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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+1.07%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$1.97B
AUM Growth
+$167M
Cap. Flow
+$152M
Cap. Flow %
7.7%
Top 10 Hldgs %
20.31%
Holding
277
New
22
Increased
140
Reduced
75
Closed
25

Top Buys

Rank Stock Value
1
DLR icon
Digital Realty Trust
DLR
+$27.4M
2
CL icon
Colgate-Palmolive
CL
+$14.5M
3
MAT icon
Mattel
MAT
+$14.3M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$10.9M
5
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$8.44M

Top Sells

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$21.4M
2
IYW icon
iShares US Technology ETF
IYW
+$5.2M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.14M
4
LMT icon
Lockheed Martin
LMT
+$5.05M
5
BR icon
Broadridge
BR
+$4.79M

Sector Composition

Rank Sector Weight
1 Financials 19.94%
2 Industrials 12.5%
3 Healthcare 8.94%
4 Technology 7.72%
5 Real Estate 6.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYG icon
76
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$5.88M 0.3%
62,246
-47,002
-43% -$4.41M
XLY icon
77
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23B
$5.85M 0.3%
180,706
-96,374
-35% -$3.14M
CYS
78
DELISTED
CYS Investments Inc.
CYS
$5.76M 0.29%
696,880
+30,000
+4% +$248K
VCIT icon
79
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$5.68M 0.29%
66,811
+7,250
+12% +$611K
IBCC
80
DELISTED
iShares iBonds Mar 2018 Term Corporate ex-Financials ETF
IBCC
$5.66M 0.29%
229,372
+24,180
+12% +$597K
SPIB icon
81
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$5.56M 0.28%
163,597
+18,047
+12% +$613K
BBDC icon
82
Barings BDC
BBDC
$882M
$5.52M 0.28%
213,312
– –
COP icon
83
ConocoPhillips
COP
$140B
$5.37M 0.27%
76,262
+7,519
+11% +$503K
MDU icon
84
MDU Resources
MDU
$4.18B
$5.33M 0.27%
408,521
+29,852
+8% +$371K
NEE icon
85
NextEra Energy
NEE
$179B
$5.29M 0.27%
221,144
+20,084
+10% +$455K
GD icon
86
General Dynamics
GD
$104B
$5.27M 0.27%
48,421
+2,063
+4% +$214K
XLI icon
87
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$5.27M 0.27%
100,727
-59,908
-37% -$3.08M
CBSH icon
88
Commerce Bancshares
CBSH
$8.58B
$5.25M 0.27%
203,014
+24,499
+14% +$608K
XLE icon
89
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$5.21M 0.26%
117,084
-68,924
-37% -$2.97M
NVS icon
90
Novartis
NVS
$294B
$5.1M 0.26%
66,887
+6,311
+10% +$460K
BDX icon
91
Becton Dickinson
BDX
$47B
$5.09M 0.26%
44,554
+4,364
+11% +$480K
BF.B icon
92
Brown-Forman Class B
BF.B
$13B
$5.07M 0.26%
176,794
-3,244
-2% -$85K
ADI icon
93
Analog Devices
ADI
$184B
$5.06M 0.26%
95,244
+10,684
+13% +$539K
OXY icon
94
Occidental Petroleum
OXY
$53.5B
$5.05M 0.26%
55,309
+9,491
+21% +$848K
APD icon
95
Air Products & Chemicals
APD
$65.7B
$5M 0.25%
45,381
+4,926
+12% +$523K
HD icon
96
Home Depot
HD
$352B
$4.98M 0.25%
62,987
-1,839
-3% -$146K
CFR icon
97
Cullen/Frost Bankers
CFR
$10.3B
$4.97M 0.25%
64,052
+7,361
+13% +$550K
MTB icon
98
M&T Bank
MTB
$36.5B
$4.93M 0.25%
40,657
+4,802
+13% +$554K
TROW icon
99
T. Rowe Price
TROW
$24.5B
$4.9M 0.25%
59,483
+6,504
+12% +$527K
PG icon
100
Procter & Gamble
PG
$342B
$4.88M 0.25%
60,599
+8,251
+16% +$650K
2 3
4
5 6

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Confluence Investment Management's Q1 2014 Portfolio in Review

As of Q1 2014, Confluence Investment Management held 277 positions worth $1.97B, up 9.2% from $1.81B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $152M of net new capital in Q1 2014, opening 22 new positions and adding to 140 existing holdings. Its largest new stake was Digital Realty Trust: 526,885 shares worth $28M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Vanguard Real Estate ETF, an estimated $21.4M trimmed.

  • Confluence Investment Management's largest Q1 2014 buy was Digital Realty Trust: 526,885 shares worth $28M.
  • Confluence Investment Management added most to Colgate-Palmolive in Q1 2014, an estimated $14.5M increase.
  • Confluence Investment Management's biggest Q1 2014 reduction was Vanguard Real Estate ETF, cutting an estimated $21.4M.
  • Confluence Investment Management fully exited Automatic Data Processing in Q1 2014, selling an estimated $4.62M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $1.97B portfolio in Q1 2014.
  • Confluence Investment Management opened 22 new positions and closed 25 in Q1 2014.
  • Confluence Investment Management's portfolio value rose 9.2% quarter-over-quarter to $1.97B.

Based on Confluence Investment Management's 13F filing for Q1 2014, filed 7 May 2014.