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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.35%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$3.06B
AUM Growth
+$315M
Cap. Flow
+$204M
Cap. Flow %
6.66%
Top 10 Hldgs %
19.94%
Holding
257
New
19
Increased
159
Reduced
59
Closed
9

Top Buys

Rank Stock Value
1
CB icon
Chubb
CB
+$43.6M
2
KSS icon
Kohl's
KSS
+$11.4M
3
KMI icon
Kinder Morgan
KMI
+$10.1M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.66M
5
FNF icon
Fidelity National Financial
FNF
+$5.8M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.74M
2
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$2.95M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.69M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$2.69M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.14M

Sector Composition

Rank Sector Weight
1 Financials 22.37%
2 Industrials 12.44%
3 Healthcare 10.14%
4 Consumer Staples 8.69%
5 Technology 7.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCRD
76
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$9.34M 0.31%
872,960
-17,849
-2% -$204K
MCD icon
77
McDonald's
MCD
$195B
$9.28M 0.3%
78,515
+4,331
+6% +$484K
NJR icon
78
New Jersey Resources
NJR
$5.59B
$9.17M 0.3%
278,092
+18,281
+7% +$560K
IWN icon
79
iShares Russell 2000 Value ETF
IWN
$14.6B
$9.1M 0.3%
98,960
+52,234
+112% +$4.96M
IWO icon
80
iShares Russell 2000 Growth ETF
IWO
$14.9B
$9.01M 0.29%
64,720
+16,245
+34% +$2.3M
LMT icon
81
Lockheed Martin
LMT
$133B
$8.95M 0.29%
41,216
+745
+2% +$162K
XLY icon
82
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23B
$8.94M 0.29%
228,710
+34,588
+18% +$1.37M
GD icon
83
General Dynamics
GD
$104B
$8.69M 0.28%
63,292
+4,957
+8% +$709K
IJT icon
84
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.45B
$8.51M 0.28%
136,954
+33,190
+32% +$2.11M
GOOGL icon
85
Alphabet (Google) Class A
GOOGL
$4.43T
$8.47M 0.28%
217,740
-7,940
-4% -$294K
MLN icon
86
VanEck Long Muni ETF
MLN
$680M
$8.45M 0.28%
424,161
+56,226
+15% +$1.11M
HTGC icon
87
Hercules Capital
HTGC
$3.12B
$8.4M 0.27%
688,754
+42,494
+7% +$478K
SLRC icon
88
SLR Investment Corp
SLRC
$691M
$8.24M 0.27%
501,435
+36,856
+8% +$634K
MDT icon
89
Medtronic
MDT
$110B
$8.19M 0.27%
106,508
+9,542
+10% +$718K
CBSH icon
90
Commerce Bancshares
CBSH
$8.58B
$8.19M 0.27%
313,416
+21,069
+7% +$568K
IBCC
91
DELISTED
iShares iBonds Mar 2018 Term Corporate ex-Financials ETF
IBCC
$8.1M 0.27%
327,480
+13,708
+4% +$340K
SPIB icon
92
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$7.96M 0.26%
238,259
+9,641
+4% +$326K
PG icon
93
Procter & Gamble
PG
$342B
$7.96M 0.26%
100,281
+8,485
+9% +$648K
ADI icon
94
Analog Devices
ADI
$184B
$7.91M 0.26%
142,889
+9,848
+7% +$580K
APD icon
95
Air Products & Chemicals
APD
$65.7B
$7.88M 0.26%
65,489
+4,843
+8% +$610K
XOM icon
96
ExxonMobil
XOM
$628B
$7.85M 0.26%
100,655
+5,640
+6% +$451K
BBDC icon
97
Barings BDC
BBDC
$882M
$7.84M 0.26%
410,316
+808
+0.2% +$15.2K
TROW icon
98
T. Rowe Price
TROW
$24.5B
$7.72M 0.25%
108,007
+8,197
+8% +$602K
NKE icon
99
Nike
NKE
$63B
$7.57M 0.25%
121,075
+4,801
+4% +$310K
NVS icon
100
Novartis
NVS
$294B
$7.54M 0.25%
97,826
+8,168
+9% +$649K
2 3
4
5 6

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Confluence Investment Management's Q4 2015 Portfolio in Review

As of Q4 2015, Confluence Investment Management held 257 positions worth $3.06B, up 12% from $2.74B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $204M of net new capital in Q4 2015, opening 19 new positions and adding to 159 existing holdings. Its largest new stake was Goldman Sachs BDC: 134,915 shares worth $2.56M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares Russell Mid-Cap Growth ETF, an estimated $8.74M trimmed.

  • Confluence Investment Management's largest Q4 2015 buy was Goldman Sachs BDC: 134,915 shares worth $2.56M.
  • Confluence Investment Management added most to Chubb in Q4 2015, an estimated $43.6M increase.
  • Confluence Investment Management's biggest Q4 2015 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $8.74M.
  • Confluence Investment Management fully exited State Street SPDR Dow Jones REIT ETF in Q4 2015, selling an estimated $2.95M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $3.06B portfolio in Q4 2015.
  • Confluence Investment Management opened 19 new positions and closed 9 in Q4 2015.
  • Confluence Investment Management's portfolio value rose 12% quarter-over-quarter to $3.06B.

Based on Confluence Investment Management's 13F filing for Q4 2015, filed 3 Feb 2016.