment Management's 13F filing for Q4 2016, filed 14 Feb 2017.