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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+2.65%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$3.83B
AUM Growth
+$196M
Cap. Flow
+$121M
Cap. Flow %
3.16%
Top 10 Hldgs %
20.72%
Holding
240
New
10
Increased
140
Reduced
61
Closed
17

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$33.3M
2
AGN
Allergan plc
AGN
+$27.9M
3
FAST icon
Fastenal
FAST
+$15.3M
4
LOW icon
Lowe's Companies
LOW
+$13M
5
PGR icon
Progressive
PGR
+$12.5M

Top Sells

Rank Stock Value
1
WFC icon
Wells Fargo
WFC
+$22.1M
2
CVX icon
Chevron
CVX
+$18.4M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$17M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$15M
5
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$9.36M

Sector Composition

Rank Sector Weight
1 Financials 20.58%
2 Industrials 11.93%
3 Healthcare 10.91%
4 Technology 9.14%
5 Consumer Staples 9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBUX icon
76
Starbucks
SBUX
$118B
$11.1M 0.29%
+205,149
New +$11.5M
PG icon
77
Procter & Gamble
PG
$345B
$11.1M 0.29%
123,449
+7,587
+7% +$659K
CLX icon
78
Clorox
CLX
$11.9B
$11.1M 0.29%
88,344
+4,378
+5% +$573K
APD icon
79
Air Products & Chemicals
APD
$65.2B
$11M 0.29%
79,431
+4,638
+6% +$643K
XOM icon
80
ExxonMobil
XOM
$643B
$10.9M 0.29%
125,284
+6,827
+6% +$606K
DCI icon
81
Donaldson
DCI
$11.1B
$10.9M 0.28%
291,467
-104,529
-26% -$3.81M
SLRC icon
82
SLR Investment Corp
SLRC
$709M
$10.8M 0.28%
527,713
+4,526
+0.9% +$91K
MLN icon
83
VanEck Long Muni ETF
MLN
$679M
$10.7M 0.28%
516,423
-46,626
-8% -$976K
MCD icon
84
McDonald's
MCD
$191B
$10.6M 0.28%
91,749
+5,394
+6% +$639K
NJR icon
85
New Jersey Resources
NJR
$5.86B
$10.5M 0.27%
318,935
+17,317
+6% +$613K
OXY icon
86
Occidental Petroleum
OXY
$54.8B
$10.4M 0.27%
142,574
+8,498
+6% +$636K
SEIC icon
87
SEI Investments
SEIC
$12.5B
$10.1M 0.26%
221,796
+14,561
+7% +$683K
IBDD
88
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
$10.1M 0.26%
370,189
+53,817
+17% +$1.47M
FCRD
89
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$9.91M 0.26%
1,039,700
+105,917
+11% +$1.12M
HTGC icon
90
Hercules Capital
HTGC
$3.15B
$9.82M 0.26%
723,872
+29,958
+4% +$399K
MTB icon
91
M&T Bank
MTB
$36.2B
$9.59M 0.25%
82,595
+6,267
+8% +$728K
PII icon
92
Polaris
PII
$4.02B
$9.54M 0.25%
123,152
+7,775
+7% +$675K
GWW icon
93
W.W. Grainger
GWW
$64.7B
$9.38M 0.24%
41,737
+3,211
+8% +$722K
JWN
94
DELISTED
Nordstrom
JWN
$9.24M 0.24%
178,118
+17,359
+11% +$816K
NVS icon
95
Novartis
NVS
$292B
$9.12M 0.24%
128,883
+10,173
+9% +$741K
BBDC icon
96
Barings BDC
BBDC
$881M
$9.05M 0.24%
459,588
+21,667
+5% +$428K
TROW icon
97
T. Rowe Price
TROW
$24.2B
$9.01M 0.24%
135,496
+10,464
+8% +$729K
CFR icon
98
Cullen/Frost Bankers
CFR
$10.5B
$9.01M 0.24%
125,246
+5,829
+5% +$404K
NKE icon
99
Nike
NKE
$61.6B
$8.54M 0.22%
162,275
+13,327
+9% +$752K
MBB icon
100
iShares MBS ETF
MBB
$39.1B
$8.49M 0.22%
77,165
+12,172
+19% +$1.34M
2 3
4
5 6

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Confluence Investment Management's Q3 2016 Portfolio in Review

As of Q3 2016, Confluence Investment Management held 240 positions worth $3.83B, up 5.4% from $3.64B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Confluence Investment Management deployed $121M of net new capital in Q3 2016, opening 10 new positions and adding to 140 existing holdings. Its largest new stake was Allergan plc: 114,238 shares worth $26.3M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Chevron, an estimated $18.4M trimmed.

  • Confluence Investment Management's largest Q3 2016 buy was Allergan plc: 114,238 shares worth $26.3M.
  • Confluence Investment Management added most to NXP Semiconductors in Q3 2016, an estimated $33.3M increase.
  • Confluence Investment Management's biggest Q3 2016 reduction was Chevron, cutting an estimated $18.4M.
  • Confluence Investment Management fully exited Wells Fargo in Q3 2016, selling an estimated $22.1M.
  • Confluence Investment Management's ten largest holdings make up 21% of its $3.83B portfolio in Q3 2016.
  • Confluence Investment Management opened 10 new positions and closed 17 in Q3 2016.
  • Confluence Investment Management's portfolio value rose 5.4% quarter-over-quarter to $3.83B.

Based on Confluence Investment Management's 13F filing for Q3 2016, filed 4 Nov 2016.