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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-1.08%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$2.24B
AUM Growth
+$57.2M
Cap. Flow
+$92.5M
Cap. Flow %
4.13%
Top 10 Hldgs %
20.47%
Holding
268
New
12
Increased
164
Reduced
69
Closed
11

Top Buys

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$32.4M
2
CL icon
Colgate-Palmolive
CL
+$18.7M
3
RYAM icon
Rayonier Advanced Materials
RYAM
+$10.2M
4
MAT icon
Mattel
MAT
+$8.03M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.72M

Top Sells

Rank Stock Value
1
POM
PEPCO HOLDINGS, INC.
POM
+$35.5M
2
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$9.54M
3
BF.B icon
Brown-Forman Class B
BF.B
+$5.7M
4
IRM icon
Iron Mountain
IRM
+$4.83M
5
FNF icon
Fidelity National Financial
FNF
+$4.23M

Sector Composition

Rank Sector Weight
1 Financials 19%
2 Industrials 14.24%
3 Healthcare 8.93%
4 Consumer Discretionary 7.11%
5 Technology 7.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVS icon
76
Novartis
NVS
$292B
$6.55M 0.29%
77,617
+6,027
+8% +$488K
CB icon
77
Chubb
CB
$134B
$6.47M 0.29%
61,722
+2,507
+4% +$261K
COP icon
78
ConocoPhillips
COP
$145B
$6.38M 0.28%
83,439
+6,084
+8% +$498K
APD icon
79
Air Products & Chemicals
APD
$65.2B
$6.35M 0.28%
52,755
+3,933
+8% +$481K
MFIC icon
80
MidCap Financial Investment
MFIC
$801M
$6.22M 0.28%
253,911
+29,079
+13% +$753K
JWN
81
DELISTED
Nordstrom
JWN
$6.21M 0.28%
90,760
+7,449
+9% +$513K
IBCC
82
DELISTED
iShares iBonds Mar 2018 Term Corporate ex-Financials ETF
IBCC
$6.19M 0.28%
251,064
+16,612
+7% +$411K
SPIB icon
83
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$6.13M 0.27%
179,662
+12,033
+7% +$413K
CLX icon
84
Clorox
CLX
$12.7B
$6.09M 0.27%
63,415
+6,210
+11% +$562K
CBSH icon
85
Commerce Bancshares
CBSH
$8.62B
$6.04M 0.27%
242,787
+21,925
+10% +$559K
XLI icon
86
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$6.02M 0.27%
113,193
-8,345
-7% -$448K
OXY icon
87
Occidental Petroleum
OXY
$54.8B
$5.99M 0.27%
64,970
+5,557
+9% +$533K
MTB icon
88
M&T Bank
MTB
$36.2B
$5.97M 0.27%
48,438
+4,424
+10% +$545K
IWO icon
89
iShares Russell 2000 Growth ETF
IWO
$15B
$5.93M 0.26%
45,694
+42,674
+1,413% +$5.72M
MRO
90
DELISTED
Marathon Oil Corporation
MRO
$5.9M 0.26%
156,855
+13,054
+9% +$518K
BDX icon
91
Becton Dickinson
BDX
$46.9B
$5.88M 0.26%
52,914
+4,837
+10% +$552K
BBDC icon
92
Barings BDC
BBDC
$881M
$5.85M 0.26%
231,024
+10,434
+5% +$283K
CFR icon
93
Cullen/Frost Bankers
CFR
$10.5B
$5.83M 0.26%
76,256
+6,957
+10% +$546K
GWW icon
94
W.W. Grainger
GWW
$64.7B
$5.77M 0.26%
22,918
+2,444
+12% +$600K
CYS
95
DELISTED
CYS Investments Inc.
CYS
$5.74M 0.26%
696,880
– –
XLY icon
96
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$5.67M 0.25%
169,888
-48,874
-22% -$1.65M
ADI icon
97
Analog Devices
ADI
$185B
$5.66M 0.25%
114,358
+11,452
+11% +$587K
XOM icon
98
ExxonMobil
XOM
$638B
$5.66M 0.25%
60,124
+5,508
+10% +$549K
IGIB icon
99
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$5.65M 0.25%
103,454
+45,738
+79% +$2.51M
TROW icon
100
T. Rowe Price
TROW
$24.7B
$5.63M 0.25%
71,859
+7,254
+11% +$582K
2 3
4
5 6

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Confluence Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, Confluence Investment Management held 268 positions worth $2.24B, up 2.6% from $2.19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $92.5M of net new capital in Q3 2014, opening 12 new positions and adding to 164 existing holdings. Its largest new stake was GE Aerospace: 260,209 shares worth $31.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, down from 20% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares S&P Mid-Cap 400 Value ETF, an estimated $9.54M trimmed.

  • Confluence Investment Management's largest Q3 2014 buy was GE Aerospace: 260,209 shares worth $31.9M.
  • Confluence Investment Management added most to Colgate-Palmolive in Q3 2014, an estimated $18.7M increase.
  • Confluence Investment Management's biggest Q3 2014 reduction was iShares S&P Mid-Cap 400 Value ETF, cutting an estimated $9.54M.
  • Confluence Investment Management fully exited PEPCO HOLDINGS, INC. in Q3 2014, selling an estimated $35.5M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $2.24B portfolio in Q3 2014.
  • Confluence Investment Management opened 12 new positions and closed 11 in Q3 2014.
  • Confluence Investment Management's portfolio value rose 2.6% quarter-over-quarter to $2.24B.

Based on Confluence Investment Management's 13F filing for Q3 2014, filed 21 Oct 2014.