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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-4.96%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$2.74B
AUM Growth
-$5.34M
Cap. Flow
+$159M
Cap. Flow %
5.79%
Top 10 Hldgs %
19.7%
Holding
255
New
14
Increased
152
Reduced
63
Closed
17

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$48.6M
2
DEO icon
Diageo
DEO
+$14.3M
3
PAYX icon
Paychex
PAYX
+$13.9M
4
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$12.4M
5
MA icon
Mastercard
MA
+$10.6M

Top Sells

Rank Stock Value
1
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$50.2M
2
EMR icon
Emerson Electric
EMR
+$48.7M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$6.48M
4
COP icon
ConocoPhillips
COP
+$6.18M
5
MRO
Marathon Oil Corporation
MRO
+$5.74M

Sector Composition

Rank Sector Weight
1 Financials 21.57%
2 Industrials 12.71%
3 Healthcare 9.95%
4 Consumer Staples 8.83%
5 Technology 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBSH icon
76
Commerce Bancshares
CBSH
$8.58B
$7.79M 0.28%
292,347
+744
+0.3% +$20K
SPIB icon
77
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$7.76M 0.28%
228,618
+10,748
+5% +$364K
IBCC
78
DELISTED
iShares iBonds Mar 2018 Term Corporate ex-Financials ETF
IBCC
$7.76M 0.28%
313,772
+15,156
+5% +$376K
BDX icon
79
Becton Dickinson
BDX
$48.6B
$7.75M 0.28%
59,912
-420
-0.7% -$58.7K
PNNT
80
Pennant Park Investment Corp
PNNT
$230M
$7.71M 0.28%
1,190,865
+47,940
+4% +$369K
PNY
81
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
$7.63M 0.28%
190,410
+1,780
+0.9% +$67.3K
ADI icon
82
Analog Devices
ADI
$185B
$7.5M 0.27%
133,041
+361
+0.3% +$21K
JWN
83
DELISTED
Nordstrom
JWN
$7.5M 0.27%
104,624
-224
-0.2% -$16.9K
NVS icon
84
Novartis
NVS
$294B
$7.38M 0.27%
89,658
-326
-0.4% -$29K
SLRC icon
85
SLR Investment Corp
SLRC
$698M
$7.35M 0.27%
464,579
+37,905
+9% +$668K
MCD icon
86
McDonald's
MCD
$194B
$7.31M 0.27%
74,184
+586
+0.8% +$57.1K
CB icon
87
Chubb
CB
$136B
$7.26M 0.27%
70,257
+406
+0.6% +$42.5K
OXY icon
88
Occidental Petroleum
OXY
$56.7B
$7.23M 0.26%
109,518
+25,247
+30% +$1.76M
MTB icon
89
M&T Bank
MTB
$36.3B
$7.23M 0.26%
59,295
+353
+0.6% +$44.1K
XLY icon
90
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23B
$7.21M 0.26%
194,122
-9,158
-5% -$352K
OB
91
DELISTED
Onebeacon Insurance Group Ltd
OB
$7.21M 0.26%
513,195
+38,572
+8% +$563K
GOOGL icon
92
Alphabet (Google) Class A
GOOGL
$4.44T
$7.2M 0.26%
+225,680
New +$7.27M
MLN icon
93
VanEck Long Muni ETF
MLN
$680M
$7.19M 0.26%
367,935
-3,721
-1% -$72K
APD icon
94
Air Products & Chemicals
APD
$66.3B
$7.16M 0.26%
60,646
+112
+0.2% +$14.3K
NKE icon
95
Nike
NKE
$63B
$7.15M 0.26%
116,274
-54,392
-32% -$3.08M
XOM icon
96
ExxonMobil
XOM
$631B
$7.06M 0.26%
95,015
+19,741
+26% +$1.52M
TROW icon
97
T. Rowe Price
TROW
$24.4B
$6.94M 0.25%
99,810
+11,867
+13% +$879K
IYF icon
98
iShares US Financials ETF
IYF
$4.63B
$6.82M 0.25%
162,188
-5,224
-3% -$233K
MDU icon
99
MDU Resources
MDU
$4.23B
$6.81M 0.25%
1,041,858
+356,739
+52% +$2.43M
IBDD
100
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
$6.76M 0.25%
257,960
+12,756
+5% +$332K
2 3
4
5 6

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Confluence Investment Management's Q3 2015 Portfolio in Review

As of Q3 2015, Confluence Investment Management held 255 positions worth $2.74B, down 0.19% from $2.75B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $159M of net new capital in Q3 2015, opening 14 new positions and adding to 152 existing holdings. Its largest new stake was Kraft Heinz: 643,242 shares worth $45.4M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $6.48M trimmed.

  • Confluence Investment Management's largest Q3 2015 buy was Kraft Heinz: 643,242 shares worth $45.4M.
  • Confluence Investment Management added most to Diageo in Q3 2015, an estimated $14.3M increase.
  • Confluence Investment Management's biggest Q3 2015 reduction was Alphabet (Google) Class C, cutting an estimated $6.48M.
  • Confluence Investment Management fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $50.2M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $2.74B portfolio in Q3 2015.
  • Confluence Investment Management opened 14 new positions and closed 17 in Q3 2015.
  • Confluence Investment Management's portfolio value fell 0.19% quarter-over-quarter to $2.74B.

Based on Confluence Investment Management's 13F filing for Q3 2015, filed 4 Nov 2015.