We are live on ! Find out more
CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.17%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$3.34B
AUM Growth
+$283M
Cap. Flow
+$133M
Cap. Flow %
3.98%
Top 10 Hldgs %
20.16%
Holding
257
New
9
Increased
162
Reduced
50
Closed
26

Top Buys

Rank Stock Value
1
WY icon
Weyerhaeuser
WY
+$43.9M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$10.5M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$10.3M
4
PII icon
Polaris
PII
+$9.11M
5
KMI icon
Kinder Morgan
KMI
+$6.56M

Top Sells

Rank Stock Value
1
PCL
PLUM CREEK TIMBER CO (REIT)
PCL
+$44M
2
DLR icon
Digital Realty Trust
DLR
+$13.1M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$12.8M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.5M
5
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$7.69M

Sector Composition

Rank Sector Weight
1 Financials 21.29%
2 Industrials 13.2%
3 Healthcare 9.8%
4 Consumer Staples 8.59%
5 Consumer Discretionary 7.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMT icon
76
Lockheed Martin
LMT
$133B
$9.79M 0.29%
44,189
+2,973
+7% +$640K
FCRD
77
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$9.7M 0.29%
895,832
+22,872
+3% +$225K
XLY icon
78
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23B
$9.4M 0.28%
237,610
+8,900
+4% +$332K
IWO icon
79
iShares Russell 2000 Growth ETF
IWO
$14.9B
$9.27M 0.28%
69,907
+5,187
+8% +$647K
APD icon
80
Air Products & Chemicals
APD
$65.7B
$9.27M 0.28%
69,550
+4,061
+6% +$491K
CBSH icon
81
Commerce Bancshares
CBSH
$8.58B
$9.14M 0.27%
331,208
+17,792
+6% +$461K
IWN icon
82
iShares Russell 2000 Value ETF
IWN
$14.6B
$9.06M 0.27%
97,224
-1,736
-2% -$151K
ADI icon
83
Analog Devices
ADI
$184B
$9.02M 0.27%
152,449
+9,560
+7% +$510K
XOM icon
84
ExxonMobil
XOM
$628B
$8.99M 0.27%
107,572
+6,917
+7% +$554K
IJT icon
85
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.45B
$8.94M 0.27%
143,998
+7,044
+5% +$410K
MDU icon
86
MDU Resources
MDU
$4.18B
$8.93M 0.27%
1,206,570
+144,002
+14% +$971K
SLRC icon
87
SLR Investment Corp
SLRC
$691M
$8.88M 0.27%
513,837
+12,402
+2% +$207K
PG icon
88
Procter & Gamble
PG
$342B
$8.79M 0.26%
106,851
+6,570
+7% +$529K
GD icon
89
General Dynamics
GD
$104B
$8.78M 0.26%
66,837
+3,545
+6% +$470K
SPIB icon
90
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$8.68M 0.26%
253,349
+15,090
+6% +$509K
BBDC icon
91
Barings BDC
BBDC
$882M
$8.67M 0.26%
421,344
+11,028
+3% +$202K
IBCC
92
DELISTED
iShares iBonds Mar 2018 Term Corporate ex-Financials ETF
IBCC
$8.64M 0.26%
348,484
+21,004
+6% +$518K
OXY icon
93
Occidental Petroleum
OXY
$53.5B
$8.54M 0.26%
124,859
+14,585
+13% +$978K
MDT icon
94
Medtronic
MDT
$110B
$8.47M 0.25%
112,943
+6,435
+6% +$485K
TROW icon
95
T. Rowe Price
TROW
$24.5B
$8.46M 0.25%
115,208
+7,201
+7% +$500K
IJS icon
96
iShares S&P Small-Cap 600 Value ETF
IJS
$8.32B
$8.38M 0.25%
147,852
+11,772
+9% +$611K
SEIC icon
97
SEI Investments
SEIC
$12.6B
$8.29M 0.25%
192,564
+12,369
+7% +$507K
HTGC icon
98
Hercules Capital
HTGC
$3.12B
$8.28M 0.25%
688,985
+231
+0% +$2.57K
GWW icon
99
W.W. Grainger
GWW
$60.7B
$8.25M 0.25%
35,352
+2,995
+9% +$627K
NKE icon
100
Nike
NKE
$63B
$8.24M 0.25%
134,095
+13,020
+11% +$786K
2 3
4
5 6

Similar funds

PCH
PGIM Custom Harvest Newark, New Jersey $6.4B AUM 18.53% 1-Year Est. Return
GT
Glenview Trust Louisville, Kentucky $6.37B AUM 23.72% 1-Year Est. Return
BFS
Bradley Foster & Sargent Hartford, Connecticut $6.44B AUM 25.27% 1-Year Est. Return
EWM
Evercore Wealth Management New York $6.36B AUM 20.35% 1-Year Est. Return
EC
ECP ControlCo Summit, New Jersey $6.34B AUM 19.72% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return
TCM
Tenor Capital Management New York $6.49B AUM 3.01% 1-Year Est. Return
OMC
Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

Confluence Investment Management's Q1 2016 Portfolio in Review

As of Q1 2016, Confluence Investment Management held 257 positions worth $3.34B, up 9.3% from $3.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $133M of net new capital in Q1 2016, opening 9 new positions and adding to 162 existing holdings. Its largest new stake was iShares iBonds Dec 2022 Term Muni Bond ETF: 121,084 shares worth $3.15M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 22% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Digital Realty Trust, an estimated $13.1M trimmed.

  • Confluence Investment Management's largest Q1 2016 buy was iShares iBonds Dec 2022 Term Muni Bond ETF: 121,084 shares worth $3.15M.
  • Confluence Investment Management added most to Weyerhaeuser in Q1 2016, an estimated $43.9M increase.
  • Confluence Investment Management's biggest Q1 2016 reduction was Digital Realty Trust, cutting an estimated $13.1M.
  • Confluence Investment Management fully exited PLUM CREEK TIMBER CO (REIT) in Q1 2016, selling an estimated $44M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $3.34B portfolio in Q1 2016.
  • Confluence Investment Management opened 9 new positions and closed 26 in Q1 2016.
  • Confluence Investment Management's portfolio value rose 9.3% quarter-over-quarter to $3.34B.

Based on Confluence Investment Management's 13F filing for Q1 2016, filed 4 May 2016.